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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Mar-18 5:22 PM View:  | Arq, Inc. (ARQ) | 23-Mar-18 | Grant | 11,556 | -- | -- | 21% 55.91K to 67.47K | |
| 27-Mar-18 5:22 PM View: | Arq, Inc. (ARQ) | 23-Mar-18 | Payment of Exercise | 965 | $10.95 | $10,566.80 | (1%) 67.47K to 66.51K | 52% |
| 05-Mar-18 6:32 PM View: | Arq, Inc. (ARQ) | 01-Mar-18 | Payment of Exercise | 1,394 | $9.73 | $13,563.60 | (2%) 57.31K to 55.91K | 46% |
| 05-Mar-18 6:32 PM View: | Arq, Inc. (ARQ) | 01-Mar-18 | Option Exercise | 4,068 | -- | -- | 8% 53.24K to 57.31K | |
| 04-Jan-18 5:43 PM View: | Arq, Inc. (ARQ) | 02-Jan-18 | Payment of Exercise | 599 | $9.50 | $5,690.50 | (1%) 53.84K to 53.24K | 46% |
| 12-May-17 4:32 PM View: | Arq, Inc. (ARQ) | 10-May-17 | Disposition | 6,396 | -- | -- | (8%) 76.77K to 70.37K | |
| 27-Mar-17 7:37 PM View: | Arq, Inc. (ARQ) | 23-Mar-17 | Grant | 10,000 | -- | -- | 15% 66.77K to 76.77K | |
| 02-Mar-17 6:37 PM View: | Arq, Inc. (ARQ) | 28-Feb-17 | Payment of Exercise | 606 | $10.77 | $6,526.62 | (< 1%) 67.37K to 66.77K | 56% |
| 02-Mar-17 6:37 PM View: | Arq, Inc. (ARQ) | 28-Feb-17 | Option Exercise | 1,626 | -- | -- | 2% 65.75K to 67.37K | |
| 04-Jan-17 6:22 PM View: | Arq, Inc. (ARQ) | 02-Jan-17 | Payment of Exercise | 957 | $9.24 | $8,842.68 | (1%) 66.7K to 65.75K | 48% |
| 12-May-16 6:08 PM View: | Arq, Inc. (ARQ) | 10-May-16 | Grant | 20,000 | $7.74 | $154,800.00 | 43% 46.7K to 66.7K | (39%) |
| 03-Mar-16 7:24 PM View: | Arq, Inc. (ARQ) | 01-Mar-16 | Option Exercise | 3,231 | -- | -- | 7% 43.47K to 46.7K | |
| 05-Jan-16 6:55 PM View: | Arq, Inc. (ARQ) | 02-Jan-16 | Payment of Exercise | 958 | $7.07 | $6,773.06 | (2%) 44.43K to 43.47K | 33% |
| 05-Jan-16 6:55 PM View: | Arq, Inc. (ARQ) | 01-Jan-16 | Payment of Exercise | 590 | $7.07 | $4,171.30 | (1%) 45.02K to 44.43K | 33% |
| 07-Jul-15 5:24 PM View: | Arq, Inc. (ARQ) | 03-Jul-15 | Grant | 568 | -- | -- | 1% 44.45K to 45.02K | |
| 05-Mar-15 7:58 PM View: | Arq, Inc. (ARQ) | 03-Mar-15 | Grant | 4,255 | -- | -- | 11% 40.2K to 44.45K | |
| 09-Jan-15 12:48 PM View: | Arq, Inc. (ARQ) | 02-Jan-15 | Payment of Exercise | 359 | $21.86 | $7,847.74 | (< 1%) 40.56K to 40.2K | 84% |
| 09-Jan-15 12:48 PM View: | Arq, Inc. (ARQ) | 01-Jan-15 | Payment of Exercise | 590 | $22.79 | $13,446.10 | (1%) 41.15K to 40.56K | 85% |
| 18-Feb-14 2:10 PM View: | Arq, Inc. (ARQ) | 11-Feb-14 | Grant | 69 | $52.18 | $3,600.42 | < 1% 20.5K to 20.57K | (93%) |
| 07-Jan-14 5:38 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Grant | 1,445 | $53.00 | $76,585.00 | 7% 19.36K to 20.8K | (93%) |
| 07-Jan-14 5:38 PM View: | Arq, Inc. (ARQ) | 03-Jan-14 | Payment of Exercise | 295 | $53.00 | $15,635.00 | (1%) 20.8K to 20.5K | 93% |
| 08-Nov-13 2:19 PM View: | Arq, Inc. (ARQ) | 06-Nov-13 | Grant | 111 | $37.96 | $4,213.56 | < 1% 19.24K to 19.36K | (91%) |
| 02-Aug-13 3:12 PM View: | Arq, Inc. (ARQ) | 01-Aug-13 | Grant | 83 | $42.95 | $3,564.85 | < 1% 19.16K to 19.24K | (92%) |
| 24-May-13 1:08 PM View: | ADA-ES Inc. (ADES) | 14-May-13 | Grant | 2,376 | $31.29 | $74,345.00 | 14% 16.79K to 19.16K | (36%) |
| 03-May-13 3:16 PM View: | ADA-ES Inc. (ADES) | 02-May-13 | Grant | 171 | $24.33 | $4,160.43 | 1% 16.61K to 16.79K | |
