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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jul-24 4:51 PM View:  | Ouster, Inc. (OUST) | 21-Jun-24 | Grant | 15,195 | -- | -- | 15% 98.3K to 113.5K | |
| 03-May-24 4:09 PM View: | MaxLinear, Inc. (MXL) | 01-May-24 | Option Exercise | 9,170 | -- | -- | 15% 61.56K to 70.73K | |
| 05-Mar-24 5:55 PM View: | MaxLinear, Inc. (MXL) | 01-Mar-24 | Sale | 12,000 | $19.57 | $234,840.00 | (16%) 73.56K to 61.56K | |
| 29-Feb-24 7:42 PM View: | MaxLinear, Inc. (MXL) | 28-Feb-24 | Payment of Exercise | 14,386 | $18.85 | $271,176.00 | (16%) 87.94K to 73.56K | |
| 29-Feb-24 7:42 PM View: | MaxLinear, Inc. (MXL) | 28-Feb-24 | Option Exercise | 35,822 | $7.57 | $271,173.00 | 69% 52.12K to 87.94K | |
| 29-Jan-24 4:02 PM View: | MaxLinear, Inc. (MXL) | 26-Jan-24 | Payment of Exercise | 1,414 | $22.14 | $31,306.00 | (3%) 53.53K to 52.12K | |
| 29-Jan-24 4:02 PM View: | MaxLinear, Inc. (MXL) | 26-Jan-24 | Option Exercise | 3,582 | $8.74 | $31,306.70 | 7% 49.95K to 53.53K | |
| 03-Apr-23 7:52 PM View: | MaxLinear, Inc. (MXL) | 31-Mar-23 | Payment of Exercise | 1,197 | $35.21 | $42,146.40 | (2%) 51.15K to 49.95K | |
| 03-Apr-23 7:52 PM View: | MaxLinear, Inc. (MXL) | 31-Mar-23 | Option Exercise | 3,582 | $11.76 | $42,124.30 | 8% 47.57K to 51.15K | |
| 28-Feb-23 6:17 PM View: | Ouster, Inc. (OUST) | 27-Feb-23 | Sale | 326,248 | $1.11 | $363,310.00 | (25%) 1.31M to 983.0K | |
| 13-Feb-23 5:00 PM View: | Velodyne Lidar, Inc. (VLDR) | 10-Feb-23 | Disposition | 2,677,870 | -- | -- | (100%) 2.68M to 0 | |
| 14-Feb-23 8:56 PM View: | Ouster, Inc. (OUST) | 10-Feb-23 | Grant | 1,309,250 | -- | -- | 100% 0 to 1.31M | |
| 02-Feb-23 5:26 PM View: | Velodyne Lidar, Inc. (VLDR) | 31-Jan-23 | Sale | 5,501 | $1.11 | $6,106.11 | (< 1%) 2.68M to 2.68M | |
| 23-Dec-22 4:05 PM View: | Velodyne Lidar, Inc. (VLDR) | 22-Dec-22 | Sale | 158,559 | $0.79 | $125,262.00 | (6%) 2.83M to 2.67M | |
| 14-Nov-22 4:22 PM View: | Velodyne Lidar, Inc. (VLDR) | 10-Nov-22 | Sale | 18,563 | $0.85 | $15,778.60 | (< 1%) 2.84M to 2.82M | |
| 02-May-22 4:05 PM View: | MaxLinear, Inc. (MXL) | 28-Apr-22 | Option Exercise | 3,582 | $11.09 | $39,724.40 | 8% 43.98K to 47.57K | |
| 15-Apr-22 5:48 PM View: | Velodyne Lidar, Inc. (VLDR) | 13-Apr-22 | Grant | 2,618,060 | -- | -- | 1239% 211.3K to 2.83M | |
| 12-Nov-21 5:38 PM View: | Velodyne Lidar, Inc. (VLDR) | 10-Nov-21 | Grant | 211,298 | -- | -- | 100% 0 to 211.3K | |
| 28-Apr-21 4:06 PM View: | MaxLinear, Inc. (MXL) | 27-Apr-21 | Payment of Exercise | 2,181 | $39.37 | $85,866.00 | (5%) 46.17K to 43.98K | |
| 28-Apr-21 4:06 PM View: | MaxLinear, Inc. (MXL) | 27-Apr-21 | Option Exercise | 3,582 | $23.97 | $85,860.50 | 8% 42.58K to 46.17K | |
| 11-Aug-20 9:20 PM View: | MaxLinear, Inc. (MXL) | 11-Aug-20 | Payment of Exercise | 16,521 | $25.66 | $423,929.00 | (28%) 59.1K to 42.58K | (49%) |
| 11-Aug-20 9:20 PM View: | MaxLinear, Inc. (MXL) | 11-Aug-20 | Option Exercise | 18,296 | $23.17 | $423,918.00 | 45% 40.81K to 59.1K | (5%) |
| 16-Jan-20 8:23 PM View: | MaxLinear, Inc. (MXL) | 15-Jan-20 | Option Exercise | 6,217 | -- | -- | 18% 34.59K to 40.81K | |
| 07-Jan-20 4:22 PM View: | MaxLinear, Inc. (MXL) | 01-Jan-20 | Option Exercise | 4,138 | -- | -- | 14% 30.45K to 34.59K | |
| 28-Feb-19 4:48 PM View: | Energy Focus, Inc (EFOI) | 27-Feb-19 | Payment of Exercise | 6,738 | $1.21 | $8,152.98 | (7%) 102.67K to 95.93K | |
| 28-Feb-19 4:48 PM View: | Energy Focus, Inc (EFOI) | 27-Feb-19 | Option Exercise | 16,481 | -- | -- | 19% 86.19K to 102.67K | |
