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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Mar-24 5:40 PM View:  | PG & E Corp. (PCG) | 16-Mar-24 | Payment of Exercise | 4,961 | $16.25 | $80,616.20 | (20%) 25.07K to 20.11K | |
| 06-Mar-24 10:00 PM View: | Excelerate Energy, Inc. (EE) | 05-Mar-24 | Grant | 8,339 | -- | -- | 51% 16.2K to 24.54K | |
| 04-Apr-23 5:29 PM View: | Excelerate Energy, Inc. (EE) | 31-Mar-23 | Grant | 5,782 | -- | -- | 56% 10.42K to 16.2K | |
| 28-Apr-23 5:43 PM View: | PG & E Corp. (PCG) | 30-Mar-23 | Purchase | 156 | $15.90 | $2,480.40 | < 1% 24.92K to 25.07K | |
| 20-Mar-23 7:21 PM View: | PG & E Corp. (PCG) | 16-Mar-23 | Grant | 24,753 | -- | -- | 100% 0 to 24.75K | |
| 15-Apr-22 4:11 PM View: | Excelerate Energy, Inc. (EE) | 13-Apr-22 | Grant | 10,416 | -- | -- | 100% 0 to 10.42K | |
| 01-Apr-19 5:26 PM View: | Aqua America Inc. (WTRG) | 29-Mar-19 | Grant | 613 | $36.73 | $22,515.50 | 10% 6.24K to 6.86K | 21% |
| 04-Jan-19 5:01 PM View: | Aqua America Inc. (WTRG) | 31-Dec-18 | Grant | 590 | $33.92 | $20,012.80 | 10% 5.65K to 6.24K | 31% |
| 02-Oct-18 6:16 PM View: | Aqua America Inc. (WTRG) | 30-Sep-18 | Grant | 544 | $36.75 | $19,992.00 | 11% 5.11K to 5.65K | 20% |
| 03-Jul-18 3:14 PM View: | Aqua America Inc. (WTRG) | 30-Jun-18 | Grant | 567 | $35.29 | $20,009.40 | 12% 4.54K to 5.11K | 25% |
| 11-Apr-18 10:42 AM View: | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 98,153 | -- | -- | (100%) 98.15K to 0 | |
| 03-Apr-18 4:25 PM View: | Aqua America Inc. (WTRG) | 31-Mar-18 | Grant | 590 | $33.90 | $20,001.00 | 15% 3.95K to 4.54K | 29% |
| 12-Mar-18 4:34 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Payment of Exercise | 3,655 | $13.47 | $49,232.90 | (4%) 101.81K to 98.15K | |
| 12-Mar-18 4:34 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Option Exercise | 9,793 | -- | -- | 11% 92.02K to 101.81K | |
| 06-Mar-18 5:03 PM View: | Dynegy Inc. (DYN) | 03-Mar-18 | Payment of Exercise | 1,440 | $12.65 | $18,216.00 | (2%) 93.45K to 92.02K | |
| 05-Mar-18 4:37 PM View: | Dynegy Inc. (DYN) | 01-Mar-18 | Payment of Exercise | 4,665 | $12.34 | $57,566.10 | (5%) 98.12K to 93.45K | |
| 04-Jan-18 5:14 PM View: | Aqua America Inc. (WTRG) | 02-Jan-18 | Grant | 477 | $39.34 | $18,765.20 | 14% 3.47K to 3.95K | 11% |
| 05-Oct-17 10:27 AM View: | Aqua America Inc. (WTRG) | 03-Oct-17 | Grant | 566 | $33.15 | $18,765.70 | 19% 2.91K to 3.47K | 30% |
| 05-Jul-17 6:14 PM View: | Aqua America Inc. (WTRG) | 30-Jun-17 | Grant | 560 | $33.46 | $18,734.80 | 24% 2.35K to 2.91K | 28% |
| 04-Apr-17 4:41 PM View: | Aqua America Inc. (WTRG) | 31-Mar-17 | Grant | 583 | $32.15 | $18,740.50 | 33% 1.76K to 2.35K | 34% |
| 09-Mar-17 5:16 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Payment of Exercise | 2,675 | $7.62 | $20,383.50 | (3%) 100.8K to 98.12K | (68%) |
| 09-Mar-17 5:16 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Option Exercise | 9,793 | -- | -- | 11% 91.0K to 100.8K | |
| 07-Mar-17 4:30 PM View: | Dynegy Inc. (DYN) | 03-Mar-17 | Payment of Exercise | 2,438 | $8.29 | $20,211.00 | (3%) 93.44K to 91.0K | (55%) |
| 03-Mar-17 5:18 PM View: | Dynegy Inc. (DYN) | 01-Mar-17 | Grant | 37,095 | -- | -- | 66% 56.34K to 93.44K | |
