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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Sep-13 8:02 PM View:  | Bookham Inc. (OCLR) | 30-Oct-12 | Grant | 43,918 | -- | -- | 120% 36.72K to 80.64K | |
| 25-Jul-12 9:19 PM View: | Opnext, Inc. (OPXT) | 23-Jul-12 | Disposition | 87,442 | -- | -- | (1%) 6.52M to 6.43M | |
| 25-Jul-12 9:19 PM View: | Opnext, Inc. (OPXT) | 23-Jul-12 | Disposition (other) | 6,434,050 | -- | -- | (100%) 6.43M to 0 | |
| 25-Jul-12 9:19 PM View: | Opnext, Inc. (OPXT) | 23-Jul-12 | Option Exercise | 87,442 | -- | -- | 1% 6.43M to 6.52M | |
| 11-Mar-11 2:43 PM View: | Opnext, Inc. (OPXT) | 09-Mar-11 | Disposition (other) Duplicate | 93,371 | -- | -- | (1%) 6.57M to 6.48M | |
| 07-Feb-08 8:53 PM View: | Opnext, Inc. (OPXT) | 27-Sep-07 | Disposition (other) Duplicate | 729,870 | -- | -- | (10%) 7.26M to 6.53M | |
| 07-Feb-08 8:53 PM View: | Opnext, Inc. (OPXT) | 18-Sep-07 | Disposition (other) Duplicate | 7,500,000 | -- | -- | (51%) 14.76M to 7.26M | |
| 16-Feb-07 4:59 PM View: | Opnext, Inc. (OPXT) | 14-Feb-07 | Sale | 242,709 | $15.00 | $3,640,640.00 | (2%) 15.0M to 14.76M |