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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-16 10:25 AM View:  | Xtera Communications, Inc. (XCOM) | 31-May-16 | Grant | 41,436 | -- | -- | 121% 34.23K to 75.67K | |
| 17-Dec-15 11:14 AM View: | Xtera Communications, Inc. (XCOM) | 15-Dec-15 | Grant | 15,000 | -- | -- | 78% 19.23K to 34.23K | |
| 05-Jan-09 5:45 PM View: | AES Corp. (AES) | 31-Dec-08 | Payment of Exercise | 4,840 | $8.24 | $39,881.60 | (30%) 16.22K to 11.38K | (204%) |
| 05-Jan-09 5:45 PM View: | AES Corp. (AES) | 31-Dec-08 | Option Exercise | 11,803 | -- | -- | 267% 4.42K to 16.22K | |
| 12-Feb-07 5:26 PM View: | AES Corp. (AES) | 09-Feb-07 | Option Exercise | 20,000 | $13.91 | $278,200.00 | 452% 4.42K to 24.42K | |
| 12-Feb-07 5:26 PM View: | AES Corp. (AES) | 09-Feb-07 | Market Option Sale | 20,000 | $22.75 | $455,000.00 | (82%) 24.42K to 4.42K | (8%) |