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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Sep-17 6:40 PM View:  | Adverum Biotechnologies, Inc. (ADVM) | 07-Sep-17 | Grant | 48,000 | -- | -- | 100% 0 to 48.0K | |
| 02-Feb-11 6:04 PM View: | King Pharmaceuticals Inc. (KG) | 31-Jan-11 | Disposition | 38,740 | -- | -- | (22%) 174.17K to 135.43K | |
| 02-Feb-11 6:04 PM View: | King Pharmaceuticals Inc. (KG) | 31-Jan-11 | Disposition (change in control) | 135,427 | -- | -- | (100%) 135.43K to 0 | |
| 11-Jan-11 5:11 PM View: | King Pharmaceuticals Inc. (KG) | 07-Jan-11 | Grant | 16,260 | -- | -- | 14% 119.97K to 136.23K | |
| 20-Jan-11 6:19 PM View: | King Pharmaceuticals Inc. (KG) | 31-Dec-10 | Option Exercise | 37,940 | -- | -- | 28% 136.23K to 174.17K | |
| 01-Dec-10 5:03 PM View: | King Pharmaceuticals Inc. (KG) | 29-Nov-10 | Payment of Exercise | 40,426 | $14.15 | $572,028.00 | (25%) 160.39K to 119.97K | 0% |
| 24-Mar-10 5:27 PM View: | King Pharmaceuticals Inc. (KG) | 22-Mar-10 | Payment of Exercise | 1,772 | $12.25 | $21,707.00 | (1%) 166.29K to 164.51K | (< 1%) |
| 19-Mar-10 5:07 PM View: | King Pharmaceuticals Inc. (KG) | 17-Mar-10 | Grant | 11,970 | -- | -- | 8% 154.32K to 166.29K | |
| 31-Mar-10 5:13 PM View: | King Pharmaceuticals Inc. (KG) | 10-Mar-10 | Payment of Exercise | 4,121 | $12.22 | $50,358.60 | (3%) 164.51K to 160.39K | 3% |
| 26-Jan-10 5:03 PM View: | King Pharmaceuticals Inc. (KG) | 25-Jan-10 | Payment of Exercise | 4,523 | $12.35 | $55,859.10 | (3%) 158.84K to 154.32K | < 1% |
| 05-Jan-10 5:51 PM View: | King Pharmaceuticals Inc. (KG) | 31-Dec-09 | Option Exercise | 12,698 | -- | -- | 9% 146.14K to 158.84K | |
| 25-Mar-09 5:22 PM View: | King Pharmaceuticals Inc. (KG) | 23-Mar-09 | Grant | 15,930 | -- | -- | 12% 130.21K to 146.14K | |
| 12-Mar-09 5:49 PM View: | King Pharmaceuticals Inc. (KG) | 10-Mar-09 | Payment of Exercise | 534 | $6.31 | $3,369.54 | (< 1%) 130.75K to 130.21K | (38%) |
| 21-Jan-09 5:42 PM View: | King Pharmaceuticals Inc. (KG) | 16-Jan-09 | Grant | 1,645 | -- | -- | 1% 129.1K to 130.75K | |
| 27-Mar-08 6:07 PM View: | King Pharmaceuticals Inc. (KG) | 25-Mar-08 | Grant | 10,840 | -- | -- | 9% 118.26K to 129.1K | |
| 03-Dec-07 5:31 PM View: | King Pharmaceuticals Inc. (KG) | 29-Nov-07 | Grant | 100,000 | -- | -- | 548% 18.26K to 118.26K | |
| 23-Mar-07 6:05 PM View: | King Pharmaceuticals Inc. (KG) | 21-Mar-07 | Grant | 5,460 | -- | -- | 43% 12.8K to 18.26K | |
| 26-Jan-07 5:14 PM View: | King Pharmaceuticals Inc. (KG) | 24-Jan-07 | Grant | 12,800 | -- | -- | 100% 0 to 12.8K |