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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Feb-13 6:35 PM View:  | Kbw Inc (KBW) | 15-Feb-13 | Grant | 304,878 | -- | -- | 255% 119.59K to 424.47K | |
| 15-Feb-13 6:35 PM View: | Kbw Inc (KBW) | 15-Feb-13 | Disposition | 424,472 | -- | -- | (100%) 424.47K to 0 | |
| 06-Dec-12 5:20 PM View: | Kbw Inc (KBW) | 05-Dec-12 | Gift | 5,700 | -- | -- | (3%) 225.29K to 219.59K | |
| 06-Dec-12 5:20 PM View: | Kbw Inc (KBW) | 05-Dec-12 | Market Sale | 100,000 | $17.20 | $1,720,000.00 | (46%) 219.59K to 119.59K | 13% |
| 04-Dec-12 5:26 PM View: | Kbw Inc (KBW) | 30-Nov-12 | Market Sale | 75,000 | $17.23 | $1,292,250.00 | (14%) 517.9K to 442.9K | 13% |
| 29-Jun-12 5:07 PM View: | Kbw Inc (KBW) | 28-Jun-12 | Gift | 3,000 | -- | -- | (< 1%) 575.65K to 572.65K | |
| 29-Jun-12 5:07 PM View: | Kbw Inc (KBW) | 28-Jun-12 | Disposition (other) | 272,354 | $16.29 | $4,436,650.00 | (48%) 572.65K to 300.29K | 8% |
| 02-May-12 5:42 PM View: | Kbw Inc (KBW) | 01-May-12 | Market Sale | 45,000 | $17.03 | $766,350.00 | (7%) 620.65K to 575.65K | 5% |
| 02-May-12 5:42 PM View: | Kbw Inc (KBW) | 30-Apr-12 | Market Sale | 4,488 | $17.33 | $77,777.00 | (< 1%) 625.14K to 620.65K | 6% |
| 15-Mar-12 5:18 PM View: | Kbw Inc (KBW) | 15-Mar-12 | Market Sale | 10,000 | $17.87 | $178,700.00 | (2%) 635.14K to 625.14K | 16% |
| 15-Mar-12 5:18 PM View: | Kbw Inc (KBW) | 13-Mar-12 | Market Sale | 10,000 | $16.83 | $168,300.00 | (2%) 645.14K to 635.14K | 11% |
| 09-Mar-12 5:19 PM View: | Kbw Inc (KBW) | 07-Mar-12 | Market Sale | 10,000 | $15.74 | $157,400.00 | (2%) 655.14K to 645.14K | 4% |
| 05-Mar-12 5:17 PM View: | Kbw Inc (KBW) | 02-Mar-12 | Market Sale | 25,494 | $16.08 | $409,944.00 | (4%) 680.63K to 655.14K | 6% |
| 02-Mar-12 5:19 PM View: | Kbw Inc (KBW) | 01-Mar-12 | Grant | 40,379 | -- | -- | 6% 649.76K to 690.14K | |
| 02-Mar-12 5:19 PM View: | Kbw Inc (KBW) | 01-Mar-12 | Market Sale | 5,000 | $16.51 | $82,550.00 | (< 1%) 690.14K to 685.14K | 9% |
| 05-Mar-12 5:17 PM View: | Kbw Inc (KBW) | 01-Mar-12 | Market Sale | 4,506 | $16.35 | $73,673.10 | (< 1%) 685.14K to 680.63K | 8% |
| 24-Feb-12 5:02 PM View: | Kbw Inc (KBW) | 22-Feb-12 | Gift | 4,200 | -- | -- | (< 1%) 653.96K to 649.76K | |
| 03-Feb-12 5:18 PM View: | Kbw Inc (KBW) | 01-Feb-12 | Disposition | 5,603 | $17.70 | $99,173.10 | (< 1%) 659.56K to 653.96K | 15% |
| 03-May-11 5:22 PM View: | Kbw Inc (KBW) | 27-Apr-11 | Gift | 1,989 | -- | -- | (< 1%) 661.55K to 659.56K | |
| 25-Feb-11 4:43 PM View: | Kbw Inc (KBW) | 23-Feb-11 | Disposition | 4,613 | $25.26 | $116,524.00 | (< 1%) 666.58K to 661.96K | 40% |
| 08-Feb-11 5:17 PM View: | Kbw Inc (KBW) | 04-Feb-11 | Grant | 57,835 | -- | -- | 10% 608.74K to 666.58K | |
| 03-Feb-11 10:00 PM View: | Kbw Inc (KBW) | 01-Feb-11 | Disposition | 12,440 | $27.64 | $343,842.00 | (2%) 621.18K to 608.74K | 45% |
| 01-Apr-11 5:19 PM View: | Kbw Inc (KBW) | 07-Jan-11 | Gift | 415 | -- | -- | (< 1%) 661.96K to 661.55K | |
| 09-Nov-10 5:28 PM View: | Kbw Inc (KBW) | 09-Nov-10 | Market Sale | 10,000 | $25.00 | $250,000.00 | (2%) 631.18K to 621.18K | 36% |
