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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Apr-09 8:52 PM View:  | Avanex Corp. (AVNX) | 27-Apr-09 | Disposition | 21,132 | -- | -- | (100%) 21.13K to 0 | |
| 31-Mar-09 8:12 PM View: | Avanex Corp. (AVNX) | 31-Mar-09 | Market Sale (Planned) | 173 | $1.75 | $302.75 | (< 1%) 38.48K to 38.31K | (64%) |
| 31-Mar-09 8:12 PM View: | Avanex Corp. (AVNX) | 15-Feb-09 | Grant | 200 | $1.47 | $294.20 | < 1% 38.31K to 38.51K | 18% |
| 05-Jan-09 5:15 PM View: | Avanex Corp. (AVNX) | 31-Dec-08 | Market Sale (Planned) | 814 | $0.95 | $773.30 | (2%) 39.3K to 38.48K | (202%) |
| 25-Nov-08 8:24 PM View: | Avanex Corp. (AVNX) | 21-Nov-08 | Grant | 87 | $0.75 | $65.25 | < 1% 39.21K to 39.3K | 283% |
| 12-Nov-08 3:34 PM View: | Avanex Corp. (AVNX) | 07-Nov-08 | Grant | 30 | $2.15 | $64.50 | < 1% 39.18K to 39.21K | 33% |
| 28-Oct-08 9:19 PM View: | Avanex Corp. (AVNX) | 24-Oct-08 | Grant | 22 | $2.87 | $63.14 | < 1% 39.16K to 39.18K | < 1% |
| 14-Oct-08 8:53 PM View: | Avanex Corp. (AVNX) | 10-Oct-08 | Grant | 20 | $3.56 | $71.20 | < 1% 39.14K to 39.16K | (19%) |
| 30-Sep-08 6:20 PM View: | Avanex Corp. (AVNX) | 30-Sep-08 | Market Sale (Planned) | 173 | $4.49 | $776.77 | (< 1%) 39.31K to 39.14K | 36% |
| 30-Sep-08 6:20 PM View: | Avanex Corp. (AVNX) | 26-Sep-08 | Grant | 12 | $4.89 | $58.68 | < 1% 39.3K to 39.31K | (41%) |
| 23-Sep-08 6:07 PM View: | Avanex Corp. (AVNX) | 22-Sep-08 | Market Sale (Planned) | 6,637 | $4.70 | $31,212.90 | (14%) 45.94K to 39.3K | 39% |
| 23-Sep-08 6:07 PM View: | Avanex Corp. (AVNX) | 21-Sep-08 | Grant | 9,481 | $0.00 | $9.48 | 26% 36.45K to 45.94K | 529900% |
| 16-Sep-08 7:40 PM View: | Avanex Corp. (AVNX) | 12-Sep-08 | Grant | 12 | $5.76 | $69.12 | < 1% 36.44K to 36.45K | (50%) |
| 03-Sep-08 6:17 PM View: | Avanex Corp. (AVNX) | 29-Aug-08 | Grant | 11 | $6.25 | $68.75 | < 1% 36.43K to 36.44K | (54%) |
| 20-Aug-08 9:53 PM View: | Avanex Corp. (AVNX) | 18-Aug-08 | Grant | 28,000 | $0.00 | $28.00 | 332% 8.43K to 36.43K | 66900% |
| 19-Aug-08 8:08 PM View: | Avanex Corp. (AVNX) | 15-Aug-08 | Grant | 6 | $11.50 | $69.00 | < 1% 8.43K to 8.43K | (75%) |
| 06-Aug-08 7:39 PM View: | Avanex Corp. (AVNX) | 01-Aug-08 | Grant | 107 | $0.67 | $71.69 | < 1% 126.17K to 126.28K | (71%) |
| 22-Jul-08 6:34 PM View: | Avanex Corp. (AVNX) | 18-Jul-08 | Grant | 82 | $0.87 | $71.34 | < 1% 126.09K to 126.17K | (78%) |
