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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Feb-13 6:39 PM View:  | Kbw Inc (KBW) | 15-Feb-13 | Disposition | 158,472 | -- | -- | (100%) 158.47K to 0 | |
| 02-Jan-13 7:17 PM View: | Kbw Inc (KBW) | 26-Dec-12 | Disposition | 27,545 | $15.31 | $421,714.00 | (15%) 186.02K to 158.47K | < 1% |
| 19-Dec-12 5:20 PM View: | Kbw Inc (KBW) | 18-Dec-12 | Disposition | 57,509 | $15.07 | $866,661.00 | (20%) 281.86K to 224.35K | (1%) |
| 19-Dec-12 5:20 PM View: | Kbw Inc (KBW) | 18-Dec-12 | Market Sale (Planned) | 38,332 | $15.18 | $581,880.00 | (17%) 224.35K to 186.02K | (< 1%) |
| 16-Mar-12 5:18 PM View: | Kbw Inc (KBW) | 15-Mar-12 | Market Sale | 5,000 | $17.87 | $89,350.00 | (2%) 286.86K to 281.86K | 16% |
| 16-Mar-12 5:18 PM View: | Kbw Inc (KBW) | 14-Mar-12 | Market Sale | 10,000 | $17.87 | $178,700.00 | (3%) 296.86K to 286.86K | 16% |
| 02-Mar-12 5:20 PM View: | Kbw Inc (KBW) | 01-Mar-12 | Grant | 35,893 | -- | -- | 14% 260.96K to 296.86K | |
| 03-Feb-12 5:16 PM View: | Kbw Inc (KBW) | 01-Feb-12 | Disposition | 2,277 | $17.70 | $40,302.90 | (< 1%) 263.24K to 260.96K | 15% |
| 25-Feb-11 4:43 PM View: | Kbw Inc (KBW) | 23-Feb-11 | Disposition | 1,837 | $25.26 | $46,402.60 | (< 1%) 265.08K to 263.24K | 40% |
| 08-Feb-11 5:20 PM View: | Kbw Inc (KBW) | 04-Feb-11 | Grant | 15,945 | -- | -- | 6% 249.13K to 265.08K | |
| 03-Feb-11 10:00 PM View: | Kbw Inc (KBW) | 01-Feb-11 | Disposition | 4,532 | $27.64 | $125,264.00 | (2%) 253.67K to 249.13K | 45% |
| 09-Nov-10 5:29 PM View: | Kbw Inc (KBW) | 09-Nov-10 | Disposition | 5,085 | $25.21 | $128,193.00 | (2%) 258.75K to 253.67K | 36% |
| 08-Nov-10 5:20 PM View: | Kbw Inc (KBW) | 04-Nov-10 | Market Sale | 5,000 | $25.15 | $125,750.00 | (2%) 263.75K to 258.75K | 36% |
| 14-May-10 5:27 PM View: | Kbw Inc (KBW) | 12-May-10 | Market Sale | 10,000 | $27.72 | $277,200.00 | (4%) 273.75K to 263.75K | 42% |
| 06-May-10 5:25 PM View: | Kbw Inc (KBW) | 05-May-10 | Market Sale | 7,255 | $28.23 | $204,809.00 | (3%) 281.01K to 273.75K | 43% |
| 06-May-10 5:25 PM View: | Kbw Inc (KBW) | 04-May-10 | Market Sale | 1,308 | $28.27 | $36,977.20 | (< 1%) 282.31K to 281.01K | 43% |
| 09-Feb-10 9:12 PM View: | Kbw Inc (KBW) | 05-Feb-10 | Grant | 11,923 | -- | -- | 4% 270.39K to 282.31K | |
| 03-Feb-10 5:23 PM View: | Kbw Inc (KBW) | 01-Feb-10 | Disposition | 4,409 | $26.70 | $117,720.00 | (2%) 274.8K to 270.39K | 40% |
| 30-Nov-09 5:15 PM View: | Kbw Inc (KBW) | 25-Nov-09 | Market Sale | 10,000 | $25.82 | $258,200.00 | (4%) 284.8K to 274.8K | 38% |
| 10-Nov-09 5:20 PM View: | Kbw Inc (KBW) | 09-Nov-09 | Disposition | 3,608 | $28.24 | $101,890.00 | (1%) 288.41K to 284.8K | 43% |
| 25-Feb-09 4:38 PM View: | Kbw Inc (KBW) | 24-Feb-09 | Market Sale | 15,000 | $14.57 | $218,550.00 | (5%) 303.41K to 288.41K | (10%) |
| 09-Feb-09 5:18 PM View: | Kbw Inc (KBW) | 06-Feb-09 | Grant | 17,280 | -- | -- | 6% 286.13K to 303.41K | |
| 03-Feb-09 4:54 PM View: | Kbw Inc (KBW) | 01-Feb-09 | Disposition | 2,263 | $18.78 | $42,499.10 | (< 1%) 288.39K to 286.13K | 15% |
| 28-Nov-08 4:40 PM View: | Kbw Inc (KBW) | 26-Nov-08 | Market Sale | 1,897 | $22.05 | $41,828.80 | (< 1%) 290.29K to 288.39K | 27% |
| 28-Nov-08 4:40 PM View: | Kbw Inc (KBW) | 25-Nov-08 | Market Sale | 1,089 | $22.18 | $24,154.00 | (< 1%) 291.38K to 290.29K | 28% |
| 25-Nov-08 4:40 PM View: | Kbw Inc (KBW) | 24-Nov-08 | Market Sale | 1,358 | $22.43 | $30,459.90 | (< 1%) 292.74K to 291.38K | 29% |
| 25-Nov-08 4:40 PM View: | Kbw Inc (KBW) | 21-Nov-08 | Market Sale | 6,336 | $21.46 | $135,971.00 | (2%) 299.07K to 292.74K | 25% |
| 12-Nov-08 7:01 AM View: | Kbw Inc (KBW) | 10-Nov-08 | Disposition | 2,899 | $24.49 | $70,996.50 | (< 1%) 301.97K to 299.07K | 35% |
| 05-Feb-08 5:02 PM View: | Kbw Inc (KBW) | 01-Feb-08 | Grant | 11,338 | -- | -- | 4% 291.36K to 302.7K | |
| 05-Feb-08 5:02 PM View: | Kbw Inc (KBW) | 01-Feb-08 | Disposition | 726 | $28.82 | $20,923.30 | (< 1%) 302.7K to 301.97K | 47% |
| 06-Feb-07 5:39 PM View: | Kbw Inc (KBW) | 01-Feb-07 | Grant | 6,279 | $29.86 | $187,491.00 | 2% 285.08K to 291.36K | (48%) |
| 14-Nov-06 2:13 PM View: | Kbw Inc (KBW) | 13-Nov-06 | Acquisition (other) | 400 | $21.00 | $8,400.00 | < 1% 284.68K to 285.08K | |
| 13-Nov-06 4:20 PM View: | Kbw Inc (KBW) | 08-Nov-06 | Grant | 37,500 | -- | -- | 15% 243.08K to 280.58K | |
| 13-Nov-06 4:20 PM View: | Kbw Inc (KBW) | 08-Nov-06 | Acquisition (other) | 4,100 | $21.00 | $86,100.00 | 1% 280.58K to 284.68K |