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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Mar-19 5:33 PM View:  | Borqs Technologies, Inc. (BRQS) | 05-Mar-19 | Disposition (other) | 500,000 | -- | -- | (14%) 3.64M to 3.14M | |
| 25-Jan-19 5:32 PM View: | Borqs Technologies, Inc. (BRQS) | 31-Jul-18 | Acquisition (other) | 191,356 | $10.40 | $1,990,100.00 | 6% 3.44M to 3.64M | |
| 23-Jun-17 9:51 PM View: | Mobileiron, Inc. (MOBL) | 22-Jun-17 | Disposition (other) Duplicate | 1,998,470 | -- | -- | (16%) 12.32M to 10.32M | |
| 17-Aug-15 7:50 PM View: | Lendingclub Corp (LC) | 13-Aug-15 | Disposition (other) | 10,000,000 | -- | -- | (24%) 40.82M to 30.82M | |
| 10-Aug-15 9:54 PM View: | Lendingclub Corp (LC) | 06-Aug-15 | Disposition (other) | 10,000,000 | -- | -- | (20%) 50.82M to 40.82M | |
| 18-Dec-14 2:41 PM View: | Lendingclub Corp (LC) | 16-Dec-14 | Conversion Duplicate | 50,352,500 | -- | -- | 100% 0 to 50.35M | |
| 18-Dec-14 2:41 PM View: | Lendingclub Corp (LC) | 16-Dec-14 | Exercise (in-the money or at-the-money) Duplicate | 469,484 | $0.27 | $125,024.00 | < 1% 50.35M to 50.82M | |
| 17-Jun-14 12:47 PM View: | Mobileiron, Inc. (MOBL) | 17-Jun-14 | Conversion | 12,322,300 | -- | -- | 100% 0 to 12.32M |