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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-16 5:09 PM View:  | Duff & Phelps Utility & Inf... (DPG) | 14-Nov-16 | Market Purchase | 350 | $14.47 | $5,063.45 | 100% 0 to 0.35K | (20%) |
| 12-Feb-16 3:06 PM View: | Duff & Phelps Select Mlp & ... (DSE) | 10-Feb-16 | Market Purchase | 800 | $3.60 | $2,876.00 | 100% 0 to 0.8K | 24% |