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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-14 4:48 PM View:  | Pulmatrix, Inc. (PULM) | 11-May-14 | Grant | 125,000 | -- | -- | 100% 0 to 125.0K | |
| 10-Dec-12 7:46 PM View: | Oculus Innovative Sciences,... (SNOA) | 10-Dec-12 | Market Purchase | 5,500 | $0.64 | $3,507.45 | < 1% 1.03M to 1.03M | (96%) |
| 11-Dec-12 5:43 PM View: | Oculus Innovative Sciences,... (SNOA) | 07-Dec-12 | Market Purchase | 5,300 | $0.65 | $3,437.78 | < 1% 1.03M to 1.03M | (96%) |
| 07-Dec-12 4:32 PM View: | Oculus Innovative Sciences,... (SNOA) | 06-Dec-12 | Market Purchase | 9,000 | $0.63 | $5,702.70 | < 1% 1.01M to 1.02M | (96%) |
| 11-Mar-10 6:44 PM View: | Oculus Innovative Sciences,... (SNOA) | 10-Mar-10 | Market Option Sale | 15,000 | $3.16 | $47,343.00 | (1%) 1.03M to 1.01M | 99% |
| 11-Mar-10 6:44 PM View: | Oculus Innovative Sciences,... (SNOA) | 09-Mar-10 | Option Exercise | 15,000 | $1.10 | $16,500.00 | 1% 1.01M to 1.03M | |
| 12-Aug-09 9:11 PM View: | Oculus Innovative Sciences,... (SNOA) | 10-Aug-09 | Option Exercise | 315,000 | $0.15 | $48,300.00 | 31% 1.01M to 1.33M | |
| 12-Aug-09 9:11 PM View: | Oculus Innovative Sciences,... (SNOA) | 10-Aug-09 | Market Option Sale | 315,000 | $2.09 | $658,276.00 | (24%) 1.33M to 1.01M | 99% |
| 09-Mar-09 2:48 PM View: | Oculus Innovative Sciences,... (SNOA) | 06-Mar-09 | Market Sale | 13,200 | $1.05 | $13,853.40 | (1%) 1.02M to 1.01M | 97% |
| 05-Mar-09 7:21 PM View: | Oculus Innovative Sciences,... (SNOA) | 05-Mar-09 | Market Sale | 7,800 | $1.14 | $8,923.20 | (< 1%) 1.03M to 1.02M | 98% |
| 05-Mar-09 7:21 PM View: | Oculus Innovative Sciences,... (SNOA) | 04-Mar-09 | Market Sale | 17,800 | $1.16 | $20,567.90 | (2%) 1.05M to 1.03M | 98% |
| 05-Mar-09 7:21 PM View: | Oculus Innovative Sciences,... (SNOA) | 03-Mar-09 | Market Sale | 6,200 | $1.23 | $7,648.32 | (< 1%) 1.06M to 1.05M | 98% |
| 11-Mar-08 7:04 PM View: | Oculus Innovative Sciences,... (SNOA) | 07-Mar-08 | Disposition | 15,000 | $5.36 | $80,400.00 | (2%) 996.25K to 981.25K | 99% |
| 19-Nov-07 6:50 PM View: | Oculus Innovative Sciences,... (SNOA) | 16-Nov-07 | Gift | 12,500 | -- | -- | (1%) 1.01M to 996.25K |