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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Nov-13 5:19 PM View:  | Arq, Inc. (ARQ) | 18-Nov-13 | Grant | 13,000 | $13.80 | $179,400.00 | 61% 21.31K to 34.31K | |
| 19-Nov-13 5:19 PM View: | Arq, Inc. (ARQ) | 18-Nov-13 | Disposition | 13,000 | $47.08 | $612,061.00 | (38%) 34.31K to 21.31K | 93% |
| 03-May-13 2:55 PM View: | ADA-ES Inc. (ADES) | 02-May-13 | Grant | 136 | $24.33 | $3,308.88 | < 1% 20.95K to 21.09K | |
| 22-Feb-13 12:33 PM View: | ADA-ES Inc. (ADES) | 20-Feb-13 | Grant | 156 | $18.23 | $2,843.88 | < 1% 20.79K to 20.95K | |
| 31-Oct-12 7:59 PM View: | ADA-ES Inc. (ADES) | 29-Oct-12 | Grant | 172 | $19.25 | $3,311.00 | < 1% 20.62K to 20.79K | 5% |
| 10-Aug-12 4:44 PM View: | ADA-ES Inc. (ADES) | 08-Aug-12 | Grant | 129 | $21.94 | $2,830.26 | < 1% 20.49K to 20.62K | (8%) |
| 25-May-12 10:29 AM View: | ADA-ES Inc. (ADES) | 24-May-12 | Market Sale | 1,537 | $26.17 | $40,223.40 | (7%) 22.03K to 20.49K | 23% |
| 07-May-12 10:28 AM View: | ADA-ES Inc. (ADES) | 02-May-12 | Grant | 265 | $22.64 | $5,999.60 | 1% 21.77K to 22.03K | |
| 01-Feb-12 10:48 AM View: | ADA-ES Inc. (ADES) | 31-Jan-12 | Grant | 150 | $21.75 | $3,262.50 | < 1% 21.61K to 21.76K | (7%) |
| 21-Nov-11 6:43 PM View: | ADA-ES Inc. (ADES) | 18-Nov-11 | Grant | 405 | $15.28 | $6,188.40 | 2% 21.2K to 21.61K | 32% |
| 02-Nov-11 6:35 PM View: | ADA-ES Inc. (ADES) | 19-Oct-11 | Grant | 200 | $14.26 | $2,852.00 | < 1% 21.0K to 21.2K | |
| 18-Aug-11 7:08 PM View: | ADA-ES Inc. (ADES) | 16-Aug-11 | Grant | 191 | $14.86 | $2,838.26 | < 1% 20.81K to 21.0K | 36% |
| 18-Aug-11 7:08 PM View: | ADA-ES Inc. (ADES) | 04-May-11 | Grant | 468 | $10.49 | $4,909.32 | 2% 20.34K to 20.81K | 92% |
| 11-Apr-11 3:16 PM View: | ADA-ES Inc. (ADES) | 08-Apr-11 | Market Sale | 1,361 | $22.04 | $29,996.40 | (6%) 21.7K to 20.34K | 8% |
| 05-Apr-11 10:44 AM View: | ADA-ES Inc. (ADES) | 04-Apr-11 | Market Sale | 1,500 | $23.00 | $34,500.00 | (6%) 23.2K to 21.7K | 12% |
| 16-Feb-11 11:35 AM View: | ADA-ES Inc. (ADES) | 14-Feb-11 | Grant | 380 | $12.00 | $4,560.00 | 2% 22.82K to 23.2K | |
| 01-Nov-10 2:40 PM View: | ADA-ES Inc. (ADES) | 29-Oct-10 | Grant | 403 | $6.01 | $2,422.03 | 2% 22.42K to 22.82K | 226% |
| 29-Jul-10 4:34 PM View: | ADA-ES Inc. (ADES) | 15-Jul-10 | Grant | 418 | $6.47 | $2,704.46 | 2% 22.0K to 22.42K | 203% |
| 16-Apr-10 2:05 PM View: | ADA-ES Inc. (ADES) | 16-Apr-10 | Market Sale | 2,234 | $7.94 | $17,742.40 | (9%) 24.24K to 22.0K | (147%) |
| 16-Apr-10 2:05 PM View: | ADA-ES Inc. (ADES) | 15-Apr-10 | Market Sale | 2,765 | $8.00 | $22,120.00 | (10%) 27.0K to 24.24K | (145%) |
| 07-Apr-10 3:12 PM View: | ADA-ES Inc. (ADES) | 31-Mar-10 | Grant | 290 | $7.96 | $2,308.40 | 1% 26.71K to 27.0K | 146% |
| 01-Mar-10 12:08 PM View: | ADA-ES Inc. (ADES) | 25-Feb-10 | Grant | 2,059 | $5.17 | $10,645.00 | 8% 24.65K to 26.71K | 279% |
| 19-Feb-10 1:10 PM View: | ADA-ES Inc. (ADES) | 17-Feb-10 | Grant | 578 | $5.45 | $3,150.10 | 2% 24.07K to 24.65K | 260% |
| 29-Jan-10 5:39 PM View: | ADA-ES Inc. (ADES) | 27-Jan-10 | Grant | 2,446 | $6.17 | $15,091.80 | 11% 21.63K to 24.07K | 218% |
| 05-Jan-10 12:43 PM View: | ADA-ES Inc. (ADES) | 09-Nov-09 | Grant | 1,094 | $2.11 | $2,308.34 | 5% 21.46K to 22.55K | 827% |
| 19-Aug-09 11:24 AM View: | ADA-ES Inc. (ADES) | 18-Aug-09 | Grant | 652 | $3.95 | $2,575.40 | 3% 20.81K to 21.46K | 396% |
| 19-Aug-09 11:24 AM View: | ADA-ES Inc. (ADES) | 09-Jun-09 | Grant | 851 | $2.70 | $2,297.70 | 4% 19.03K to 19.88K | 638% |
| 15-Jan-09 4:52 PM View: | ADA-ES Inc. (ADES) | 15-Jan-09 | Grant | 6,452 | $4.12 | $26,582.20 | 51% 12.58K to 19.03K | 35% |
| 13-May-08 11:20 AM View: | ADA-ES Inc. (ADES) | 12-May-08 | Market Sale | 22 | $9.78 | $215.16 | (< 1%) 12.6K to 12.58K | (115%) |
| 28-Mar-08 4:27 PM View: | ADA-ES Inc. (ADES) | 28-Mar-08 | Grant | 11,500 | $8.66 | $99,590.00 | 898% 1.28K to 12.78K | 143% |
| 05-Feb-08 11:15 AM View: | ADA-ES Inc. (ADES) | 04-Feb-08 | Grant | 664 | $9.64 | $6,400.96 | 152% 0.44K to 1.1K | 118% |
| 24-Jan-08 10:00 PM View: | ADA-ES Inc. (ADES) | 31-Aug-07 | Market Purchase | 190 | $10.54 | $2,002.60 | 77% 0.25K to 0.44K | 100% |