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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-22 3:10 PM View:  | Capstone Turbine Corp. (N/A) | 13-Apr-22 | Payment of Exercise | 1,342 | $3.75 | $5,032.50 | (2%) 57.98K to 56.64K | |
| 05-Apr-22 8:15 PM View: | Capstone Turbine Corp. (N/A) | 04-Apr-22 | Payment of Exercise | 1,527 | $4.08 | $6,230.16 | (3%) 59.51K to 57.98K | |
| 31-Aug-21 9:34 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-21 | Payment of Exercise | 2,761 | $4.58 | $12,645.40 | (4%) 62.27K to 59.51K | |
| 14-Apr-21 8:10 PM View: | Capstone Turbine Corp. (N/A) | 13-Apr-21 | Grant | 10,057 | -- | -- | 19% 52.21K to 62.27K | |
| 07-Apr-21 8:08 PM View: | Capstone Turbine Corp. (N/A) | 05-Apr-21 | Payment of Exercise | 1,249 | $8.72 | $10,891.30 | (2%) 53.46K to 52.21K | 15% |
| 18-Feb-21 5:35 PM View: | Capstone Turbine Corp. (N/A) | 16-Feb-21 | Payment of Exercise | 1,494 | $8.91 | $13,311.50 | (3%) 54.96K to 53.46K | 16% |
| 28-Aug-20 7:31 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-20 | Grant | 25,293 | -- | -- | 85% 29.66K to 54.96K | |
| 07-Apr-20 8:04 PM View: | Capstone Turbine Corp. (N/A) | 03-Apr-20 | Payment of Exercise | 1,277 | $1.18 | $1,506.86 | (4%) 30.94K to 29.66K | (526%) |
| 18-Feb-20 10:00 PM View: | Capstone Turbine Corp. (N/A) | 14-Feb-20 | Payment of Exercise | 5,992 | $2.79 | $16,717.70 | (16%) 36.93K to 30.94K | (166%) |
| 18-Feb-20 10:00 PM View: | Capstone Turbine Corp. (N/A) | 13-Feb-20 | Payment of Exercise | 1,486 | $2.93 | $4,353.98 | (4%) 38.42K to 36.93K | (154%) |
| 16-Apr-19 8:09 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-19 | Payment of Exercise | 199 | $0.93 | $185.07 | (< 1%) 384.34K to 384.14K | 19% |
| 05-Apr-19 7:04 PM View: | Capstone Turbine Corp. (N/A) | 03-Apr-19 | Grant | 114,407 | -- | -- | 42% 269.93K to 384.34K | |
| 05-Apr-19 7:04 PM View: | Capstone Turbine Corp. (N/A) | 03-Apr-19 | Grant | -- | -- | -- | 0% 384.34K | |
| 15-Feb-19 5:53 PM View: | Capstone Turbine Corp. (N/A) | 13-Feb-19 | Payment of Exercise | 14,867 | $0.79 | $11,744.90 | (5%) 284.8K to 269.93K | 5% |
| 16-May-18 8:22 PM View: | Capstone Turbine Corp. (N/A) | 14-May-18 | Payment of Exercise | 214 | $1.37 | $293.18 | (< 1%) 285.01K to 284.8K | 45% |
| 16-Apr-18 7:10 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-18 | Payment of Exercise | 214 | $1.82 | $389.48 | (< 1%) 285.23K to 285.01K | 59% |
| 16-Feb-18 7:31 PM View: | Capstone Turbine Corp. (N/A) | 14-Feb-18 | Grant | 150,000 | -- | -- | 111% 135.23K to 285.23K | |
| 15-Feb-18 9:14 PM View: | Capstone Turbine Corp. (N/A) | 13-Feb-18 | Grant | 111,648 | -- | -- | 473% 23.58K to 135.23K | |
| 17-May-17 5:33 PM View: | Capstone Turbine Corp. (N/A) | 15-May-17 | Payment of Exercise | 214 | $0.65 | $139.10 | (< 1%) 23.8K to 23.58K | (23%) |
| 12-Apr-17 8:45 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-17 | Payment of Exercise | 214 | $0.82 | $175.48 | (< 1%) 24.01K to 23.8K | 3% |
| 12-Apr-17 8:45 PM View: | Capstone Turbine Corp. (N/A) | 10-Apr-17 | Payment of Exercise | 356 | $0.81 | $288.36 | (1%) 24.36K to 24.01K | 2% |
| 08-Jun-16 9:43 PM View: | Capstone Turbine Corp. (N/A) | 06-Jun-16 | Payment of Exercise | 334 | $1.53 | $511.02 | (1%) 24.7K to 24.36K | 48% |
| 18-May-16 8:21 PM View: | Capstone Turbine Corp. (N/A) | 16-May-16 | Payment of Exercise | 214 | $1.39 | $297.46 | (< 1%) 24.91K to 24.7K | 43% |
| 13-Apr-16 8:58 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-16 | Payment of Exercise | 214 | $1.52 | $325.28 | (< 1%) 25.13K to 24.91K | 48% |
| 13-Apr-16 8:58 PM View: | Capstone Turbine Corp. (N/A) | 11-Apr-16 | Payment of Exercise | 356 | $1.59 | $566.04 | (1%) 25.48K to 25.13K | 50% |
