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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Dec-06 8:21 PM View:  | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Grant | 3,844 | -- | -- | (1326480%) 0 to 3.84K | |
| 27-Dec-06 8:21 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Payment of Exercise | 4,462 | $6.10 | $27,215.20 | (25%) 18.13K to 13.67K | 12% |
| 27-Dec-06 8:21 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Option Exercise | 14,286 | $3.05 | $43,571.40 | 372% 3.84K to 18.13K | |
| 27-Dec-06 8:14 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Grant | 11,214 | -- | -- | 22516400% 0 to 11.21K | |
| 27-Dec-06 8:14 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Payment of Exercise | 9,264 | $3.22 | $29,830.90 | (27%) 34.41K to 25.15K | 5% |
| 27-Dec-06 8:14 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Option Exercise | 23,200 | $1.61 | $37,352.00 | 207% 11.21K to 34.41K |