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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Jan-24 4:04 PM View:  | Neostem, Inc. (LSTA) | 09-Jan-24 | Grant | 19,480 | -- | -- | 65% 29.93K to 49.41K | |
| 11-Jan-23 4:13 PM View: | Neostem, Inc. (LSTA) | 09-Jan-23 | Grant | 20,000 | -- | -- | 201% 9.93K to 29.93K | |
| 12-Jan-22 4:06 PM View: | Neostem, Inc. (LSTA) | 10-Jan-22 | Grant | 65,430 | -- | -- | 78% 83.61K to 149.04K | |
| 12-Jan-21 6:14 PM View: | Neostem, Inc. (LSTA) | 11-Jan-21 | Grant | 37,735 | -- | -- | 82% 45.88K to 83.61K | |
| 14-Jan-20 4:13 PM View: | Neostem, Inc. (LSTA) | 13-Jan-20 | Grant | 18,292 | $3.28 | $59,997.80 | 66% 27.58K to 45.88K | |
| 05-Dec-19 1:32 PM View: | Cambrex Corp. (CBM) | 04-Dec-19 | Option Exercise | 5,106 | $45.64 | $233,053.00 | 131% 3.91K to 9.02K | (4%) |
| 05-Dec-19 1:32 PM View: | Cambrex Corp. (CBM) | 04-Dec-19 | Private Option Sale | 5,106 | $60.00 | $306,360.00 | (57%) 9.02K to 3.91K | |
| 05-Dec-19 1:32 PM View: | Cambrex Corp. (CBM) | 04-Dec-19 | Sale | 3,909 | $60.00 | $234,540.00 | (100%) 3.91K to 0 | |
| 25-Apr-19 8:33 PM View: | Cambrex Corp. (CBM) | 24-Apr-19 | Grant | 2,247 | -- | -- | 135% 1.66K to 3.91K | |
| 16-Jan-19 4:02 PM View: | Neostem, Inc. (LSTA) | 14-Jan-19 | Grant | 12,121 | $4.95 | $59,998.90 | 78% 15.46K to 27.58K | < 1% |
| 10-Jan-19 12:10 PM View: | Neostem, Inc. (LSTA) | 08-Jan-19 | Grant | 8,747 | -- | -- | 130% 6.71K to 15.46K | |
| 30-Apr-18 8:43 PM View: | Cambrex Corp. (CBM) | 26-Apr-18 | Grant | 1,397 | -- | -- | 527% 0.27K to 1.66K | |
| 02-Nov-17 4:25 PM View: | Cambrex Corp. (CBM) | 31-Oct-17 | Grant | 265 | -- | -- | 100% 0 to 0.27K | |
| 18-May-17 5:01 PM View: | Neostem, Inc. (LSTA) | 16-May-17 | Grant | 2,565 | -- | -- | 62% 4.15K to 6.71K | |
| 31-Jan-17 6:49 PM View: | Neostem, Inc. (LSTA) | 09-Jan-17 | Grant | 1,650 | -- | -- | 66% 2.5K to 4.15K | |
| 12-Oct-16 9:06 AM View: | Neostem, Inc. (LSTA) | 10-Oct-16 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 13-Jun-08 6:28 PM View: | Oscient Pharmaceuticals Corp. (OSCI) | 12-Jun-08 | Grant | 300 | -- | -- | 33% 0.9K to 1.2K | |
| 08-Jun-07 6:42 PM View: | Oscient Pharmaceuticals Corp. (OSCI) | 07-Jun-07 | Grant | 300 | -- | -- | 50% 0.6K to 0.9K | |
| 22-Aug-06 5:22 PM View: | Oscient Pharmaceuticals Corp. (OSCI) | 18-Aug-06 | Grant | 4,800 | -- | -- | < 1% 11.11M to 11.12M |