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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Dec-06 8:12 PM View:  | Prospect Street Income Shar... (CNN) | 27-Dec-06 | Grant | 3,844 | -- | -- | 3506750% 0 to 3.84K | |
| 27-Dec-06 8:12 PM View: | Prospect Street Income Shar... (CNN) | 27-Dec-06 | Payment of Exercise | 4,380 | $6.10 | $26,717.40 | (24%) 18.13K to 13.75K | 13% |
| 27-Dec-06 8:12 PM View: | Prospect Street Income Shar... (CNN) | 27-Dec-06 | Option Exercise | 14,286 | $3.05 | $43,571.40 | 372% 3.84K to 18.13K | |
| 27-Dec-06 8:08 PM View: | Prospect Street High Income... (PHY) | 27-Dec-06 | Grant | 15,879 | -- | -- | 3394590% 0 to 15.88K | |
| 27-Dec-06 8:08 PM View: | Prospect Street High Income... (PHY) | 27-Dec-06 | Payment of Exercise | 12,878 | $3.22 | $41,467.10 | (26%) 48.73K to 35.85K | 5% |
| 27-Dec-06 8:08 PM View: | Prospect Street High Income... (PHY) | 27-Dec-06 | Option Exercise | 32,850 | $1.61 | $52,889.40 | 207% 15.88K to 48.73K |