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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Sep-10 6:15 PM View:  | Southwest Water Co. (SWWC) | 13-Sep-10 | Disposition (change in control) | 140,379 | $11.00 | $1,544,170.00 | (100%) 140.38K to 0 | < 1% |
| 05-Apr-10 6:12 PM View: | Southwest Water Co. (SWWC) | 31-Mar-10 | Grant | 1,000 | $5.35 | $5,352.00 | < 1% 139.38K to 140.38K | |
| 19-Mar-10 4:52 PM View: | Southwest Water Co. (SWWC) | 14-Mar-10 | Payment of Exercise | 1,465 | $10.44 | $15,294.60 | (1%) 140.84K to 139.38K | (< 1%) |
| 26-Jan-10 6:01 PM View: | Southwest Water Co. (SWWC) | 31-Dec-09 | Grant | 1,000 | $4.56 | $4,558.50 | < 1% 139.84K to 140.84K | |
| 24-Apr-09 2:47 PM View: | Southwest Water Co. (SWWC) | 22-Apr-09 | Payment of Exercise | 1,191 | $4.50 | $5,359.50 | (< 1%) 141.03K to 139.84K | |
| 21-Oct-08 4:42 PM View: | Southwest Water Co. (SWWC) | 17-Oct-08 | Grant | 103,306 | -- | -- | 380% 27.21K to 130.52K | |
| 05-Nov-08 3:01 PM View: | Southwest Water Co. (SWWC) | 17-Oct-08 | Acquisition (other) | 128 | $9.57 | $1,224.51 | < 1% 130.52K to 130.65K | (43%) |
| 21-Oct-08 4:42 PM View: | Southwest Water Co. (SWWC) | 01-Oct-08 | Private Purchase | 567 | $9.26 | $5,250.42 | 2% 26.64K to 27.21K | (14%) |
| 21-Oct-08 4:42 PM View: | Southwest Water Co. (SWWC) | 01-Jul-08 | Private Purchase | 490 | $9.18 | $4,498.20 | 2% 26.15K to 26.64K | (13%) |
| 21-Oct-08 4:42 PM View: | Southwest Water Co. (SWWC) | 01-Apr-08 | Private Purchase | 512 | $10.27 | $5,258.24 | 2% 25.64K to 26.15K | (22%) |
| 13-Mar-08 8:44 PM View: | Southwest Water Co. (SWWC) | 13-Mar-08 | Grant | 10,000 | -- | -- | 39% 25.65K to 35.65K | |
| 24-Mar-08 7:29 PM View: | Southwest Water Co. (SWWC) | 13-Mar-08 | Disposition | 10,000 | -- | -- | (28%) 35.65K to 25.65K | |
| 18-May-07 12:56 PM View: | Southwest Water Co. (SWWC) | 17-May-07 | Market Purchase | 1,600 | $12.47 | $19,949.00 | 132% 1.21K to 2.81K | (55%) |
| 15-Mar-07 6:05 PM View: | Southwest Water Co. (SWWC) | 14-Mar-07 | Grant | 10,000 | -- | -- | 1339% 0.75K to 10.75K | |
| 12-Jan-07 10:00 PM View: | Southwest Water Co. (SWWC) | 20-Nov-06 | Market Purchase | 390 | $12.83 | $5,003.70 | 100% 0 to 0.39K | (56%) |