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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Oct-23 6:15 AM View:  | Kaleyra, Inc. (KLR) | 05-Oct-23 | Disposition | 121,992 | -- | -- | (100%) 121.99K to 0 | |
| 10-May-23 9:00 PM View: | Kaleyra, Inc. (KLR) | 08-May-23 | Grant | 10,000 | -- | -- | 9% 111.99K to 121.99K | |
| 03-Jan-23 4:31 PM View: | Kaleyra, Inc. (KLR) | 01-Jan-23 | Grant | 71,440 | -- | -- | 22% 320.53K to 391.97K | |
| 11-Feb-22 6:58 PM View: | Kaleyra, Inc. (KLR) | 09-Feb-22 | Grant | 35,000 | -- | -- | 12% 285.53K to 320.53K | |
| 23-Dec-21 5:27 PM View: | Uphealth, Inc. (UPHL) | 22-Dec-21 | Grant | 71,730 | -- | -- | 2% 4.62M to 4.69M | |
| 23-Dec-21 6:30 PM View: | Kaleyra, Inc. (KLR) | 21-Dec-21 | Grant | 21,413 | -- | -- | 8% 264.12K to 285.53K | |
| 17-Nov-21 6:21 PM View: | Uphealth, Inc. (UPHL) | 16-Nov-21 | Grant | 30,000 | $3.01 | $90,300.00 | < 1% 4.59M to 4.62M | 3% |
| 08-Sep-21 9:35 PM View: | Kaleyra, Inc. (KLR) | 07-Sep-21 | Market Sale | 15,000 | $12.44 | $186,675.00 | (3%) 588.23K to 573.23K | < 1% |
| 15-Jul-21 9:14 PM View: | Lightning Emotors, Inc. (ZEV) | 13-Jul-21 | Grant | 34,334 | -- | -- | < 1% 4.99M to 5.02M | |
| 01-Jul-21 5:08 PM View: | Lightning Emotors, Inc. (ZEV) | 29-Jun-21 | Acquisition (other) | 1,950 | -- | -- | < 1% 5.63M to 5.64M | |
| 01-Jul-21 5:08 PM View: | Lightning Emotors, Inc. (ZEV) | 29-Jun-21 | Disposition (other) | 650,000 | -- | -- | (12%) 5.64M to 4.99M | |
| 16-Aug-21 9:54 PM View: | Uphealth, Inc. (UPHL) | 09-Jun-21 | Acquisition (other) | 24,063 | $10.00 | $240,630.00 | < 1% 4.5M to 4.52M | |
| 07-Jun-21 4:19 PM View: | Kaleyra, Inc. (KLR) | 03-Jun-21 | Market Sale | 6,790 | $11.40 | $77,406.00 | (2%) 300.91K to 294.12K | (< 1%) |
| 02-Mar-21 4:15 PM View: | Kaleyra, Inc. (KLR) | 01-Mar-21 | Market Sale | 24,661 | $18.92 | $466,549.00 | (8%) 325.57K to 300.91K | 11% |
| 01-Mar-21 9:43 PM View: | Kaleyra, Inc. (KLR) | 26-Feb-21 | Market Sale | 9,031 | $18.50 | $167,103.00 | (3%) 334.6K to 325.57K | 9% |
| 26-Feb-21 6:12 PM View: | Kaleyra, Inc. (KLR) | 25-Feb-21 | Market Sale | 16,038 | $18.03 | $289,115.00 | (5%) 350.91K to 334.87K | 7% |
| 11-Feb-21 8:01 PM View: | Kaleyra, Inc. (KLR) | 10-Feb-21 | Grant | 30,000 | -- | -- | 9% 320.91K to 350.91K | |
| 03-Dec-20 8:49 PM View: | Kaleyra, Inc. (KLR) | 01-Dec-20 | Acquisition (other) | 154,890 | -- | -- | 93% 166.02K to 320.91K | |
| 06-Nov-20 8:26 PM View: | Kaleyra, Inc. (KLR) | 05-Nov-20 | Grant | 27,510 | -- | -- | 20% 138.51K to 166.02K | |
| 01-Jul-21 5:08 PM View: | Lightning Emotors, Inc. (ZEV) | 29-Jun-20 | Disposition Duplicate | 750,000 | -- | -- | (12%) 6.38M to 5.63M | |
| 01-Jul-21 5:08 PM View: | Lightning Emotors, Inc. (ZEV) | 13-May-20 | Purchase Duplicate | 650,000 | $10.00 | $6,500,000.00 | 11% 5.74M to 6.38M | |
| 20-Dec-19 4:17 PM View: | Kaleyra, Inc. (KLR) | 18-Dec-19 | Grant | 138,506 | -- | -- | 100% 0 to 138.51K | |
| 16-Aug-21 9:54 PM View: | Uphealth, Inc. (UPHL) | 13-Jun-19 | Market Purchase | 63,750 | $10.00 | $637,500.00 | 1% 4.44M to 4.5M | |
| 16-Aug-21 9:54 PM View: | Uphealth, Inc. (UPHL) | 05-Jun-19 | Purchase Duplicate | 417,500 | $10.00 | $4,175,000.00 | 10% 4.02M to 4.44M | |
