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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Oct-17 4:22 PM View:  | Rhythm Pharmaceuticals, Inc. (RYTM) | 10-Oct-17 | Conversion | 213,769 | -- | -- | 15% 1.41M to 1.63M | |
| 10-Oct-17 4:22 PM View: | Rhythm Pharmaceuticals, Inc. (RYTM) | 10-Oct-17 | Private Purchase | 20,000 | $17.00 | $340,000.00 | 1% 1.63M to 1.65M | |
| 23-Jul-08 4:10 PM View: | Tercica Inc. (TRCA) | 22-Jul-08 | Conversion | 15,723,600 | $23,177,600.00 | $364,434,987,941,888.00 | 3029% 519.1K to 16.24M | (100%) |
| 23-Jul-08 4:10 PM View: | Tercica Inc. (TRCA) | 22-Jul-08 | Market Purchase | 410,831 | $8.92 | $3,664,610.00 | 3% 16.24M to 16.65M | (< 1%) |
| 01-Aug-07 9:55 PM View: | Tercica Inc. (TRCA) | 30-Aug-07 | Purchase | 519,101 | $5.63 | $2,922,540.00 | 2% 20.93M to 21.45M | |
| 18-Oct-06 12:59 PM View: | Tercica Inc. (TRCA) | 13-Oct-06 | Purchase | 12,527,200 | $6.17 | $77,293,104.00 | 100% 0 to 12.53M |