| 22-Feb-13 4:50 PM View: | ADA-ES Inc. (ADES) | 21-Feb-13 | Grant | 2,363 | $13.80 | $32,609.40 | 14% 16.61K to 18.98K | |
| 22-Feb-13 4:50 PM View: | ADA-ES Inc. (ADES) | 21-Feb-13 | Disposition | 2,363 | $25.01 | $59,102.30 | (12%) 18.98K to 16.61K | 19% |
| 22-Feb-13 4:50 PM View: | ADA-ES Inc. (ADES) | 20-Feb-13 | Grant | 195 | $18.23 | $3,554.85 | 1% 16.42K to 16.61K | |
| 25-Jan-13 12:53 PM View: | ADA-ES Inc. (ADES) | 23-Jan-13 | Market Sale (Planned) | 2,455 | $22.61 | $55,497.00 | (13%) 18.87K to 16.42K | 11% |
| 24-Jan-13 11:31 AM View: | ADA-ES Inc. (ADES) | 22-Jan-13 | Market Sale (Planned) | 2,545 | $22.50 | $57,262.50 | (12%) 21.42K to 18.87K | 10% |
| 17-Jan-13 12:28 PM View: | ADA-ES Inc. (ADES) | 16-Jan-13 | Market Sale (Planned) | 3,000 | $20.11 | $60,330.00 | (12%) 24.42K to 21.42K | (< 1%) |
| 19-Dec-12 3:35 PM View: | ADA-ES Inc. (ADES) | 18-Dec-12 | Market Sale (Planned) | 1,000 | $17.50 | $17,500.00 | (4%) 25.42K to 24.42K | (15%) |
| 06-Dec-12 3:44 PM View: | ADA-ES Inc. (ADES) | 27-Nov-12 | Market Sale (Planned) | 1,000 | $17.50 | $17,500.00 | (4%) 26.42K to 25.42K | (15%) |
| 31-Oct-12 8:21 PM View: | ADA-ES Inc. (ADES) | 29-Oct-12 | Grant | 216 | $19.25 | $4,158.00 | < 1% 26.2K to 26.42K | 5% |
| 10-Aug-12 4:57 PM View: | ADA-ES Inc. (ADES) | 08-Aug-12 | Grant | 162 | $21.94 | $3,554.28 | < 1% 26.04K to 26.2K | (8%) |
| 07-May-12 10:47 AM View: | ADA-ES Inc. (ADES) | 02-May-12 | Grant | 185 | $22.64 | $4,188.40 | < 1% 25.86K to 26.04K | |
| 01-Feb-12 11:06 AM View: | ADA-ES Inc. (ADES) | 31-Jan-12 | Grant | 74 | $21.75 | $1,609.50 | < 1% 25.69K to 25.77K | (7%) |
| 21-Nov-11 7:05 PM View: | ADA-ES Inc. (ADES) | 18-Nov-11 | Grant | 537 | $15.28 | $8,205.36 | 2% 25.15K to 25.69K | 32% |
| 02-Nov-11 6:52 PM View: | ADA-ES Inc. (ADES) | 19-Oct-11 | Grant | 265 | $14.26 | $3,778.90 | 1% 24.89K to 25.15K | |
| 18-Aug-11 7:33 PM View: | ADA-ES Inc. (ADES) | 16-Aug-11 | Grant | 254 | $14.86 | $3,774.44 | 1% 24.64K to 24.89K | 36% |
| 18-Aug-11 7:33 PM View: | ADA-ES Inc. (ADES) | 04-May-11 | Grant | 342 | $10.49 | $3,587.58 | 1% 24.29K to 24.64K | 92% |
| 16-Feb-11 11:52 AM View: | ADA-ES Inc. (ADES) | 14-Feb-11 | Grant | 349 | $12.00 | $4,188.00 | 1% 23.94K to 24.29K | |
| 08-Feb-11 4:40 PM View: | ADA-ES Inc. (ADES) | 07-Feb-11 | Grant | 1,480 | $12.12 | $17,937.60 | 7% 22.46K to 23.94K | |
| 01-Nov-10 2:58 PM View: | ADA-ES Inc. (ADES) | 29-Oct-10 | Grant | 457 | $6.01 | $2,746.57 | 2% 22.01K to 22.46K | 226% |
| 29-Jul-10 5:07 PM View: | ADA-ES Inc. (ADES) | 15-Jul-10 | Grant | 401 | $6.47 | $2,594.47 | 2% 21.61K to 22.01K | 203% |
| 07-Apr-10 3:53 PM View: | ADA-ES Inc. (ADES) | 31-Mar-10 | Grant | 279 | $7.96 | $2,220.84 | 1% 21.33K to 21.61K | 146% |
| 01-Mar-10 12:39 PM View: | ADA-ES Inc. (ADES) | 25-Feb-10 | Grant | 4,118 | $5.17 | $21,290.10 | 24% 17.21K to 21.33K | 279% |
| 19-Feb-10 1:27 PM View: | ADA-ES Inc. (ADES) | 17-Feb-10 | Grant | 767 | $5.45 | $4,180.15 | 5% 16.44K to 17.21K | 260% |
| 05-Jan-10 12:58 PM View: | ADA-ES Inc. (ADES) | 09-Nov-09 | Grant | 1,027 | $2.11 | $2,166.97 | 7% 15.41K to 16.44K | 827% |
| 19-Aug-09 12:00 PM View: | ADA-ES Inc. (ADES) | 18-Aug-09 | Grant | 547 | $3.95 | $2,160.65 | 4% 14.87K to 15.41K | 396% |