| 04-Apr-17 4:32 PM View: | Gigpeak, Inc. (GIG) | 04-Apr-17 | Disposition (change in control) | 187,839 | $3.08 | $578,544.00 | (100%) 187.84K to 0 | (234%) |
| 03-Feb-17 7:48 PM View: | Gigpeak, Inc. (GIG) | 01-Feb-17 | Option Exercise | 6,674 | -- | -- | 4% 181.16K to 187.84K | |
| 03-Nov-16 9:03 PM View: | Gigpeak, Inc. (GIG) | 01-Nov-16 | Option Exercise | 10,840 | -- | -- | 6% 170.32K to 181.16K | |
| 03-Aug-16 9:01 PM View: | Gigpeak, Inc. (GIG) | 01-Aug-16 | Option Exercise | 10,840 | -- | -- | 7% 159.49K to 170.32K | |
| 14-Jun-16 4:15 PM View: | Gigpeak, Inc. (GIG) | 10-Jun-16 | Market Sale | 30,000 | $2.00 | $60,000.00 | (16%) 189.49K to 159.49K | (414%) |
| 05-May-16 9:02 PM View: | Gigpeak, Inc. (GIG) | 03-May-16 | Option Exercise | 13,000 | -- | -- | 7% 176.49K to 189.49K | |
| 03-Feb-16 8:59 PM View: | Gigpeak, Inc. (GIG) | 01-Feb-16 | Option Exercise | 10,123 | -- | -- | 6% 166.36K to 176.49K | |
| 04-Nov-15 9:02 PM View: | Gigpeak, Inc. (GIG) | 02-Nov-15 | Option Exercise | 19,536 | -- | -- | 13% 146.83K to 166.36K | |
| 05-Aug-15 9:21 PM View: | Micrel Inc. (MCRL) | 03-Aug-15 | Disposition | 30,000 | -- | -- | (100%) 30.0K to 0 | |
| 04-Aug-15 9:01 PM View: | Gigpeak, Inc. (GIG) | 03-Aug-15 | Option Exercise | 19,538 | -- | -- | 15% 127.29K to 146.83K | |
| 28-May-15 8:42 PM View: | Micrel Inc. (MCRL) | 22-May-15 | Option Exercise | 7,500 | -- | -- | 33% 22.5K to 30.0K | |
| 04-May-15 9:02 PM View: | Gigpeak, Inc. (GIG) | 01-May-15 | Option Exercise | 25,639 | -- | -- | 25% 101.65K to 127.29K | |
| 05-Mar-15 9:05 PM View: | Gigpeak, Inc. (GIG) | 05-Mar-15 | Market Sale | 23,000 | $1.29 | $29,732.10 | (18%) 124.65K to 101.65K | (695%) |
| 05-Feb-15 9:03 PM View: | Gigpeak, Inc. (GIG) | 03-Feb-15 | Option Exercise | 14,139 | -- | -- | 13% 110.51K to 124.65K | |
| 06-Nov-14 9:01 PM View: | Gigpeak, Inc. (GIG) | 04-Nov-14 | Option Exercise | 14,142 | -- | -- | 15% 96.37K to 110.51K | |
| 05-Aug-14 9:05 PM View: | Gigpeak, Inc. (GIG) | 01-Aug-14 | Option Exercise | 14,142 | -- | -- | 17% 82.23K to 96.37K | |
| 02-May-14 9:03 PM View: | Gigpeak, Inc. (GIG) | 01-May-14 | Option Exercise | 18,880 | -- | -- | 30% 63.35K to 82.23K | |
| 06-Feb-14 9:00 PM View: | Gigpeak, Inc. (GIG) | 05-Feb-14 | Option Exercise | 4,229 | -- | -- | 7% 59.12K to 63.35K | |
| 05-Nov-13 9:00 PM View: | Gigpeak, Inc. (GIG) | 01-Nov-13 | Option Exercise | 4,229 | -- | -- | 8% 54.89K to 59.12K | |
| 05-Mar-13 9:28 PM View: | Gigpeak, Inc. (GIG) | 01-Mar-13 | Option Exercise | 6,791 | -- | -- | 14% 48.1K to 54.89K | |
| 14-Nov-12 4:21 PM View: | Gigpeak, Inc. (GIG) | 09-Nov-12 | Option Exercise | 6,788 | -- | -- | 16% 41.31K to 48.1K | |
| 28-Aug-12 4:30 PM View: | Gigpeak, Inc. (GIG) | 28-Aug-12 | Market Purchase | 3,000 | $2.20 | $6,600.00 | 8% 38.31K to 41.31K | 365% |
| 14-Aug-12 5:01 PM View: | Gigpeak, Inc. (GIG) | 10-Aug-12 | Option Exercise | 6,788 | -- | -- | 22% 31.52K to 38.31K | |
| 31-May-12 7:28 PM View: | Gigpeak, Inc. (GIG) | 31-May-12 | Market Purchase | 7,733 | $2.19 | $16,935.30 | 33% 23.79K to 31.52K | 368% |
| 14-May-12 4:22 PM View: | Gigpeak, Inc. (GIG) | 10-May-12 | Option Exercise | 6,788 | -- | -- | 40% 17.0K to 23.79K | |
| 05-Dec-11 7:56 PM View: | Gigpeak, Inc. (GIG) | 05-Dec-11 | Market Purchase | 6,000 | $1.55 | $9,300.00 | 55% 11.0K to 17.0K | 562% |