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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Dec-20 9:28 PM View:  | Leap Therapeutics, Inc. (LPTX) | 28-Dec-20 | Disposition (other) | 2,618,410 | -- | -- | (100%) 2.62M to 0 | |
| 07-Feb-14 12:02 PM View: | Trevena, Inc. (TRVN) | 05-Feb-14 | Conversion | 2,149,190 | -- | -- | 100% 2.15M to 4.3M | |
| 07-Feb-14 12:02 PM View: | Trevena, Inc. (TRVN) | 05-Feb-14 | Purchase | 297,058 | $7.00 | $2,079,410.00 | 7% 4.3M to 4.6M | |
| 07-Oct-09 5:35 PM View: | Threshold Pharmaceuticals I... (MTEM) | 05-Oct-09 | Purchase | 1,570,680 | -- | -- | 107% 1.47M to 3.04M |