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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Mar-16 4:42 PM View:  | Syndax Pharmaceuticals Inc (SNDX) | 08-Mar-16 | Conversion Duplicate | 2,168,690 | -- | -- | 72% 2.99M to 5.16M | |
| 21-Jul-15 4:32 PM View: | Chiasma, Inc (CHMA) | 21-Jul-15 | Conversion | 5,681,540 | -- | -- | 84% 6.77M to 12.45M | |
| 23-Apr-14 6:12 PM View: | Trivascular Technologies, I... (TRIV) | 22-Apr-14 | Conversion Duplicate | 1,776,690 | -- | -- | 40% 4.5M to 6.27M | |
| 11-Feb-14 3:56 PM View: | Epizyme, Inc. (EPZM) | 10-Feb-14 | Market Sale | 466,666 | $29.25 | $13,650,000.00 | (16%) 2.88M to 2.41M | 64% |
| 01-Aug-13 2:18 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Conversion | 1,010,100 | -- | -- | 50% 2.04M to 3.05M | |
| 01-Aug-13 2:18 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Acquisition (other) | 16,716 | $11.00 | $183,876.00 | < 1% 3.05M to 3.06M | |
| 01-Aug-13 2:18 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Purchase | 165,265 | $11.00 | $1,817,920.00 | 5% 3.06M to 3.23M | |
| 06-Jun-13 4:47 PM View: | Epizyme, Inc. (EPZM) | 05-Jun-13 | Conversion Duplicate | 2,702,150 | -- | -- | 101% 2.67M to 5.37M | |
| 13-Mar-13 12:31 PM View: | Pacira Pharmaceuticals, Inc. (PCRX) | 11-Mar-13 | Market Sale Duplicate | 500,000 | $27.86 | $13,930,000.00 | (15%) 3.29M to 2.79M | (113%) |
| 10-Feb-11 4:27 PM View: | Pacira Pharmaceuticals, Inc. (PCRX) | 08-Feb-12 | Conversion Duplicate | 2,200,250 | -- | -- | 34% 6.53M to 8.73M | |
| 10-Feb-11 4:27 PM View: | Pacira Pharmaceuticals, Inc. (PCRX) | 08-Feb-12 | Private Purchase Duplicate | 535,714 | $7.00 | $3,750,000.00 | 6% 8.73M to 9.26M | |
| 22-Nov-11 2:04 PM View: | Pacira Pharmaceuticals, Inc. (PCRX) | 21-Nov-11 | Private Purchase Duplicate | 461,538 | $6.50 | $3,000,000.00 | 16% 2.83M to 3.29M | |
| 13-Nov-09 6:44 PM View: | Peplin Inc (PLIN) | 11-Nov-09 | Disposition Duplicate | 3,419,060 | -- | -- | (100%) 3.42M to 0 | |
| 12-Feb-09 4:35 PM View: | Peplin Inc (PLIN) | 12-Feb-09 | Purchase Duplicate | 1,249 | $8.20 | $10,241.80 | < 1% 6.84M to 6.84M | (94%) |
| 12-Feb-09 4:35 PM View: | Peplin Inc (PLIN) | 11-Feb-09 | Purchase Duplicate | 999 | $8.00 | $7,992.00 | < 1% 6.83M to 6.84M | (94%) |
| 10-Feb-09 4:29 PM View: | Peplin Inc (PLIN) | 09-Feb-09 | Purchase | 999 | $8.00 | $7,992.00 | < 1% 3.42M to 3.42M | (92%) |
| 06-Feb-09 2:11 PM View: | Peplin Inc (PLIN) | 05-Feb-09 | Purchase Duplicate | 2,648 | $7.80 | $20,654.40 | < 1% 3.41M to 3.42M | (92%) |
| 27-Jan-09 4:04 PM View: | Peplin Inc (PLIN) | 27-Jan-09 | Purchase Duplicate | 1,678 | $8.17 | $13,716.00 | < 1% 10.24M to 10.24M | (95%) |
| 27-Jan-09 4:04 PM View: | Peplin Inc (PLIN) | 23-Jan-09 | Purchase Duplicate | 6,029 | $8.00 | $48,232.00 | < 1% 10.23M to 10.24M | (95%) |
| 23-Jan-09 6:18 PM View: | Peplin Inc (PLIN) | 22-Jan-09 | Purchase Duplicate | 2,583 | $8.10 | $20,913.80 | < 1% 10.21M to 10.21M | (95%) |
| 23-Jan-09 6:18 PM View: | Peplin Inc (PLIN) | 21-Jan-09 | Purchase Duplicate | 932 | $8.00 | $7,456.00 | < 1% 10.21M to 10.21M | (95%) |
| 20-Jan-09 7:39 PM View: | Peplin Inc (PLIN) | 20-Jan-09 | Purchase | 45 | $8.40 | $378.00 | < 1% 13.6M to 13.6M | (96%) |
| 20-Jan-09 7:39 PM View: | Peplin Inc (PLIN) | 19-Jan-09 | Purchase | 899 | $8.20 | $7,371.80 | < 1% 13.6M to 13.6M | (96%) |
| 20-Jan-09 7:39 PM View: | Peplin Inc (PLIN) | 16-Jan-09 | Purchase | 7,340 | $8.20 | $60,188.00 | < 1% 13.59M to 13.6M | (96%) |
| 20-Jan-09 7:39 PM View: | Peplin Inc (PLIN) | 15-Jan-09 | Purchase | 1,598 | $7.80 | $12,464.40 | < 1% 13.59M to 13.59M | (95%) |
| 15-Jan-09 5:22 PM View: | Peplin Inc (PLIN) | 13-Jan-09 | Purchase Duplicate | 6,911 | $7.03 | $48,584.30 | < 1% 3.39M to 3.39M | (95%) |
| 05-Jan-09 9:03 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 01-Jan-09 | Disposition (change in control) | 14,139,000 | $0.61 | $8,624,790.00 | (100%) 14.14M to 0 | (< 1%) |
| 18-Sep-07 4:09 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 14-Sep-07 | Market Sale | 27,600 | $2.10 | $57,960.00 | (< 1%) 14.17M to 14.14M | 70% |
| 14-Sep-07 3:01 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 13-Sep-07 | Market Sale Duplicate | 62,180 | $2.12 | $132,120.00 | (< 1%) 28.46M to 28.4M | 71% |
| 14-Sep-07 3:01 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 12-Sep-07 | Market Sale Duplicate | 10,000 | $2.16 | $21,611.00 | (< 1%) 28.47M to 28.46M | 71% |
| 02-Oct-07 7:42 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 30-Jun-07 | Acquisition (other) Duplicate | -- | -- | -- | 0% 14.24M | |
| 02-Oct-07 7:43 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 28-Feb-07 | Acquisition (other) Duplicate | -- | -- | -- | 0% 14.24M | |
| 13-Feb-07 4:26 PM View: | Memory Pharmaceuticals Corp. (MEMYD.PK) | 12-Feb-07 | Exercise (in-the money or at-the-money) | 2,847,750 | $1.33 | $3,787,510.00 | 25% 11.39M to 14.24M |