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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-23 8:13 PM View:  | Lpath Inc. (APEN) | 04-Apr-23 | Disposition | 6,183,600 | -- | -- | (100%) 6.18M to 0 | |
| 30-Dec-22 5:22 PM View: | Lpath Inc. (APEN) | 28-Dec-22 | Conversion | 2,198,660 | $3.25 | $7,145,630.00 | 55% 3.98M to 6.18M | |
| 21-Mar-22 6:22 PM View: | Procept Biorobotics Corp (PRCT) | 17-Mar-22 | Disposition (other) | 304,268 | -- | -- | (3%) 11.22M to 10.92M | |
| 19-Oct-21 6:43 PM View: | Lpath Inc. (APEN) | 15-Oct-21 | Private Purchase Duplicate | 683,871 | $7.75 | $5,300,000.00 | 21% 3.19M to 3.88M | |
| 21-Sep-21 10:00 PM View: | Procept Biorobotics Corp (PRCT) | 17-Sep-21 | Conversion | 10,084,900 | -- | -- | 1445% 697.8K to 10.78M | |
| 21-Sep-21 10:00 PM View: | Procept Biorobotics Corp (PRCT) | 17-Sep-21 | Private Purchase | 440,000 | $25.00 | $11,000,000.00 | 4% 10.78M to 11.22M | |
| 29-Dec-20 5:35 PM View: | Reata Pharmaceuticals Inc (RETA) | 23-Dec-20 | Disposition (other) | 166,666 | -- | -- | (5%) 3.06M to 2.9M | |
| 21-Jul-20 6:39 PM View: | Lpath Inc. (APEN) | 17-Jul-20 | Private Purchase | 1,780,000 | $1.25 | $2,225,000.00 | 134% 1.33M to 3.11M | |
| 06-Jan-20 6:27 PM View: | Lpath Inc. (APEN) | 02-Jan-20 | Acquisition (other) | 57,163 | -- | -- | 4% 1.27M to 1.33M | |
| 18-Nov-19 5:20 PM View: | Reata Pharmaceuticals Inc (RETA) | 18-Nov-19 | Private Purchase | 40,218 | $183.00 | $7,359,890.00 | 1% 3.02M to 3.06M | |
| 12-Dec-18 5:57 PM View: | Reata Pharmaceuticals Inc (RETA) | 12-Dec-18 | Market Purchase | 1,418 | $59.90 | $84,931.40 | < 1% 3.02M to 3.02M | (51%) |
| 12-Dec-18 5:57 PM View: | Reata Pharmaceuticals Inc (RETA) | 11-Dec-18 | Market Purchase | 52,809 | $60.07 | $3,172,340.00 | 2% 2.97M to 3.02M | (51%) |
| 12-Dec-18 5:57 PM View: | Reata Pharmaceuticals Inc (RETA) | 10-Dec-18 | Market Purchase | 56,599 | $58.77 | $3,326,570.00 | 2% 2.91M to 2.97M | (50%) |
| 29-Dec-17 5:03 PM View: | Reata Pharmaceuticals Inc (RETA) | 29-Dec-17 | Market Purchase | 17,000 | $28.47 | $484,016.00 | < 1% 2.9M to 2.91M | 3% |
| 28-Dec-17 6:53 PM View: | Reata Pharmaceuticals Inc (RETA) | 28-Dec-17 | Market Purchase | 200 | $26.10 | $5,220.00 | < 1% 2.9M to 2.9M | 12% |
| 28-Dec-17 6:53 PM View: | Reata Pharmaceuticals Inc (RETA) | 27-Dec-17 | Market Purchase | 15,000 | $25.83 | $387,444.00 | < 1% 2.88M to 2.9M | 14% |
| 28-Dec-17 6:53 PM View: | Reata Pharmaceuticals Inc (RETA) | 26-Dec-17 | Market Purchase | 12,000 | $26.06 | $312,726.00 | < 1% 2.87M to 2.88M | 13% |
| 15-Dec-17 6:38 PM View: | Reata Pharmaceuticals Inc (RETA) | 14-Dec-17 | Market Purchase | 78,275 | $24.65 | $1,929,700.00 | 3% 2.79M to 2.87M | 19% |
| 15-Dec-17 6:38 PM View: | Reata Pharmaceuticals Inc (RETA) | 13-Dec-17 | Market Purchase | 121,725 | $24.88 | $3,028,710.00 | 5% 2.67M to 2.79M | 18% |
| 23-Jun-17 5:54 PM View: | Reata Pharmaceuticals Inc (RETA) | 22-Jun-17 | Conversion | 742,289 | -- | -- | 39% 1.93M to 2.67M | |
| 04-Jan-17 4:39 PM View: | Reata Pharmaceuticals Inc (RETA) | 30-Dec-16 | Market Purchase | 9,392 | $21.72 | $204,038.00 | < 1% 1.92M to 1.93M | 35% |
| 20-Dec-16 4:28 PM View: | Reata Pharmaceuticals Inc (RETA) | 16-Dec-16 | Market Purchase | 164,753 | $22.99 | $3,787,820.00 | 9% 1.75M to 1.92M | 24% |
| 16-Dec-16 4:20 PM View: | Reata Pharmaceuticals Inc (RETA) | 15-Dec-16 | Market Purchase Duplicate | 2,700 | $22.05 | $59,534.50 | < 1% 1.75M to 1.75M | 29% |
| 16-Dec-16 4:20 PM View: | Reata Pharmaceuticals Inc (RETA) | 14-Dec-16 | Market Purchase Duplicate | 6,189 | $21.37 | $132,229.00 | < 1% 1.74M to 1.75M | 33% |
| 18-Aug-16 8:40 PM View: | Reata Pharmaceuticals Inc (RETA) | 18-Aug-16 | Market Purchase Duplicate | 105,562 | $17.32 | $1,828,650.00 | 6% 1.64M to 1.74M | 68% |