| 28-Feb-19 4:48 PM View: | Energy Focus, Inc (EFOI) | 26-Feb-19 | Payment of Exercise | 22,370 | $1.14 | $25,501.80 | (21%) 108.56K to 86.19K | |
| 28-Feb-19 4:48 PM View: | Energy Focus, Inc (EFOI) | 26-Feb-19 | Option Exercise | 55,100 | -- | -- | 103% 53.46K to 108.56K | |
| 03-Jul-18 4:34 PM View: | Energy Focus, Inc (EFOI) | 29-Jun-18 | Grant | 5,081 | $1.62 | $8,205.82 | 11% 48.38K to 53.46K | |
| 27-Feb-18 5:57 PM View: | Energy Focus, Inc (EFOI) | 26-Feb-18 | Option Exercise | 16,481 | -- | -- | 52% 31.9K to 48.38K | |
| 03-Jan-18 5:25 PM View: | Energy Focus, Inc (EFOI) | 29-Dec-17 | Grant | 4,612 | $2.08 | $9,604.49 | 69% 6.67K to 11.28K | |
| 19-May-17 4:31 PM View: | Energy Focus, Inc (EFOI) | 19-May-17 | Market Purchase | 3,333 | $3.13 | $10,445.30 | 100% 3.33K to 6.67K | (98%) |
| 16-May-17 6:08 PM View: | Energy Focus, Inc (EFOI) | 08-May-17 | Market Purchase | 3,333 | $3.14 | $10,450.60 | 100% 0 to 3.33K | (79%) |
| 30-Mar-17 7:53 PM View: | MaxLinear, Inc. (MXL) | 29-Mar-17 | Conversion | 30,454 | -- | -- | 100% 30.45K to 60.91K | |
| 30-Mar-17 7:53 PM View: | MaxLinear, Inc. (MXL) | 29-Mar-17 | Conversion | 30,454 | -- | -- | (50%) 60.91K to 30.45K | |
| 20-May-15 4:13 PM View: | MaxLinear, Inc. (MXL) | 19-May-15 | Grant | 10,721 | -- | -- | 54% 19.73K to 30.45K | |
| 04-May-15 11:53 AM View: | Entropic Communications, Inc. (ENTR) | 30-Apr-15 | Disposition | 30,294 | -- | -- | (100%) 30.29K to 0 | |
| 04-May-15 8:09 PM View: | MaxLinear, Inc. (MXL) | 30-Apr-15 | Grant | 12,930 | -- | -- | 190% 6.8K to 19.73K | |
| 15-May-14 12:30 PM View: | Entropic Communications, Inc. (ENTR) | 14-May-14 | Option Exercise | 11,876 | -- | -- | 64% 18.42K to 30.29K | |
| 01-Aug-13 9:58 PM View: | Integrated Device Technolog... (IDTI) | 01-Aug-13 | Option Exercise | 182,291 | $5.77 | $1,051,820.00 | 972% 18.75K to 201.04K | |
| 01-Aug-13 9:58 PM View: | Integrated Device Technolog... (IDTI) | 01-Aug-13 | Market Option Sale | 143,773 | $9.22 | $1,325,810.00 | (72%) 201.04K to 57.27K | (431%) |
| 01-Aug-13 9:58 PM View: | Integrated Device Technolog... (IDTI) | 01-Aug-13 | Market Sale | 38,518 | $9.22 | $355,195.00 | (67%) 57.27K to 18.75K | (431%) |
| 01-Aug-13 9:57 PM View: | Integrated Device Technolog... (IDTI) | 31-Jul-13 | Option Exercise | 212,182 | $5.75 | $1,220,050.00 | 228% 92.9K to 305.08K | |
| 01-Aug-13 9:58 PM View: | Integrated Device Technolog... (IDTI) | 31-Jul-13 | Option Exercise | 172,452 | $5.15 | $888,605.00 | 77% 224.53K to 396.98K | |
| 01-Aug-13 9:57 PM View: | Integrated Device Technolog... (IDTI) | 31-Jul-13 | Market Option Sale | 80,549 | $9.00 | $724,694.00 | (26%) 305.08K to 224.53K | (444%) |
| 01-Aug-13 9:58 PM View: | Integrated Device Technolog... (IDTI) | 31-Jul-13 | Market Option Sale | 172,452 | $9.00 | $1,552,630.00 | (43%) 396.98K to 224.53K | (444%) |
| 01-Aug-13 9:58 PM View: | Integrated Device Technolog... (IDTI) | 31-Jul-13 | Market Sale | 167,264 | $9.00 | $1,505,920.00 | (74%) 224.53K to 57.27K | (444%) |
| 01-Aug-13 9:58 PM View: | Integrated Device Technolog... (IDTI) | 31-Jul-13 | Market Option Sale | 38,518 | $9.05 | $348,574.00 | (67%) 57.27K to 18.75K | (441%) |
| 01-Aug-13 9:57 PM View: | Integrated Device Technolog... (IDTI) | 30-Jul-13 | Option Exercise | 152,866 | $5.05 | $771,973.00 | 165% 92.9K to 245.76K | |
| 01-Aug-13 9:57 PM View: | Integrated Device Technolog... (IDTI) | 30-Jul-13 | Market Option Sale | 152,866 | $9.00 | $1,376,110.00 | (62%) 245.76K to 92.9K | (444%) |