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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-24 4:19 PM View:  | Duke Energy Corp. (DUK) | 09-May-24 | Grant | 1,699 | $103.02 | $175,000.00 | 18% 9.35K to 11.05K | 1% |
| 15-Feb-24 4:01 PM View: | Schering-Plough Corp. (MRK) | 14-Feb-24 | Option Exercise | 85,021 | $73.73 | $6,268,600.00 | 24% 348.33K to 433.35K | |
| 15-Feb-24 4:01 PM View: | Schering-Plough Corp. (MRK) | 14-Feb-24 | Option Sale | 85,021 | $125.40 | $10,661,600.00 | (20%) 433.35K to 348.33K | |
| 15-Feb-24 4:01 PM View: | Schering-Plough Corp. (MRK) | 13-Feb-24 | Option Exercise | 150,000 | $74.18 | $11,127,200.00 | 43% 348.33K to 498.33K | |
| 15-Feb-24 4:01 PM View: | Schering-Plough Corp. (MRK) | 13-Feb-24 | Option Sale | 150,000 | $125.85 | $18,877,400.00 | (30%) 498.33K to 348.33K | |
| 24-Jan-24 4:08 PM View: | Schering-Plough Corp. (MRK) | 22-Jan-24 | Grant | 76,510 | $119.43 | $9,137,590.00 | 28% 271.82K to 348.33K | |
| 08-May-23 4:55 PM View: | Duke Energy Corp. (DUK) | 04-May-23 | Grant | 1,784 | $98.11 | $175,000.00 | 24% 7.57K to 9.35K | |
| 28-Apr-23 5:15 PM View: | Schering-Plough Corp. (MRK) | 28-Apr-23 | Option Exercise | 143,329 | $56.04 | $8,032,160.00 | 53% 271.82K to 415.15K | |
| 28-Apr-23 5:15 PM View: | Schering-Plough Corp. (MRK) | 28-Apr-23 | Option Sale | 143,329 | $114.93 | $16,472,800.00 | (35%) 415.15K to 271.82K | |
| 25-Jan-23 4:56 PM View: | Schering-Plough Corp. (MRK) | 23-Jan-23 | Grant | 24,224 | $109.88 | $2,661,730.00 | 10% 247.59K to 271.82K | |
| 10-Nov-22 4:42 PM View: | Schering-Plough Corp. (MRK) | 09-Nov-22 | Option Exercise | 167,613 | -- | -- | 68% 247.59K to 415.21K | |
| 10-Nov-22 4:42 PM View: | Schering-Plough Corp. (MRK) | 09-Nov-22 | Option Sale | 167,613 | $102.44 | $17,169,800.00 | (40%) 415.21K to 247.59K | |
| 09-May-22 4:24 PM View: | Duke Energy Corp. (DUK) | 05-May-22 | Grant | 1,590 | $110.05 | $174,980.00 | 27% 5.98K to 7.57K | (5%) |
| 28-Feb-22 4:06 PM View: | Schering-Plough Corp. (MRK) | 24-Feb-22 | Grant | 29,896 | $73.51 | $2,197,660.00 | 14% 217.7K to 247.59K | |
| 10-May-21 8:13 PM View: | Duke Energy Corp. (DUK) | 06-May-21 | Grant | 1,591 | $100.54 | $160,000.00 | 36% 4.39K to 5.98K | 2% |
| 02-Mar-21 11:50 AM View: | Schering-Plough Corp. (MRK) | 26-Feb-21 | Grant | 46,641 | $72.62 | $3,387,070.00 | 27% 171.06K to 217.7K | (< 1%) |
| 06-Oct-20 4:52 PM View: | Schering-Plough Corp. (MRK) | 05-Oct-20 | Option Exercise | 251,273 | -- | -- | 147% 171.06K to 422.33K | |
| 06-Oct-20 4:52 PM View: | Schering-Plough Corp. (MRK) | 05-Oct-20 | Market Option Sale | 251,273 | $81.03 | $20,360,300.00 | (59%) 422.33K to 171.06K | 2% |
| 08-May-20 7:20 PM View: | Duke Energy Corp. (DUK) | 07-May-20 | Grant | 1,992 | $80.31 | $160,000.00 | 83% 2.4K to 4.39K | 24% |
| 03-Mar-20 5:16 PM View: | Schering-Plough Corp. (MRK) | 28-Feb-20 | Grant | 33,396 | $76.56 | $2,556,800.00 | 24% 137.66K to 171.06K | 1% |
| 27-Jun-19 5:05 PM View: | Schering-Plough Corp. (MRK) | 25-Jun-19 | Option Exercise | 216,718 | -- | -- | 157% 137.66K to 354.38K | |
| 27-Jun-19 5:05 PM View: | Schering-Plough Corp. (MRK) | 25-Jun-19 | Market Option Sale (Planned) | 216,718 | $85.43 | $18,514,000.00 | (61%) 354.38K to 137.66K | 10% |
| 06-May-19 4:39 PM View: | Duke Energy Corp. (DUK) | 02-May-19 | Grant | 1,782 | $89.81 | $160,000.00 | 289% 0.61K to 2.4K | 9% |
| 27-Mar-19 5:45 PM View: | Schering-Plough Corp. (MRK) | 25-Mar-19 | Option Exercise | 192,572 | $58.22 | $11,211,500.00 | 140% 137.66K to 330.23K | |
