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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Jun-18 6:37 PM View:  | Hanmi Financial Corp. (HAFC) | 29-Jun-18 | Grant | 11 | -- | -- | < 1% 100.84K to 100.85K | |
| 19-Dec-17 5:38 PM View: | Hanmi Financial Corp. (HAFC) | 15-Dec-17 | Grant | 35 | -- | -- | < 1% 100.8K to 100.84K | |
| 03-Apr-17 8:33 PM View: | Hanmi Financial Corp. (HAFC) | 30-Mar-17 | Disposition | 7,835 | $31.00 | $242,885.00 | (7%) 108.64K to 100.8K | 28% |
| 24-Mar-17 7:06 PM View: | Hanmi Financial Corp. (HAFC) | 22-Mar-17 | Grant | 24,753 | -- | -- | 30% 83.89K to 108.64K | |
| 31-Aug-15 4:01 PM View: | Hanmi Financial Corp. (HAFC) | 28-Aug-15 | Payment of Exercise | 4,883 | $24.13 | $117,827.00 | (6%) 88.77K to 83.89K | 4% |
| 28-Aug-15 4:20 PM View: | Hanmi Financial Corp. (HAFC) | 26-Aug-15 | Grant | 2,100 | -- | -- | 1% 176.91K to 179.01K | |
| 28-Aug-15 4:20 PM View: | Hanmi Financial Corp. (HAFC) | 26-Aug-15 | Payment of Exercise | 735 | $23.80 | $17,493.00 | (< 1%) 179.01K to 178.27K | 3% |
| 25-Jul-14 4:16 PM View: | Hanmi Financial Corp. (HAFC) | 25-Jul-14 | Market Purchase | 8,750 | $20.95 | $183,312.00 | 11% 78.65K to 87.4K | 12% |
| 23-Sep-13 8:04 PM View: | Hanmi Financial Corp. (HAFC) | 20-Sep-13 | Market Purchase | 1,821 | $16.55 | $30,137.50 | 2% 76.83K to 78.65K | 44% |
| 12-Sep-13 6:35 PM View: | Hanmi Financial Corp. (HAFC) | 12-Sep-13 | Market Purchase | 20,000 | $16.17 | $323,400.00 | 35% 56.83K to 76.83K | 47% |
| 30-Aug-13 6:21 PM View: | Hanmi Financial Corp. (HAFC) | 28-Aug-13 | Grant | 41,832 | -- | -- | 279% 15.0K to 56.83K | |
| 31-Jul-13 8:02 PM View: | Hanmi Financial Corp. (HAFC) | 30-Jul-13 | Market Purchase | 15,000 | $17.00 | $254,928.00 | 100% 0 to 15.0K | 41% |
| 31-May-13 9:08 PM View: | First California Financial ... (FCAL) | 31-May-13 | Disposition | 419,294 | -- | -- | (100%) 419.29K to 0 | |
| 31-May-13 7:17 PM View: | First California Financial ... (FCAL) | 31-May-13 | Option Exercise | 29,592 | $4.93 | $145,889.00 | 8% 389.7K to 419.29K | |
| 22-Mar-13 4:57 PM View: | First California Financial ... (FCAL) | 20-Mar-13 | Payment of Exercise | 14,000 | $8.49 | $118,860.00 | (3%) 403.7K to 389.7K | (483%) |
| 22-Mar-12 6:34 PM View: | First California Financial ... (FCAL) | 21-Mar-12 | Market Purchase | 28,356 | $5.29 | $150,003.00 | 8% 375.35K to 403.7K | 835% |
| 21-Jul-11 7:00 PM View: | First California Financial ... (FCAL) | 20-Jul-11 | Market Purchase | 300,000 | $3.75 | $1,125,000.00 | 398% 75.35K to 375.35K | 1216% |
| 25-Mar-10 1:15 PM View: | First California Financial ... (FCAL) | 24-Mar-10 | Private Purchase | 10,000 | $2.50 | $25,000.00 | 15% 65.35K to 75.35K | |
| 04-Mar-09 2:16 PM View: | First California Financial ... (FCAL) | 25-Feb-09 | Grant | 13,805 | -- | -- | 27% 51.54K to 65.35K | |
| 13-Aug-07 6:56 PM View: | First California Financial ... (FCAL) | 09-Aug-07 | Market Purchase | 1,500 | $10.74 | $16,115.00 | 3% 50.04K to 51.54K | 411% |