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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-17 3:00 PM View:  | NewStar Financial, Inc. (NEWS) | 22-Dec-17 | Disposition | 620,404 | -- | -- | (100%) 620.4K to 0 | |
| 22-Feb-17 4:38 PM View: | NewStar Financial, Inc. (NEWS) | 17-Feb-17 | Grant | 15,259 | -- | -- | 3% 601.38K to 616.63K | |
| 15-Feb-17 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-17 | Payment of Exercise | 1,536 | $9.45 | $14,515.20 | (< 1%) 602.91K to 601.38K | (26%) |
| 15-Feb-17 4:02 PM View: | NewStar Financial, Inc. (NEWS) | 12-Feb-17 | Payment of Exercise | 2,592 | $9.18 | $23,794.60 | (< 1%) 605.5K to 602.91K | (30%) |
| 17-Feb-16 4:05 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-16 | Payment of Exercise | 1,536 | $6.27 | $9,630.72 | (< 1%) 607.04K to 605.5K | (90%) |
| 17-Feb-16 4:05 PM View: | NewStar Financial, Inc. (NEWS) | 12-Feb-16 | Grant | 23,923 | -- | -- | 4% 583.12K to 607.04K | |
| 08-Dec-15 4:15 PM View: | NewStar Financial, Inc. (NEWS) | 04-Dec-15 | Payment of Exercise | 62,360 | $9.57 | $596,785.00 | (10%) 645.48K to 583.12K | (25%) |
| 08-Dec-15 4:15 PM View: | NewStar Financial, Inc. (NEWS) | 04-Dec-15 | Option Exercise | 100,000 | $2.76 | $276,000.00 | 18% 545.48K to 645.48K | |
| 02-Dec-15 4:23 PM View: | NewStar Financial, Inc. (NEWS) | 01-Dec-15 | Payment of Exercise | 31,077 | $9.70 | $301,447.00 | (5%) 576.55K to 545.48K | (23%) |
| 02-Dec-15 4:23 PM View: | NewStar Financial, Inc. (NEWS) | 01-Dec-15 | Option Exercise | 50,000 | $2.76 | $138,000.00 | 9% 526.55K to 576.55K | |
| 23-Nov-15 4:08 PM View: | NewStar Financial, Inc. (NEWS) | 20-Nov-15 | Payment of Exercise | 94,311 | $9.48 | $894,068.00 | (15%) 620.86K to 526.55K | (26%) |
| 23-Nov-15 4:08 PM View: | NewStar Financial, Inc. (NEWS) | 20-Nov-15 | Option Exercise | 150,000 | $2.83 | $424,000.00 | 32% 470.86K to 620.86K | |
| 19-Nov-15 4:20 PM View: | NewStar Financial, Inc. (NEWS) | 18-Nov-15 | Payment of Exercise | 118,481 | $9.49 | $1,124,380.00 | (20%) 589.35K to 470.86K | (26%) |
| 19-Nov-15 4:20 PM View: | NewStar Financial, Inc. (NEWS) | 18-Nov-15 | Option Exercise | 200,000 | $2.76 | $552,000.00 | 51% 389.35K to 589.35K | |
| 17-Feb-15 4:38 PM View: | NewStar Financial, Inc. (NEWS) | 13-Feb-15 | Grant | 14,177 | -- | -- | 4% 375.17K to 389.35K | |
| 02-Apr-14 4:07 PM View: | NewStar Financial, Inc. (NEWS) | 01-Apr-14 | Payment of Exercise | 69,648 | $14.16 | $986,216.00 | (16%) 444.82K to 375.17K | 16% |
| 02-Apr-14 4:07 PM View: | NewStar Financial, Inc. (NEWS) | 01-Apr-14 | Option Exercise | 100,000 | $7.32 | $732,000.00 | 29% 344.82K to 444.82K | |
| 21-May-13 4:59 PM View: | NewStar Financial, Inc. (NEWS) | 19-May-13 | Payment of Exercise | 132,849 | $12.08 | $1,604,820.00 | (28%) 477.67K to 344.82K | 1% |
| 13-Dec-12 4:14 PM View: | NewStar Financial, Inc. (NEWS) | 11-Dec-12 | Payment of Exercise | 28,113 | $12.50 | $351,412.00 | (6%) 505.78K to 477.67K | 5% |
| 13-Feb-12 5:16 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-11 | Payment of Exercise | 7,235 | $9.63 | $69,673.10 | (1%) 513.01K to 505.78K | (24%) |
| 23-Feb-11 4:18 PM View: | NewStar Financial, Inc. (NEWS) | 20-Feb-11 | Payment of Exercise | 8,229 | $10.20 | $83,935.80 | (2%) 521.24K to 513.01K | (17%) |
| 11-Feb-11 4:36 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-10 | Payment of Exercise | 7,433 | $9.10 | $67,640.30 | (1%) 528.67K to 521.24K | (31%) |
| 21-May-10 5:08 PM View: | NewStar Financial, Inc. (NEWS) | 19-May-10 | Grant | 289,474 | -- | -- | 117% 247.43K to 536.9K | |
| 11-Feb-11 4:36 PM View: | NewStar Financial, Inc. (NEWS) | 20-Feb-10 | Payment of Exercise | 8,228 | $5.38 | $44,266.60 | (2%) 536.9K to 528.67K | (121%) |
| 15-Dec-09 5:29 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-09 | Payment of Exercise | 5,788 | $2.84 | $16,437.90 | (2%) 253.22K to 247.43K | (319%) |
| 15-Dec-09 5:29 PM View: | NewStar Financial, Inc. (NEWS) | 11-Dec-09 | Grant | 75,000 | -- | -- | 42% 178.22K to 253.22K | |
| 23-Feb-09 4:51 PM View: | NewStar Financial, Inc. (NEWS) | 20-Feb-09 | Grant | 51,829 | -- | -- | 41% 126.39K to 178.22K | |
| 16-Dec-08 4:51 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-08 | Payment of Exercise | 4,341 | $2.99 | $12,979.60 | (3%) 130.73K to 126.39K | (282%) |
| 26-Feb-08 10:43 AM View: | NewStar Financial, Inc. (NEWS) | 25-Feb-08 | Market Purchase | 3,770 | $6.54 | $24,655.40 | 3% 126.96K to 130.73K | 74% |
| 17-Dec-07 4:13 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-07 | Payment of Exercise | 4,341 | $8.33 | $36,160.50 | (3%) 131.3K to 126.96K | (37%) |
| 21-Dec-06 7:27 PM View: | NewStar Financial, Inc. (NEWS) | 19-Dec-06 | Conversion | 40,162 | -- | -- | 44% 91.14K to 131.3K | |
| 15-Dec-06 9:42 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-06 | Grant | 91,138 | -- | -- | 100% 0 to 91.14K |