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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-20 5:55 PM View:  | Pennymac Financial Services... (PFSI) | 11-Feb-20 | Gift | 15,560,600 | -- | -- | (100%) 15.56M to 0 | |
| 05-Nov-18 9:31 PM View: | Pnmac Holdings, Inc. (PFSI) | 01-Nov-18 | Conversion | 13,760,600 | -- | -- | 764% 1.8M to 15.56M | |
| 05-Nov-18 9:55 PM View: | Pennymac Financial Services... (PFSI) | 01-Nov-18 | Conversion | 13,760,600 | -- | -- | 764% 1.8M to 15.56M | |
| 01-Jul-15 9:01 AM View: | Blackrock Preferred Partner... (N/A) | 30-Jun-15 | Sale Duplicate | 84,000 | -- | -- | (15%) 569.98K to 485.98K | |
| 02-Apr-15 4:14 PM View: | Blackrock Preferred Partner... (N/A) | 31-Mar-15 | Sale Duplicate | 400,000 | -- | -- | (41%) 969.98K to 569.98K | |
| 05-Jan-15 4:10 PM View: | Blackrock Preferred Partner... (N/A) | 31-Dec-14 | Sale Duplicate | 400,000 | -- | -- | (29%) 1.37M to 969.98K | |
| 01-Oct-14 4:36 PM View: | Blackrock Preferred Partner... (N/A) | 30-Sep-14 | Sale Duplicate | 400,000 | -- | -- | (23%) 1.77M to 1.37M | |
| 01-Jul-14 4:20 PM View: | Blackrock Preferred Partner... (N/A) | 30-Jun-14 | Sale Duplicate | 312,349 | -- | -- | (15%) 2.08M to 1.77M | |
| 01-Apr-14 2:26 PM View: | Blackrock Preferred Partner... (N/A) | 31-Mar-14 | Sale Duplicate | 330,000 | -- | -- | (14%) 2.41M to 2.08M | |
| 02-Jan-14 2:21 PM View: | Blackrock Preferred Partner... (N/A) | 31-Dec-13 | Sale Duplicate | 389,000 | -- | -- | (15%) 2.59M to 2.2M | |
| 17-Dec-13 2:17 PM View: | Pnmac Holdings, Inc. (PFSI) | 13-Dec-13 | Conversion | 1,800,000 | -- | -- | 180000000% 0 to 1.8M | |
| 06-Jun-13 2:28 PM View: | Northeast Bancorp (NBN) | 05-Jun-13 | Market Sale | 55,952 | $9.50 | $531,544.00 | (100%) 55.95K to 0 | (134%) |
| 11-Feb-13 4:35 PM View: | Northeast Bancorp (NBN) | 07-Feb-13 | Market Sale | 94,000 | $9.00 | $846,000.00 | (63%) 149.95K to 55.95K | (152%) |
| 25-Mar-11 5:06 PM View: | Northeast Bancorp (NBN) | 24-Mar-11 | Disposition | 81,004 | $14.52 | $1,176,180.00 | (100%) 81.0K to 0 | (65%) |
| 25-Mar-11 5:06 PM View: | Northeast Bancorp (NBN) | 24-Mar-11 | Option Exercise | 81,004 | $13.93 | $1,128,390.00 | 100% 0 to 81.0K | 72% |