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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Oct-19 4:17 PM View:  | Bc Partners Lending Corp (BCPL) | 16-Oct-19 | Purchase | 4,000 | $25.00 | $100,000.00 | 100% 0 to 4.0K | |
| 27-Jun-18 4:35 PM View: | Portman Ridge Finance Corp (PTMN) | 23-Jun-18 | Payment of Exercise | 696 | $3.26 | $2,268.96 | (< 1%) 109.45K to 108.75K | 49% |
| 21-Jun-18 3:19 PM View: | Portman Ridge Finance Corp (PTMN) | 20-Jun-18 | Payment of Exercise | 4,723 | $3.24 | $15,302.50 | (4%) 114.17K to 109.45K | 49% |
| 20-Sep-17 7:24 PM View: | Portman Ridge Finance Corp (PTMN) | 19-Sep-17 | Grant | 17,241 | -- | -- | 18% 96.93K to 114.17K | |
| 27-Jun-17 4:37 PM View: | Portman Ridge Finance Corp (PTMN) | 23-Jun-17 | Payment of Exercise | 757 | $3.47 | $2,626.79 | (< 1%) 97.69K to 96.93K | 57% |
| 22-Jun-17 2:11 PM View: | Portman Ridge Finance Corp (PTMN) | 20-Jun-17 | Payment of Exercise | 5,141 | $3.40 | $17,479.40 | (5%) 102.83K to 97.69K | 57% |
| 09-May-17 7:37 AM View: | Portman Ridge Finance Corp (PTMN) | 05-May-17 | Payment of Exercise | 10,269 | $3.66 | $37,584.50 | (9%) 113.1K to 102.83K | 60% |
| 29-Jun-16 11:01 AM View: | Portman Ridge Finance Corp (PTMN) | 23-Jun-16 | Payment of Exercise | 757 | $3.80 | $2,876.60 | (< 1%) 113.86K to 113.1K | 56% |
| 29-Jun-16 11:01 AM View: | Portman Ridge Finance Corp (PTMN) | 20-Jun-16 | Payment of Exercise | 5,141 | $3.75 | $19,278.80 | (4%) 119.0K to 113.86K | 55% |
| 29-Jun-16 11:01 AM View: | Portman Ridge Finance Corp (PTMN) | 15-Jun-16 | Payment of Exercise | 4,407 | $3.69 | $16,261.80 | (4%) 123.41K to 119.0K | 55% |
| 10-May-16 2:04 PM View: | Portman Ridge Finance Corp (PTMN) | 06-May-16 | Payment of Exercise | 10,269 | $3.33 | $34,195.80 | (8%) 133.67K to 123.41K | 50% |
| 23-Jun-15 5:20 PM View: | Portman Ridge Finance Corp (PTMN) | 23-Jun-15 | Grant | 8,196 | -- | -- | 7% 125.48K to 133.67K | |
| 23-Jun-15 5:20 PM View: | Portman Ridge Finance Corp (PTMN) | 20-Jun-15 | Payment of Exercise | 5,141 | $6.07 | $31,205.90 | (4%) 130.62K to 125.48K | 68% |
| 19-Jun-15 5:29 PM View: | Portman Ridge Finance Corp (PTMN) | 16-Jun-15 | Payment of Exercise | 4,408 | $6.02 | $26,536.20 | (3%) 135.03K to 130.62K | 67% |
| 24-Jun-14 4:51 PM View: | Portman Ridge Finance Corp (PTMN) | 20-Jun-14 | Grant | 55,624 | -- | -- | 70% 79.4K to 135.03K | |
| 21-May-13 8:19 PM View: | Portman Ridge Finance Corp (PTMN) | 06-May-13 | Grant | 55,556 | -- | -- | 233% 23.85K to 79.4K | |
| 19-Jun-12 2:37 PM View: | Portman Ridge Finance Corp (PTMN) | 15-Jun-12 | Grant | 23,847 | -- | -- | 100% 0 to 23.85K | |
| 07-Mar-08 4:42 PM View: | RAM Holdings Ltd. (RAMR.PK) | 05-Mar-08 | Grant | 38,621 | -- | -- | 257% 15.0K to 53.62K | |
| 02-Aug-07 10:11 AM View: | ACA Capital Holdings, Inc. (ACAH.PK) | 01-Aug-07 | Grant | 2,000 | $6.23 | $12,464.00 | 2% 88.23K to 90.23K | (98%) |
| 18-Dec-06 8:07 PM View: | ACA Capital Holdings, Inc. (ACAH.PK) | 13-Dec-06 | Grant | 1,000 | $13.48 | $13,485.00 | 1% 87.23K to 88.23K | (99%) |
| 17-Nov-06 4:06 PM View: | ACA Capital Holdings, Inc. (ACAH.PK) | 15-Nov-06 | Grant | 34,500 | -- | -- | 65% 52.73K to 87.23K |