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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Dec-06 8:24 PM View:  | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Grant | 3,844 | -- | -- | (2403860%) 0 to 3.84K | |
| 27-Dec-06 8:24 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Payment of Exercise | 4,321 | $6.10 | $26,355.80 | (24%) 18.13K to 13.81K | 12% |
| 27-Dec-06 8:24 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Option Exercise | 14,286 | $3.05 | $43,571.40 | 372% 3.84K to 18.13K | |
| 27-Dec-06 8:18 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Grant | 20,778 | -- | -- | (15878000%) 0 to 20.78K | |
| 27-Dec-06 8:18 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Payment of Exercise | 16,623 | $3.22 | $53,525.80 | (26%) 63.76K to 47.14K | 5% |
| 27-Dec-06 8:18 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Option Exercise | 42,985 | $1.61 | $69,206.30 | 207% 20.78K to 63.76K |