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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jul-12 5:58 PM View:  | Thermoenergy Corp (TMEN) | 11-Jul-12 | Private Purchase | 650,000 | $0.10 | $65,000.00 | 9% 7.36M to 8.01M | |
| 09-Jan-12 9:03 PM View: | Energy Focus, Inc (EFOI) | 06-Jan-12 | Market Sale | 2,400 | $0.19 | $444.00 | (< 1%) 1.13M to 1.13M | (2954%) |
| 07-Oct-11 4:47 PM View: | Axion Power International I... (AXPW) | 05-Oct-11 | Market Sale | 5,000 | $0.50 | $2,500.00 | (< 1%) 3.54M to 3.54M | 59% |
| 07-Oct-11 4:47 PM View: | Axion Power International I... (AXPW) | 04-Oct-11 | Market Sale | 32,000 | $0.46 | $14,848.00 | (< 1%) 3.57M to 3.54M | 57% |
| 07-Oct-11 4:47 PM View: | Axion Power International I... (AXPW) | 03-Oct-11 | Market Sale | 35,000 | $0.47 | $16,401.00 | (< 1%) 3.61M to 3.57M | 57% |
| 07-Oct-11 4:47 PM View: | Axion Power International I... (AXPW) | 30-Sep-11 | Market Sale | 37,800 | $0.52 | $19,542.60 | (1%) 3.65M to 3.61M | 61% |
| 07-Oct-11 4:47 PM View: | Axion Power International I... (AXPW) | 29-Sep-11 | Market Sale | 6,300 | $0.55 | $3,433.50 | (< 1%) 3.68M to 3.67M | 63% |
| 07-Oct-11 4:47 PM View: | Axion Power International I... (AXPW) | 28-Sep-11 | Market Sale | 6,500 | $0.55 | $3,549.00 | (< 1%) 3.66M to 3.65M | 63% |
| 07-Oct-11 4:47 PM View: | Axion Power International I... (AXPW) | 27-Sep-11 | Market Sale | 6,500 | $0.55 | $3,577.60 | (< 1%) 3.67M to 3.66M | 63% |
| 14-Sep-11 10:33 AM View: | Axion Power International I... (AXPW) | 13-Sep-11 | Market Sale | 20,000 | $0.65 | $12,910.00 | (< 1%) 3.73M to 3.71M | 69% |
| 14-Sep-11 10:33 AM View: | Axion Power International I... (AXPW) | 12-Sep-11 | Market Sale | 18,000 | $0.64 | $11,520.00 | (< 1%) 3.75M to 3.73M | 69% |
| 14-Sep-11 10:33 AM View: | Axion Power International I... (AXPW) | 09-Sep-11 | Sale | 19,000 | $0.63 | $12,065.00 | (< 1%) 3.81M to 3.79M | |
| 08-Sep-11 9:09 PM View: | Axion Power International I... (AXPW) | 08-Sep-11 | Market Sale | 35,000 | $0.64 | $22,431.50 | (< 1%) 3.8M to 3.77M | 69% |
| 08-Sep-11 9:09 PM View: | Axion Power International I... (AXPW) | 07-Sep-11 | Market Sale | 71,000 | $0.66 | $46,959.40 | (2%) 3.88M to 3.8M | 70% |
| 08-Sep-11 9:09 PM View: | Axion Power International I... (AXPW) | 06-Sep-11 | Market Sale | 145,000 | $0.63 | $91,567.50 | (4%) 4.02M to 3.88M | 68% |
| 04-Aug-11 8:33 PM View: | Axion Power International I... (AXPW) | 03-Aug-11 | Market Sale | 500,000 | $0.54 | $269,550.00 | (9%) 5.72M to 5.22M | 63% |
| 04-Aug-11 8:33 PM View: | Axion Power International I... (AXPW) | 02-Aug-11 | Market Sale | 14,190 | $0.61 | $8,647.39 | (< 1%) 5.73M to 5.72M | 67% |
| 04-Aug-11 8:33 PM View: | Axion Power International I... (AXPW) | 01-Aug-11 | Market Sale | 30,000 | $0.64 | $19,179.00 | (< 1%) 5.76M to 5.73M | 69% |
| 19-Jul-11 6:17 PM View: | Axion Power International I... (AXPW) | 19-Jul-11 | Market Sale | 64,000 | $0.64 | $40,659.20 | (1%) 5.97M to 5.91M | 69% |
| 19-Jul-11 6:17 PM View: | Axion Power International I... (AXPW) | 18-Jul-11 | Market Sale | 17,000 | $0.65 | $11,114.60 | (< 1%) 5.99M to 5.97M | 69% |
| 19-Jul-11 6:17 PM View: | Axion Power International I... (AXPW) | 15-Jul-11 | Market Sale | 10,000 | $0.67 | $6,680.00 | (< 1%) 6.0M to 5.99M | 70% |
| 29-Jun-11 6:33 PM View: | Energy Focus, Inc (EFOI) | 27-Jun-11 | Sale | 3,965,000 | $0.40 | $1,586,000.00 | (78%) 5.1M to 1.13M | |
| 17-Jun-11 5:45 PM View: | Energy Focus, Inc (EFOI) | 17-Jun-11 | Market Sale | 3,500 | $0.42 | $1,463.70 | (< 1%) 5.1M to 5.1M | (1290%) |
| 17-Jun-11 5:45 PM View: | Energy Focus, Inc (EFOI) | 16-Jun-11 | Market Sale | 7,800 | $0.42 | $3,311.88 | (< 1%) 5.11M to 5.1M | (1252%) |
| 17-Jun-11 5:45 PM View: | Energy Focus, Inc (EFOI) | 15-Jun-11 | Sale | 20,000 | $0.34 | $6,834.00 | (< 1%) 5.13M to 5.11M | |