| 08-Nov-10 5:23 PM View: | Kbw Inc (KBW) | 04-Nov-10 | Market Sale | 15,000 | $25.13 | $376,950.00 | (2%) 646.18K to 631.18K | 36% |
| 03-Nov-10 5:20 PM View: | Kbw Inc (KBW) | 03-Nov-10 | Market Sale | 23,936 | $24.75 | $592,416.00 | (4%) 670.12K to 646.18K | 35% |
| 03-Nov-10 5:20 PM View: | Kbw Inc (KBW) | 01-Nov-10 | Market Sale | 349 | $25.23 | $8,805.27 | (< 1%) 670.47K to 670.12K | 36% |
| 10-Jun-10 5:18 PM View: | Kbw Inc (KBW) | 08-Jun-10 | Gift | 5,000 | -- | -- | (< 1%) 675.47K to 670.47K | |
| 04-Jun-10 5:15 PM View: | Kbw Inc (KBW) | 02-Jun-10 | Gift | 33,823 | -- | -- | (5%) 709.29K to 675.47K | |
| 09-Feb-10 9:24 PM View: | Kbw Inc (KBW) | 05-Feb-10 | Grant | 27,423 | -- | -- | 4% 681.87K to 709.29K | |
| 09-Feb-10 9:24 PM View: | Kbw Inc (KBW) | 05-Feb-10 | Grant Duplicate | -- | -- | -- | 0% 709.29K | |
| 03-Feb-10 5:26 PM View: | Kbw Inc (KBW) | 01-Feb-10 | Grant Duplicate | -- | -- | -- | 0% 694.23K | |
| 03-Feb-10 5:26 PM View: | Kbw Inc (KBW) | 01-Feb-10 | Disposition | 12,367 | $26.70 | $330,199.00 | (2%) 694.23K to 681.87K | 40% |
| 09-Nov-09 5:19 PM View: | Kbw Inc (KBW) | 06-Nov-09 | Grant | -- | -- | -- | 0% 707.17K | |
| 09-Nov-09 5:19 PM View: | Kbw Inc (KBW) | 06-Nov-09 | Market Sale | 12,938 | $28.44 | $367,957.00 | (2%) 707.17K to 694.23K | 43% |
| 09-Nov-09 5:19 PM View: | Kbw Inc (KBW) | 05-Nov-09 | Market Sale | 10,000 | $27.91 | $279,100.00 | (1%) 717.17K to 707.17K | 42% |
| 04-Nov-09 5:18 PM View: | Kbw Inc (KBW) | 04-Nov-09 | Grant | -- | -- | -- | 0% 735.07K | |
| 04-Nov-09 5:18 PM View: | Kbw Inc (KBW) | 04-Nov-09 | Market Sale | 17,895 | $28.00 | $501,060.00 | (2%) 735.07K to 717.17K | 42% |
| 04-Nov-09 5:18 PM View: | Kbw Inc (KBW) | 03-Nov-09 | Market Sale | 1,667 | $27.99 | $46,659.30 | (< 1%) 736.73K to 735.07K | 42% |
| 04-Nov-09 5:18 PM View: | Kbw Inc (KBW) | 02-Nov-09 | Market Sale | 7,500 | $28.01 | $210,075.00 | (1%) 744.23K to 736.73K | 43% |
| 01-Sep-09 4:58 PM View: | Kbw Inc (KBW) | 31-Aug-09 | Grant | -- | -- | -- | 0% 759.23K | |
| 01-Sep-09 4:58 PM View: | Kbw Inc (KBW) | 31-Aug-09 | Market Sale | 15,000 | $28.46 | $426,900.00 | (2%) 759.23K to 744.23K | 43% |
| 04-Aug-09 5:51 PM View: | Kbw Inc (KBW) | 03-Aug-09 | Grant | -- | -- | -- | 0% 770.61K | |
| 04-Aug-09 5:51 PM View: | Kbw Inc (KBW) | 03-Aug-09 | Market Sale | 11,380 | $28.50 | $324,330.00 | (1%) 770.61K to 759.23K | 43% |
| 01-May-09 5:23 PM View: | Kbw Inc (KBW) | 01-May-09 | Grant | -- | -- | -- | 0% 775.61K | |
| 01-May-09 5:23 PM View: | Kbw Inc (KBW) | 01-May-09 | Market Sale | 5,000 | $23.64 | $118,200.00 | (< 1%) 775.61K to 770.61K | 36% |
| 01-May-09 5:23 PM View: | Kbw Inc (KBW) | 30-Apr-09 | Gift | 7,000 | -- | -- | (< 1%) 782.61K to 775.61K | |
| 09-Feb-09 5:13 PM View: | Kbw Inc (KBW) | 06-Feb-09 | Grant | 40,320 | -- | -- | 5% 742.29K to 782.61K | |
| 09-Feb-09 5:13 PM View: | Kbw Inc (KBW) | 06-Feb-09 | Grant Duplicate | -- | -- | -- | 0% 782.61K | |
| 03-Feb-09 5:01 PM View: | Kbw Inc (KBW) | 01-Feb-09 | Grant Duplicate | -- | -- | -- | 0% 748.25K |