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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Oct-18 3:00 PM View:  | Macquarie/First Trust Globa... (MFD) | 01-Oct-18 | Market Sale | 788 | $10.91 | $8,599.84 | (33%) 2.37K to 1.58K | |
| 02-Oct-18 3:00 PM View: | Macquarie/First Trust Globa... (MFD) | 01-Oct-18 | Market Sale | 1,580 | $10.91 | $17,243.30 | (100%) 1.58K to 0 | |
| 02-Oct-18 3:05 PM View: | First Trust Dynamic Europe ... (FDEU) | 01-Oct-18 | Market Purchase | 550 | $15.59 | $8,575.82 | 100% 0 to 0.55K | (6%) |
| 02-Oct-18 3:05 PM View: | First Trust Dynamic Europe ... (FDEU) | 01-Oct-18 | Market Purchase | 1,100 | $15.59 | $17,151.60 | 200% 0.55K to 1.65K | (6%) |
| 22-Jul-15 9:22 AM View: | First Trust/Aberdeen Global... (FAM) | 21-Jul-15 | Market Sale | 1,129 | $10.78 | $12,170.60 | (45%) 2.5K to 1.37K | 13% |
| 22-Jul-15 9:22 AM View: | First Trust/Aberdeen Global... (FAM) | 21-Jul-15 | Market Sale | 1,366 | $10.78 | $14,725.50 | (100%) 1.37K to 0 | 13% |
| 18-Feb-16 9:04 AM View: | First Trust Intermediate Du... (FPF) | 16-Jan-15 | Market Purchase | 512 | $21.84 | $11,182.10 | 100% 0 to 0.51K | 4% |
| 14-Mar-12 11:14 AM View: | First Trust/abrdn Emerging ... (FEO) | 13-Mar-12 | Market Purchase | 600 | $21.02 | $12,609.70 | 100% 0 to 0.6K | (3%) |
| 06-Dec-11 5:08 PM View: | Macquarie/First Trust Globa... (MFD) | 06-Aug-07 | Market Purchase | 800 | $25.44 | $20,353.60 | 66% 1.21K to 2.0K | (29%) |
| 06-Dec-11 5:12 PM View: | Macquarie/First Trust Globa... (MFD) | 06-Aug-07 | Sale | 1,115 | $14.37 | $16,022.50 | (56%) 2.0K to 0.89K | |
| 02-Nov-06 4:32 PM View: | First Trust/Aberdeen Global... (FAM) | 01-Nov-06 | Market Purchase | 900 | $18.31 | $16,479.00 | 100% 0.9K to 1.8K | (47%) |
| 02-Nov-06 4:32 PM View: | First Trust/Aberdeen Global... (FAM) | 01-Nov-06 | Market Purchase | 1,100 | $18.31 | $20,141.00 | 61% 1.8K to 2.9K | (47%) |
| 02-Nov-06 4:33 PM View: | First Trust Value Line 100 ... (FVL) | 01-Nov-06 | Market Purchase | 775 | $15.38 | $11,919.50 | 100% 0.78K to 1.55K | 16% |
| 02-Nov-06 4:33 PM View: | First Trust Value Line 100 ... (FVL) | 01-Nov-06 | Market Purchase | 650 | $15.38 | $9,997.00 | 42% 1.55K to 2.2K | 16% |
| 02-Nov-06 4:34 PM View: | Macquarie/First Trust Globa... (MFD) | 01-Nov-06 | Market Purchase | 405 | $24.51 | $9,926.55 | 100% 0.41K to 0.81K | (61%) |
| 02-Nov-06 4:34 PM View: | Macquarie/First Trust Globa... (MFD) | 01-Nov-06 | Market Purchase | 800 | $24.51 | $19,608.00 | 99% 0.81K to 1.61K | (61%) |