| 27-Mar-19 5:45 PM View: | Schering-Plough Corp. (MRK) | 25-Mar-19 | Market Option Sale (Planned) | 192,572 | $82.38 | $15,863,100.00 | (58%) 330.23K to 137.66K | 8% |
| 27-Feb-19 6:54 PM View: | Schering-Plough Corp. (MRK) | 25-Feb-19 | Grant | 30,610 | $80.38 | $2,460,430.00 | 29% 107.05K to 137.66K | (5%) |
| 01-Mar-18 7:33 PM View: | Schering-Plough Corp. (MRK) | 27-Feb-18 | Grant | 30,908 | $54.72 | $1,691,290.00 | 41% 75.22K to 106.13K | 36% |
| 09-Jan-18 4:45 PM View: | Duke Energy Corp. (DUK) | 08-Jan-18 | Grant | 615 | $82.20 | $50,549.00 | 1254710% 0 to 0.61K | 15% |
| 03-Jan-18 6:36 PM View: | Bard C R Inc /nj/ (BCR) | 29-Dec-17 | Disposition | 1,302 | -- | -- | (100%) 1.3K to 0 | |
| 05-Dec-17 3:05 PM View: | Bard C R Inc /nj/ (BCR) | 04-Dec-17 | Grant | 298 | -- | -- | 30% 1.0K to 1.3K | |
| 09-May-17 4:42 PM View: | Schering-Plough Corp. (MRK) | 09-May-17 | Payment of Exercise | 44,530 | $64.01 | $2,850,370.00 | (38%) 118.03K to 73.5K | (14%) |
| 09-May-17 4:42 PM View: | Schering-Plough Corp. (MRK) | 09-May-17 | Option Exercise | 85,881 | -- | -- | 267% 32.15K to 118.03K | |
| 01-Mar-17 4:46 PM View: | Schering-Plough Corp. (MRK) | 27-Feb-17 | Grant | 31,913 | $65.85 | $2,101,470.00 | 100% 0 to 31.91K | 11% |
| 15-Dec-16 3:58 PM View: | Bard C R Inc /nj/ (BCR) | 14-Dec-16 | Grant | 468 | -- | -- | 87% 0.54K to 1.0K | |
| 11-Dec-15 3:06 PM View: | Bard C R Inc /nj/ (BCR) | 09-Dec-15 | Grant | 536 | -- | -- | 100% 0 to 0.54K | |
| 31-Jan-14 4:19 PM View: | Baxter International Inc. (BAX) | 29-Jan-14 | Grant | 11,308 | -- | -- | 9% 119.06K to 130.37K | |
| 31-Jan-14 4:19 PM View: | Baxter International Inc. (BAX) | 29-Jan-14 | Payment of Exercise | 2,225 | $68.40 | $152,190.00 | (2%) 130.37K to 128.15K | 32% |
| 05-Sep-13 4:51 PM View: | Baxter International Inc. (BAX) | 03-Sep-13 | Payment of Exercise | 2,530 | $69.54 | $175,936.00 | (2%) 120.84K to 118.31K | 34% |
| 21-May-13 4:32 PM View: | Baxter International Inc. (BAX) | 17-May-13 | Option Exercise | 133,800 | $51.76 | $6,925,430.00 | 114% 117.44K to 251.24K | |
| 21-May-13 4:32 PM View: | Baxter International Inc. (BAX) | 17-May-13 | Market Option Sale (Planned) | 130,800 | $73.00 | $9,548,400.00 | (52%) 251.24K to 120.44K | 38% |
| 18-Jan-13 4:23 PM View: | Baxter International Inc. (BAX) | 16-Jan-13 | Grant | 11,943 | -- | -- | 11% 109.05K to 120.99K | |
| 18-Jan-13 4:23 PM View: | Baxter International Inc. (BAX) | 16-Jan-13 | Payment of Exercise | 3,901 | $66.52 | $259,494.00 | (3%) 120.99K to 117.09K | 32% |
| 04-Jun-12 5:21 PM View: | Baxter International Inc. (BAX) | 01-Jun-12 | Grant | 50,000 | -- | -- | 86% 57.92K to 107.92K | |
| 27-Jul-11 5:17 PM View: | Baxter International Inc. (BAX) | 25-Jul-11 | Option Exercise | 105,000 | $37.06 | $3,891,650.00 | 195% 53.83K to 158.82K | |
| 27-Jul-11 5:17 PM View: | Baxter International Inc. (BAX) | 25-Jul-11 | Market Option Sale (Planned) | 101,000 | $61.66 | $6,228,000.00 | (64%) 158.82K to 57.83K | 26% |
| 21-Jan-11 5:44 PM View: | Baxter International Inc. (BAX) | 19-Jan-11 | Grant | 7,104 | -- | -- | 15% 48.95K to 56.05K | |
| 21-Jan-11 5:44 PM View: | Baxter International Inc. (BAX) | 19-Jan-11 | Payment of Exercise | 2,281 | $50.30 | $114,734.00 | (4%) 56.05K to 53.77K | 8% |
| 02-Sep-10 6:31 PM View: | Baxter International Inc. (BAX) | 01-Sep-10 | Grant | 5,000 | -- | -- | 11% 43.89K to 48.89K | |
| 17-Mar-10 5:34 PM View: | Baxter International Inc. (BAX) | 15-Mar-10 | Payment of Exercise | 842 | $58.37 | $49,147.50 | (2%) 44.73K to 43.89K | 19% |
| 22-Jan-10 5:28 PM View: | Baxter International Inc. (BAX) | 20-Jan-10 | Grant | 45,600 | -- | -- | 293% 15.55K to 61.15K |