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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-24 3:00 PM View:  | Netlist Inc. (NLST) | 14-May-24 | Grant | 750,000 | -- | -- | 13% 5.78M to 6.53M | |
| 20-Mar-24 9:30 PM View: | Netlist Inc. (NLST) | 18-Mar-24 | Private Sale | 51,972 | $1.62 | $83,997.10 | (< 1%) 5.84M to 5.78M | |
| 08-Mar-24 9:30 PM View: | Netlist Inc. (NLST) | 06-Mar-24 | Private Sale | 15,667 | $1.54 | $24,156.90 | (< 1%) 5.85M to 5.84M | |
| 26-Apr-23 9:30 PM View: | Netlist Inc. (NLST) | 24-Apr-23 | Private Sale (Planned) | 500,000 | $5.49 | $2,744,000.00 | (8%) 6.35M to 5.85M | |
| 23-Mar-23 9:33 PM View: | Netlist Inc. (NLST) | 22-Mar-23 | Sale (Planned) | 208,634 | $4.00 | $835,308.00 | (3%) 6.56M to 6.35M | |
| 23-Mar-23 9:33 PM View: | Netlist Inc. (NLST) | 21-Mar-23 | Private Sale (Planned) | 41,366 | $4.00 | $165,464.00 | (< 1%) 6.6M to 6.56M | |
| 17-Mar-23 9:30 PM View: | Netlist Inc. (NLST) | 16-Mar-23 | Grant | 499,000 | -- | -- | 8% 6.35M to 6.85M | |
| 17-Mar-23 9:30 PM View: | Netlist Inc. (NLST) | 16-Mar-23 | Sale (Planned) | 250,000 | $3.04 | $759,375.00 | (4%) 6.85M to 6.6M | |
| 14-Mar-23 10:00 PM View: | Netlist Inc. (NLST) | 10-Mar-23 | Private Sale | 184,703 | $2.82 | $521,546.00 | (3%) 6.54M to 6.35M | |
| 13-Feb-23 4:46 PM View: | Netlist Inc. (NLST) | 09-Feb-23 | Option Exercise | 300,000 | $0.71 | $213,000.00 | 5% 6.24M to 6.54M | |
| 08-Sep-22 5:10 PM View: | Netlist Inc. (NLST) | 07-Sep-22 | Payment of Exercise | 32,095 | $2.78 | $89,224.10 | (< 1%) 6.27M to 6.24M | |
| 08-Sep-22 5:10 PM View: | Netlist Inc. (NLST) | 06-Sep-22 | Payment of Exercise | 12,968 | $2.84 | $36,829.10 | (< 1%) 6.28M to 6.27M | |
| 15-Aug-22 4:15 PM View: | Netlist Inc. (NLST) | 11-Aug-22 | Payment of Exercise | 34,580 | $3.15 | $108,927.00 | (< 1%) 6.32M to 6.28M | |
| 01-Feb-22 6:22 PM View: | Netlist Inc. (NLST) | 25-Jan-22 | Grant | 800,000 | -- | -- | 14% 5.52M to 6.32M | |
| 19-Nov-21 5:00 PM View: | Netlist Inc. (NLST) | 18-Nov-21 | Private Sale | 63,650 | $7.08 | $450,496.00 | (1%) 5.58M to 5.52M | |
| 12-Nov-21 7:00 PM View: | Netlist Inc. (NLST) | 12-Nov-21 | Sale | 11,550 | $7.00 | $80,850.00 | (< 1%) 5.59M to 5.58M | |
| 12-Nov-21 7:00 PM View: | Netlist Inc. (NLST) | 11-Nov-21 | Sale | 53,086 | $7.00 | $371,618.00 | (< 1%) 5.65M to 5.59M | |
| 12-Nov-21 7:00 PM View: | Netlist Inc. (NLST) | 10-Nov-21 | Sale | 1,100 | $7.02 | $7,722.00 | (< 1%) 5.65M to 5.65M | |
| 12-Nov-21 7:00 PM View: | Netlist Inc. (NLST) | 09-Nov-21 | Private Sale | 70,614 | $7.83 | $553,014.00 | (1%) 5.72M to 5.65M | |
| 02-Jul-21 10:00 PM View: | Netlist Inc. (NLST) | 01-Jul-21 | Private Sale (Planned) | 378,056 | $4.00 | $1,512,220.00 | (6%) 6.14M to 5.76M | |
| 30-Jun-21 5:00 PM View: | Netlist Inc. (NLST) | 28-Jun-21 | Private Sale (Planned) | 69,000 | $3.09 | $213,265.00 | (1%) 6.21M to 6.14M | |
| 28-May-21 5:00 PM View: | Netlist Inc. (NLST) | 26-May-21 | Private Sale | 250,000 | $2.09 | $523,375.00 | (4%) 6.46M to 6.21M | |
| 08-Apr-21 9:02 PM View: | Netlist Inc. (NLST) | 06-Apr-21 | Private Sale (Planned) | 931,000 | $2.85 | $2,651,670.00 | (13%) 7.39M to 6.46M | |
| 08-Mar-21 9:31 PM View: | Netlist Inc. (NLST) | 08-Mar-21 | Payment of Exercise | 53,273 | $1.82 | $96,956.90 | (< 1%) 7.44M to 7.39M | |
| 08-Mar-21 9:31 PM View: | Netlist Inc. (NLST) | 04-Mar-21 | Private Sale | 218,975 | $2.25 | $492,584.00 | (3%) 7.66M to 7.44M | |