| 04-Jan-17 5:01 PM View: | Aqua America Inc. (WTRG) | 30-Dec-16 | Grant | 624 | $30.03 | $18,740.30 | 55% 1.14K to 1.76K | 45% |
| 04-Oct-16 4:24 PM View: | Aqua America Inc. (WTRG) | 30-Sep-16 | Grant | 609 | $30.76 | $18,735.90 | 114% 0.53K to 1.14K | 42% |
| 05-Jul-16 4:34 PM View: | Aqua America Inc. (WTRG) | 30-Jun-16 | Grant | 532 | $35.24 | $18,750.30 | 100% 0 to 0.53K | 25% |
| 22-Mar-16 6:10 PM View: | Dynegy Inc. (DYN) | 18-Mar-16 | Payment of Exercise | 1,480 | $13.41 | $19,846.80 | (3%) 57.83K to 56.34K | 4% |
| 07-Mar-16 4:41 PM View: | Dynegy Inc. (DYN) | 03-Mar-16 | Payment of Exercise | 2,353 | $11.60 | $27,294.80 | (4%) 60.18K to 57.83K | (10%) |
| 02-Nov-15 4:52 PM View: | Dynegy Inc. (DYN) | 29-Oct-15 | Payment of Exercise | 2,469 | $19.46 | $48,046.70 | (4%) 62.65K to 60.18K | 34% |
| 18-Aug-15 4:55 PM View: | Dynegy Inc. (DYN) | 18-Aug-15 | Market Purchase | 3,000 | $25.66 | $76,980.00 | 5% 59.65K to 62.65K | (50%) |
| 20-Mar-15 4:14 PM View: | Dynegy Inc. (DYN) | 18-Mar-15 | Payment of Exercise | 1,480 | $28.84 | $42,683.20 | (2%) 61.13K to 59.65K | 56% |
| 05-Mar-15 5:06 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Grant | 11,564 | -- | -- | 23% 50.85K to 62.41K | |
| 05-Mar-15 5:06 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Payment of Exercise | 1,285 | $27.24 | $35,003.40 | (2%) 62.41K to 61.13K | 53% |
| 31-Oct-14 3:00 PM View: | Dynegy Inc. (DYN) | 29-Oct-14 | Payment of Exercise | 2,469 | $28.86 | $71,255.30 | (5%) 53.32K to 50.85K | 56% |
| 20-Mar-14 4:51 PM View: | Dynegy Inc. (DYN) | 18-Mar-14 | Payment of Exercise | 1,481 | $24.35 | $36,062.40 | (3%) 54.8K to 53.32K | 47% |
| 05-Mar-14 4:20 PM View: | Dynegy Inc. (DYN) | 03-Mar-14 | Grant | 13,895 | -- | -- | 34% 40.9K to 54.8K | |
| 31-Oct-13 4:34 PM View: | Dynegy Inc. (DYN) | 29-Oct-13 | Payment of Exercise | 2,469 | $19.58 | $48,343.00 | (6%) 43.37K to 40.9K | 35% |
| 20-Mar-13 5:06 PM View: | Dynegy Inc. (DYN) | 18-Mar-13 | Grant | 16,234 | -- | -- | 60% 27.14K to 43.37K | |
| 02-Nov-12 6:10 PM View: | Dynegy Inc. (DYN) | 31-Oct-12 | Grant | 27,073 | -- | -- | 41651% 65 to 27.14K | |
| 03-Oct-12 4:04 PM View: | Dynegy Inc. (DYN) | 01-Oct-12 | Acquisition (other) | 65 | -- | -- | < 1% 8.0K to 8.06K | |
| 03-Oct-12 4:04 PM View: | Dynegy Inc. (DYN) | 01-Oct-12 | Disposition (other) | 8,000 | -- | -- | (99%) 8.06K to 65 | |
| 01-Sep-11 4:35 PM View: | Dynegy Inc. (DYN) | 30-Aug-11 | Grant | 8,000 | -- | -- | 100% 0 to 8.0K | |
| 04-Jan-08 4:53 PM View: | NRG Energy, Inc. (NRG) | 02-Jan-08 | Grant | 600 | -- | -- | 13% 4.49K to 5.09K | |
| 29-May-07 4:01 PM View: | NRG Energy, Inc. (NRG) | 25-May-07 | Market Sale | 600 | $83.62 | $50,174.00 | (21%) 2.85K to 2.25K | 33% |
| 04-May-07 12:51 PM View: | NRG Energy, Inc. (NRG) | 03-May-07 | Payment of Exercise | 590 | $81.20 | $47,908.00 | (17%) 3.5K to 2.91K | 31% |
| 04-May-07 12:51 PM View: | NRG Energy, Inc. (NRG) | 03-May-07 | Disposition (other) | 65 | $81.20 | $5,278.00 | (2%) 2.91K to 2.85K | 31% |
| 04-Jan-07 5:00 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-07 | Grant | 400 | -- | -- | 13% 3.1K to 3.5K |