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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Dec-19 6:18 PM View:  | Independent Bank Group, Inc. (IBTX) | 12-Dec-19 | Market Sale | 366,000 | $59.08 | $21,623,300.00 | (33%) 1.1M to 733.49K | (30%) |
| 13-Jun-19 7:19 PM View: | Independent Bank Group, Inc. (IBTX) | 11-Jun-19 | Grant | 1,036 | -- | -- | < 1% 1.1M to 1.1M | |
| 29-Jan-19 9:44 PM View: | Independent Bank Group, Inc. (IBTX) | 25-Jan-19 | Grant | 1,048 | -- | -- | < 1% 1.1M to 1.1M | |
| 02-Feb-18 6:40 PM View: | Independent Bank Group, Inc. (IBTX) | 31-Jan-18 | Grant | 606 | -- | -- | < 1% 1.93M to 1.93M | |
| 02-May-17 4:19 PM View: | Universal American Corp. (UAM) | 28-Apr-17 | Disposition | 77,229 | -- | -- | (53%) 145.93K to 68.7K | |
| 02-May-17 4:19 PM View: | Universal American Corp. (UAM) | 28-Apr-17 | Disposition | 68,701 | -- | -- | (100%) 68.7K to 0 | |
| 09-Dec-16 3:13 PM View: | Universal American Corp. (UAM) | 07-Dec-16 | Grant Duplicate | 10,430 | $9.98 | $104,091.00 | 8% 135.5K to 145.93K | < 1% |
| 04-May-16 4:50 PM View: | Universal American Corp. (UAM) | 02-May-16 | Payment of Exercise Duplicate | 27,220 | $7.25 | $197,345.00 | (17%) 162.72K to 135.5K | < 1% |
| 04-May-16 4:50 PM View: | Universal American Corp. (UAM) | 02-May-16 | Option Exercise Duplicate | 33,000 | $5.98 | $197,340.00 | 25% 129.72K to 162.72K | |
| 18-Nov-15 6:22 AM View: | Universal American Corp. (UAM) | 13-Nov-15 | Grant Duplicate | 11,462 | -- | -- | 10% 118.26K to 129.72K | |
| 25-Jun-15 1:26 PM View: | Universal American Corp. (UAM) | 23-Jun-15 | Acquisition (other) | 9,863 | -- | -- | 9% 108.39K to 118.26K | |
| 30-May-14 3:36 PM View: | Universal American Corp. (UAM) | 28-May-14 | Grant Duplicate | 7,852 | -- | -- | 8% 100.54K to 108.39K | |
| 31-May-13 5:08 PM View: | Universal American Corp. (UAM) | 29-May-13 | Grant Duplicate | 4,504 | -- | -- | 5% 96.04K to 100.54K | |
| 01-Jun-12 2:43 PM View: | Universal American Corp. (UAM) | 30-May-12 | Grant Duplicate | 4,247 | -- | -- | 5% 91.79K to 96.04K | |
| 19-May-11 7:45 PM View: | Universal American Corp. (UAM) | 17-May-11 | Acquisition (other) | 8,179 | -- | -- | 10% 83.61K to 91.79K | |
| 04-May-11 6:36 PM View: | Universal American Corp (UAM) | 29-Apr-11 | Disposition Duplicate | 5,600 | -- | -- | (10%) 56.26K to 50.66K | |
| 04-May-11 6:36 PM View: | Universal American Corp (UAM) | 29-Apr-11 | Disposition | 50,659 | -- | -- | (100%) 50.66K to 0 | |
| 04-Jun-10 3:41 PM View: | Universal American Corp (UAM) | 02-Jun-10 | Grant Duplicate | 2,800 | -- | -- | 5% 53.46K to 56.26K | |
| 04-Jun-10 3:41 PM View: | Universal American Corp (UAM) | 04-Jun-09 | Grant Duplicate | 2,800 | -- | -- | 6% 50.66K to 53.46K | |
| 16-May-08 4:45 PM View: | NewStar Financial, Inc. (NEWS) | 14-May-08 | Grant | 5,000 | -- | -- | 9% 55.0K to 60.0K | |
| 21-Dec-06 8:00 PM View: | NewStar Financial, Inc. (NEWS) | 19-Dec-06 | Private Purchase | 50,000 | $17.00 | $850,000.00 | 1000% 5.0K to 55.0K | |
| 15-Dec-06 9:32 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-06 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K |