| 18-Aug-16 8:40 PM View: | Reata Pharmaceuticals Inc (RETA) | 17-Aug-16 | Market Purchase Duplicate | 144,058 | $17.26 | $2,486,820.00 | 10% 1.49M to 1.64M | 69% |
| 18-Aug-16 8:40 PM View: | Reata Pharmaceuticals Inc (RETA) | 16-Aug-16 | Market Purchase Duplicate | 58,600 | $16.21 | $949,953.00 | 4% 1.43M to 1.49M | 80% |
| 30-Jun-16 7:13 PM View: | Reata Pharmaceuticals Inc (RETA) | 30-Jun-16 | Market Purchase | 100,000 | $19.75 | $1,975,110.00 | 19% 532.78K to 632.78K | 48% |
| 30-Jun-16 7:13 PM View: | Reata Pharmaceuticals Inc (RETA) | 29-Jun-16 | Market Purchase | 63,700 | $19.83 | $1,263,060.00 | 14% 469.08K to 532.78K | 47% |
| 30-Jun-16 7:13 PM View: | Reata Pharmaceuticals Inc (RETA) | 28-Jun-16 | Market Purchase | 900 | $19.74 | $17,763.50 | < 1% 468.18K to 469.08K | 48% |
| 28-Jun-16 2:38 PM View: | Reata Pharmaceuticals Inc (RETA) | 27-Jun-16 | Market Purchase | 21,968 | $19.17 | $421,234.00 | 5% 445.49K to 467.46K | 52% |
| 28-Jun-16 2:38 PM View: | Reata Pharmaceuticals Inc (RETA) | 24-Jun-16 | Market Purchase | 51,435 | $19.29 | $992,333.00 | 13% 394.78K to 446.21K | 51% |
| 08-Jun-16 2:24 PM View: | Reata Pharmaceuticals Inc (RETA) | 07-Jun-16 | Market Purchase Duplicate | 4,220 | $17.62 | $74,360.20 | 1% 390.56K to 394.78K | 65% |
| 08-Jun-16 2:24 PM View: | Reata Pharmaceuticals Inc (RETA) | 06-Jun-16 | Market Purchase Duplicate | 20,000 | $17.56 | $351,192.00 | 5% 370.56K to 390.56K | 66% |
| 01-Jun-16 9:02 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Conversion | 113 | -- | -- | 100% 0 to 0.11K | |
| 01-Jun-16 9:02 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Conversion | 110,856 | -- | -- | 98103% 0.11K to 110.97K | |
| 01-Jun-16 9:02 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Purchase | 251,553 | $12.70 | $3,194,220.00 | 227% 110.97K to 362.52K | |
| 03-Jun-16 3:58 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Purchase Duplicate | 8,035 | $13.42 | $107,829.00 | 2% 362.52K to 370.56K | |
| 12-Dec-08 5:41 PM View: | Genitope Corp. (GTOP.PK) | 10-Dec-08 | Sale | 8,125,370 | -- | -- | (100%) 8.13M to 0 | |
| 05-Jun-07 8:23 PM View: | Genitope Corp. (GTOP.PK) | 05-Jun-07 | Market Purchase | 150,510 | $3.71 | $559,100.00 | 2% 7.97M to 8.13M | (97%) |
| 05-Jun-07 8:23 PM View: | Genitope Corp. (GTOP.PK) | 01-Jun-07 | Market Purchase | 32,588 | $3.67 | $119,458.00 | < 1% 7.94M to 7.97M | (97%) |
| 24-May-07 7:56 PM View: | Genitope Corp. (GTOP.PK) | 24-May-07 | Market Purchase | 52,325 | $3.59 | $187,936.00 | < 1% 7.89M to 7.94M | (97%) |
| 24-May-07 7:56 PM View: | Genitope Corp. (GTOP.PK) | 23-May-07 | Market Purchase | 61,154 | $3.65 | $222,943.00 | < 1% 7.83M to 7.89M | (97%) |
| 24-May-07 7:56 PM View: | Genitope Corp. (GTOP.PK) | 22-May-07 | Market Purchase | 105,229 | $3.61 | $379,950.00 | 1% 7.72M to 7.83M | (97%) |
| 11-May-07 8:55 PM View: | Genitope Corp. (GTOP.PK) | 11-May-07 | Market Purchase | 382,745 | $3.43 | $1,313,690.00 | 5% 7.34M to 7.72M | (97%) |
| 11-May-07 8:55 PM View: | Genitope Corp. (GTOP.PK) | 09-May-07 | Market Purchase | 550,000 | $3.60 | $1,979,340.00 | 8% 6.79M to 7.34M | (97%) |
| 05-Mar-07 6:35 PM View: | Genitope Corp. (GTOP.PK) | 05-Mar-07 | Market Purchase | 300,000 | $3.18 | $954,000.00 | 5% 6.49M to 6.79M | (97%) |
| 05-Mar-07 6:35 PM View: | Genitope Corp. (GTOP.PK) | 01-Mar-07 | Market Purchase | 66,000 | $3.52 | $232,096.00 | 1% 6.42M to 6.49M | (97%) |
| 01-Mar-07 1:56 PM View: | Genitope Corp. (GTOP.PK) | 28-Feb-07 | Market Purchase | 300,000 | $3.46 | $1,038,390.00 | 5% 6.12M to 6.42M | (97%) |
| 07-Feb-07 12:53 PM View: | Genitope Corp. (GTOP.PK) | 05-Feb-07 | Market Purchase | 316,202 | $3.80 | $1,201,310.00 | 5% 5.81M to 6.12M | (97%) |