| 17-Jun-11 5:45 PM View: | Energy Focus, Inc (EFOI) | 14-Jun-11 | Market Sale | 2,500 | $0.51 | $1,267.25 | (< 1%) 5.13M to 5.13M | (1032%) |
| 02-Jun-11 8:40 PM View: | Axion Power International I... (AXPW) | 02-Jun-11 | Market Sale | 45,000 | $0.74 | $33,448.50 | (< 1%) 6.49M to 6.45M | 73% |
| 02-Jun-11 8:40 PM View: | Axion Power International I... (AXPW) | 01-Jun-11 | Market Sale | 10,000 | $0.74 | $7,395.00 | (< 1%) 6.5M to 6.49M | 73% |
| 02-Jun-11 8:40 PM View: | Axion Power International I... (AXPW) | 31-May-11 | Market Sale | 70,000 | $0.73 | $51,184.00 | (1%) 6.57M to 6.5M | 73% |
| 24-May-11 9:51 PM View: | Axion Power International I... (AXPW) | 24-May-11 | Market Sale | 19,000 | $0.79 | $14,920.70 | (< 1%) 6.65M to 6.63M | 74% |
| 24-May-11 9:51 PM View: | Axion Power International I... (AXPW) | 23-May-11 | Market Sale | 28,000 | $0.80 | $22,349.60 | (< 1%) 6.68M to 6.65M | 75% |
| 24-May-11 9:51 PM View: | Axion Power International I... (AXPW) | 20-May-11 | Market Sale | 28,650 | $0.80 | $23,028.90 | (< 1%) 6.71M to 6.68M | 75% |
| 19-May-11 8:17 PM View: | Axion Power International I... (AXPW) | 19-May-11 | Market Sale | 25,200 | $0.79 | $19,966.00 | (< 1%) 6.73M to 6.71M | 74% |
| 19-May-11 8:17 PM View: | Axion Power International I... (AXPW) | 18-May-11 | Market Sale | 8,000 | $0.79 | $6,338.40 | (< 1%) 6.74M to 6.73M | 74% |
| 19-May-11 8:17 PM View: | Axion Power International I... (AXPW) | 17-May-11 | Market Sale | 40,000 | $0.77 | $30,768.00 | (< 1%) 6.78M to 6.74M | 74% |
| 10-May-11 6:54 PM View: | Energy Focus, Inc (EFOI) | 06-May-11 | Market Sale | 8,000 | $0.70 | $5,602.40 | (< 1%) 5.14M to 5.13M | (737%) |
| 10-May-11 6:54 PM View: | Energy Focus, Inc (EFOI) | 05-May-11 | Market Sale | 8,500 | $0.70 | $5,965.30 | (< 1%) 5.15M to 5.14M | (741%) |
| 10-May-11 6:54 PM View: | Energy Focus, Inc (EFOI) | 04-May-11 | Market Sale | 16,000 | $0.74 | $11,912.00 | (< 1%) 5.16M to 5.15M | (690%) |
| 04-May-11 6:55 PM View: | Axion Power International I... (AXPW) | 04-May-11 | Market Sale | 13,000 | $0.78 | $10,140.00 | (< 1%) 6.92M to 6.91M | 74% |
| 04-May-11 6:55 PM View: | Axion Power International I... (AXPW) | 03-May-11 | Market Sale | 17,000 | $0.79 | $13,462.30 | (< 1%) 6.94M to 6.92M | 74% |
| 04-May-11 6:55 PM View: | Axion Power International I... (AXPW) | 02-May-11 | Market Sale | 14,000 | $0.81 | $11,314.80 | (< 1%) 6.95M to 6.94M | 75% |
| 29-Apr-11 7:18 PM View: | Axion Power International I... (AXPW) | 28-Apr-11 | Market Sale | 17,500 | $0.78 | $13,676.20 | (< 1%) 6.97M to 6.95M | 74% |
| 29-Apr-11 7:18 PM View: | Axion Power International I... (AXPW) | 27-Apr-11 | Market Sale | 20,000 | $0.80 | $15,900.00 | (< 1%) 6.99M to 6.97M | 74% |
| 27-Apr-11 3:10 PM View: | Axion Power International I... (AXPW) | 19-Apr-11 | Market Sale | 19,427 | $0.90 | $17,560.10 | (< 1%) 7.01M to 6.99M | 78% |
| 31-Mar-11 4:41 PM View: | Energy Focus, Inc (EFOI) | 31-Mar-11 | Market Sale | 18,000 | $1.15 | $20,674.80 | (< 1%) 5.14M to 5.12M | (411%) |
| 31-Mar-11 4:41 PM View: | Energy Focus, Inc (EFOI) | 30-Mar-11 | Market Sale | 24,500 | $1.13 | $27,714.40 | (< 1%) 5.16M to 5.14M | (422%) |
| 31-Mar-11 4:41 PM View: | Energy Focus, Inc (EFOI) | 29-Mar-11 | Market Sale | 80,000 | $1.25 | $100,104.00 | (2%) 5.24M to 5.16M | (370%) |
| 29-Mar-11 8:11 PM View: | Axion Power International I... (AXPW) | 29-Mar-11 | Market Sale | 118,470 | $1.21 | $143,882.00 | (< 1%) 17.82M to 17.7M | 83% |
| 29-Mar-11 8:11 PM View: | Axion Power International I... (AXPW) | 22-Mar-11 | Market Sale | 38,505 | $1.02 | $39,402.20 | (< 1%) 17.86M to 17.82M | 80% |
| 21-Mar-11 8:11 PM View: | Axion Power International I... (AXPW) | 21-Mar-11 | Market Sale | 57,500 | $0.99 | $56,810.00 | (< 1%) 17.92M to 17.86M | 80% |