| 18-Feb-21 5:00 PM View: | Netlist Inc. (NLST) | 16-Feb-21 | Private Sale (Planned) | 449,785 | $1.00 | $450,145.00 | (6%) 8.11M to 7.66M | |
| 10-Feb-21 5:59 PM View: | Netlist Inc. (NLST) | 09-Feb-21 | Sale (Planned) | 46,841 | $1.00 | $46,841.00 | (< 1%) 8.16M to 8.11M | |
| 10-Feb-21 5:59 PM View: | Netlist Inc. (NLST) | 08-Feb-21 | Private Sale (Planned) | 503,374 | $1.01 | $509,112.00 | (6%) 8.66M to 8.16M | |
| 09-Sep-20 8:38 PM View: | Netlist Inc. (NLST) | 08-Sep-20 | Payment of Exercise | 43,891 | $0.46 | $20,189.90 | (< 1%) 8.71M to 8.66M | 13% |
| 09-Sep-21 5:30 PM View: | Netlist Inc. (NLST) | 08-Sep-20 | Payment of Exercise | 43,891 | $6.02 | $264,224.00 | (< 1%) 5.76M to 5.72M | |
| 18-Jun-20 5:15 PM View: | Netlist Inc. (NLST) | 16-Jun-20 | Private Sale (Planned) | 1,000,000 | $0.67 | $674,100.00 | (10%) 9.71M to 8.71M | |
| 15-May-20 5:00 PM View: | Netlist Inc. (NLST) | 14-May-20 | Sale | 200,000 | $0.20 | $40,440.00 | (2%) 9.91M to 9.71M | |
| 15-Apr-20 4:45 PM View: | Netlist Inc. (NLST) | 13-Apr-20 | Payment of Exercise | 50,521 | $0.16 | $8,133.88 | (< 1%) 9.96M to 9.91M | |
| 13-Mar-20 4:30 PM View: | Netlist Inc. (NLST) | 12-Mar-20 | Sale | 26,873 | $0.23 | $6,234.54 | (< 1%) 9.98M to 9.96M | |
| 13-Mar-20 4:30 PM View: | Netlist Inc. (NLST) | 11-Mar-20 | Sale | 273,127 | $0.27 | $73,334.60 | (3%) 10.26M to 9.98M | |
| 10-Mar-20 11:00 AM View: | Netlist Inc. (NLST) | 06-Mar-20 | Grant | 300,000 | -- | -- | 3% 9.99M to 10.29M | |
| 10-Mar-20 11:00 AM View: | Netlist Inc. (NLST) | 06-Mar-20 | Payment of Exercise | 37,119 | $0.31 | $11,666.50 | (< 1%) 10.29M to 10.26M | |
| 04-Dec-19 7:01 PM View: | Netlist Inc. (NLST) | 02-Dec-19 | Sale | 250,000 | $0.33 | $81,925.00 | (2%) 10.24M to 9.99M | |
| 09-Sep-19 5:00 PM View: | Netlist Inc. (NLST) | 06-Sep-19 | Payment of Exercise | 31,260 | $0.31 | $9,690.60 | (< 1%) 10.27M to 10.24M | |
| 21-Aug-19 5:00 PM View: | Netlist Inc. (NLST) | 19-Aug-19 | Sale | 350,000 | $0.30 | $104,930.00 | (3%) 10.63M to 10.28M | |
| 06-Jun-19 5:00 PM View: | Netlist Inc. (NLST) | 05-Jun-19 | Sale | 62,869 | $0.35 | $21,935.00 | (< 1%) 10.69M to 10.63M | |
| 06-Jun-19 5:00 PM View: | Netlist Inc. (NLST) | 04-Jun-19 | Market Sale | 87,131 | $0.36 | $30,975.10 | (< 1%) 10.77M to 10.69M | (13%) |
| 16-Apr-19 5:01 PM View: | Netlist Inc. (NLST) | 15-Apr-19 | Payment of Exercise | 61,320 | $0.41 | $25,141.20 | (< 1%) 10.84M to 10.78M | 2% |
| 08-Mar-19 5:42 PM View: | Netlist Inc. (NLST) | 07-Mar-19 | Grant | 742,500 | -- | -- | 7% 10.19M to 10.93M | |
| 08-Mar-19 5:42 PM View: | Netlist Inc. (NLST) | 07-Mar-19 | Private Sale | 94,810 | $0.55 | $51,747.30 | (< 1%) 10.93M to 10.84M | |
| 08-Mar-19 5:42 PM View: | Netlist Inc. (NLST) | 06-Mar-19 | Private Sale | 55,190 | $0.57 | $31,209.90 | (< 1%) 10.24M to 10.19M | |
| 13-Dec-18 5:00 PM View: | Netlist Inc. (NLST) | 11-Dec-18 | Market Sale (Planned) | 300,000 | $0.40 | $121,170.00 | (3%) 10.54M to 10.24M | |
| 21-May-18 6:01 PM View: | Netlist Inc. (NLST) | 17-May-18 | Grant | 5,405,400 | $0.15 | $800,000.00 | 105% 5.14M to 10.54M | |
| 17-Apr-18 5:19 PM View: | Netlist Inc. (NLST) | 13-Apr-18 | Grant | 300,000 | -- | -- | 6% 4.84M to 5.14M | |
| 16-Jun-17 4:07 PM View: | Netlist Inc. (NLST) | 15-Jun-17 | Market Sale | 3,259 | $1.09 | $3,552.31 | (< 1%) 4.84M to 4.84M | (2%) |