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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Dec-06 8:22 PM View:  | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Grant | 3,844 | -- | -- | (7756310%) 0 to 3.84K | |
| 27-Dec-06 8:22 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Payment of Exercise | 4,485 | $6.10 | $27,356.90 | (25%) 18.13K to 13.64K | 12% |
| 27-Dec-06 8:22 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Option Exercise | 14,286 | $3.05 | $43,571.40 | 372% 3.84K to 18.13K | |
| 27-Dec-06 8:16 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Grant | 10,176 | -- | -- | (3276870%) 0 to 10.18K | |
| 27-Dec-06 8:16 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Payment of Exercise | 8,451 | $3.22 | $27,210.70 | (27%) 31.23K to 22.78K | 5% |
| 27-Dec-06 8:16 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Option Exercise | 21,053 | $1.61 | $33,894.70 | 207% 10.18K to 31.23K |