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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Apr-19 2:14 PM View:  | CAS Medical Systems Inc. (CASM) | 18-Apr-19 | Conversion | 6,802,830 | $2.39 | $16,252,000.00 | 424% 1.6M to 8.41M | 3% |
| 22-Apr-19 2:14 PM View: | CAS Medical Systems Inc. (CASM) | 18-Apr-19 | Conversion | 95,200 | $2.39 | $227,433.00 | 1% 8.41M to 8.5M | 3% |
| 22-Apr-19 2:14 PM View: | CAS Medical Systems Inc. (CASM) | 18-Apr-19 | Conversion | 3,906,320 | $2.39 | $9,332,190.00 | 46% 8.5M to 12.41M | 3% |
| 22-Apr-19 2:14 PM View: | CAS Medical Systems Inc. (CASM) | 18-Apr-19 | Conversion | 54,653 | $2.39 | $130,566.00 | < 1% 12.41M to 12.46M | 3% |
| 22-Apr-19 2:14 PM View: | CAS Medical Systems Inc. (CASM) | 18-Apr-19 | Disposition | 12,300,200 | $2.45 | $30,135,500.00 | (99%) 12.46M to 163.82K | < 1% |
| 22-Apr-19 2:14 PM View: | CAS Medical Systems Inc. (CASM) | 18-Apr-19 | Disposition | 163,816 | $2.45 | $401,349.00 | (100%) 163.82K to 0 | < 1% |
| 13-Feb-15 4:15 PM View: | CAS Medical Systems Inc. (CASM) | 11-Feb-15 | Market Purchase | 1,591,040 | $1.30 | $2,068,350.00 | 3797% 41.9K to 1.63M | 87% |
| 13-Feb-15 4:15 PM View: | CAS Medical Systems Inc. (CASM) | 11-Feb-15 | Market Purchase | 13,963 | $1.30 | $18,151.90 | < 1% 1.63M to 1.65M | 87% |
| 09-Sep-14 6:50 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 14-May-14 | Private Sale | 12,400 | $20.60 | $255,415.00 | (< 1%) 5.23M to 5.22M | |
| 09-Sep-14 6:50 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 14-May-14 | Exercise (in-the money or at-the-money) | 65,839 | $3.88 | $255,389.00 | 1% 5.17M to 5.23M | |
| 12-Feb-14 6:38 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Conversion Duplicate | 5,083,450 | -- | -- | 100% 0 to 5.08M | |
| 12-Feb-14 6:38 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Purchase Duplicate | 83,334 | $12.00 | $1,000,010.00 | 2% 5.08M to 5.17M |