| 22-Dec-15 8:12 PM View: | Capstone Turbine Corp. (N/A) | 18-Dec-15 | Grant | 21,412 | $1.19 | $25,480.30 | 179% 11.98K to 33.4K | (33%) |
| 22-Dec-15 8:12 PM View: | Capstone Turbine Corp. (N/A) | 18-Dec-15 | Payment of Exercise | 7,912 | $1.19 | $9,415.28 | (24%) 33.4K to 25.48K | 33% |
| 11-Aug-15 12:48 PM View: | Capstone Turbine Corp. (N/A) | 11-Aug-15 | Market Purchase | 10,000 | $0.42 | $4,200.00 | 4% 249.66K to 259.66K | (91%) |
| 10-Jun-15 9:05 PM View: | Capstone Turbine Corp. (N/A) | 08-Jun-15 | Payment of Exercise | 1,606 | $0.55 | $883.30 | (< 1%) 231.26K to 229.66K | 93% |
| 10-Jun-15 9:05 PM View: | Capstone Turbine Corp. (N/A) | 06-Jun-15 | Payment of Exercise | 6,695 | $0.55 | $3,682.25 | (3%) 237.96K to 231.26K | 93% |
| 18-May-15 9:52 PM View: | Capstone Turbine Corp. (N/A) | 14-May-15 | Payment of Exercise | 4,285 | $0.55 | $2,356.75 | (2%) 242.24K to 237.96K | 92% |
| 14-Apr-15 9:54 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-15 | Grant | 40,000 | -- | -- | 20% 202.24K to 242.24K | |
| 13-Apr-15 9:53 PM View: | Capstone Turbine Corp. (N/A) | 09-Apr-15 | Payment of Exercise | 7,142 | $0.62 | $4,428.04 | (3%) 209.39K to 202.24K | 93% |
| 10-Jun-14 9:34 PM View: | Capstone Turbine Corp. (N/A) | 09-Jun-14 | Payment of Exercise | 1,649 | $1.61 | $2,654.89 | (< 1%) 211.03K to 209.39K | 97% |
| 10-Jun-14 9:34 PM View: | Capstone Turbine Corp. (N/A) | 08-Jun-14 | Payment of Exercise | 1,374 | $1.61 | $2,212.14 | (< 1%) 212.41K to 211.03K | 97% |
| 10-Jun-14 9:34 PM View: | Capstone Turbine Corp. (N/A) | 06-Jun-14 | Payment of Exercise | 5,726 | $1.55 | $8,875.30 | (3%) 218.13K to 212.41K | 97% |
| 16-May-14 8:00 PM View: | Capstone Turbine Corp. (N/A) | 14-May-14 | Grant | 40,000 | -- | -- | 22% 178.13K to 218.13K | |
| 10-Apr-14 8:16 PM View: | Capstone Turbine Corp. (N/A) | 09-Apr-14 | Payment of Exercise | 6,675 | $2.21 | $14,751.80 | (2%) 275.45K to 268.77K | 98% |
| 15-May-14 9:10 PM View: | Capstone Turbine Corp. (N/A) | 18-Nov-13 | Gift | 20,000 | -- | -- | (7%) 288.45K to 268.45K | |
| 15-May-14 9:10 PM View: | Capstone Turbine Corp. (N/A) | 18-Nov-13 | Gift | 90,320 | -- | -- | (34%) 268.45K to 178.13K | |
| 12-Jun-13 8:52 PM View: | Capstone Turbine Corp. (N/A) | 10-Jun-13 | Payment of Exercise | 2,948 | $1.29 | $3,802.92 | (1%) 278.4K to 275.45K | 97% |
| 10-Jun-13 9:08 PM View: | Capstone Turbine Corp. (N/A) | 06-Jun-13 | Payment of Exercise | 5,585 | $1.19 | $6,646.15 | (2%) 283.98K to 278.4K | 96% |
| 11-Apr-13 8:15 PM View: | Capstone Turbine Corp. (N/A) | 09-Apr-13 | Grant | 66,670 | -- | -- | 31% 217.31K to 283.98K | |
| 12-Dec-12 8:14 PM View: | Capstone Turbine Corp. (N/A) | 10-Dec-12 | Payment of Exercise | 1,787 | $0.96 | $1,715.52 | (< 1%) 219.1K to 217.31K | 95% |
| 04-Sep-12 8:28 PM View: | Capstone Turbine Corp. (N/A) | 30-Aug-12 | Grant | 62,500 | -- | -- | 40% 156.6K to 219.1K | |
| 12-Jun-12 9:53 PM View: | Capstone Turbine Corp. (N/A) | 11-Jun-12 | Market Sale | 1,609 | $1.00 | $1,609.00 | (1%) 158.21K to 156.6K | 96% |
| 12-Jun-12 9:53 PM View: | Capstone Turbine Corp. (N/A) | 08-Jun-12 | Market Sale | 1,341 | $1.00 | $1,341.00 | (< 1%) 159.55K to 158.21K | 96% |
| 14-Dec-11 8:07 PM View: | Capstone Turbine Corp. (N/A) | 12-Dec-11 | Market Sale | 1,788 | $1.04 | $1,859.52 | (1%) 161.34K to 159.55K | 96% |
| 10-Jun-11 9:44 PM View: | Capstone Turbine Corp. (N/A) | 09-Jun-11 | Market Sale | 1,609 | $1.68 | $2,703.12 | (< 1%) 162.95K to 161.34K | 97% |
| 10-Jun-11 9:44 PM View: | Capstone Turbine Corp. (N/A) | 08-Jun-11 | Grant | 15,000 | -- | -- | 10% 147.95K to 162.95K |