| 08-Jul-08 9:18 PM View: | Avanex Corp. (AVNX) | 03-Jul-08 | Grant | 72 | $0.99 | $71.28 | < 1% 126.02K to 126.09K | (81%) |
| 02-Jul-08 6:02 PM View: | Avanex Corp. (AVNX) | 30-Jun-08 | Market Sale (Planned) | 2,594 | $1.10 | $2,853.40 | (2%) 128.61K to 126.02K | 83% |
| 24-Jun-08 5:06 PM View: | Avanex Corp. (AVNX) | 20-Jun-08 | Grant | 65 | $1.09 | $70.85 | < 1% 128.55K to 128.61K | (82%) |
| 02-Apr-08 4:41 PM View: | Avanex Corp. (AVNX) | 31-Mar-08 | Market Sale (Planned) | 4,674 | $0.68 | $3,186.73 | (4%) 130.22K to 125.55K | 72% |
| 02-Apr-08 4:41 PM View: | Avanex Corp. (AVNX) | 15-Feb-08 | Grant | 3,000 | $0.07 | $204.00 | 2% 125.55K to 128.55K | 974% |
| 11-Jan-08 8:20 PM View: | Avanex Corp. (AVNX) | 09-Jan-08 | Market Sale (Planned) | 22,500 | $0.80 | $18,000.00 | (15%) 152.72K to 130.22K | 76% |
| 23-Oct-07 7:39 PM View: | Avanex Corp. (AVNX) | 21-Oct-07 | Grant | 55,000 | $0.00 | $55.00 | 56% 97.72K to 152.72K | |
| 17-Oct-07 3:45 PM View: | Avanex Corp. (AVNX) | 16-Oct-07 | Market Sale (Planned) | 11,250 | $1.71 | $19,237.50 | (10%) 108.97K to 97.72K | 89% |
| 11-Oct-07 8:50 PM View: | Avanex Corp. (AVNX) | 10-Oct-07 | Market Sale (Planned) | 30,000 | $1.85 | $55,400.50 | (22%) 136.85K to 106.85K | 90% |
| 05-Oct-07 3:11 PM View: | Avanex Corp. (AVNX) | 04-Oct-07 | Market Sale (Planned) | 22,500 | $1.71 | $38,475.00 | (14%) 159.35K to 136.85K | 89% |
| 10-Sep-07 9:47 PM View: | Avanex Corp. (AVNX) | 06-Sep-07 | Grant | 35,074 | $0.00 | $35.07 | 28% 124.27K to 159.35K | |
| 11-Oct-07 8:50 PM View: | Avanex Corp. (AVNX) | 15-Aug-07 | Grant | 1,165 | $1.17 | $1,366.54 | 1% 107.81K to 108.97K | |
| 09-Jul-07 2:29 PM View: | Avanex Corp. (AVNX) | 05-Jul-07 | Market Sale (Planned) | 22,500 | $1.86 | $41,850.00 | (15%) 146.77K to 124.27K | 90% |
| 06-Apr-07 7:38 PM View: | Avanex Corp. (AVNX) | 04-Apr-07 | Market Sale (Planned) | 22,500 | $1.70 | $38,250.00 | (13%) 169.27K to 146.77K | 89% |
| 03-Apr-07 9:29 PM View: | Avanex Corp. (AVNX) | 31-Mar-07 | Option Exercise | 25,000 | $0.00 | $25.00 | 130% 19.27K to 44.27K | |
| 23-Mar-07 12:38 PM View: | Avanex Corp. (AVNX) | 21-Mar-07 | Grant | 9,272 | -- | -- | 93% 10.0K to 19.27K | |
| 11-Oct-07 8:50 PM View: | Avanex Corp. (AVNX) | 15-Feb-07 | Grant | 959 | $1.17 | $1,124.91 | < 1% 106.85K to 107.81K | |
| 04-Jan-07 9:11 PM View: | Avanex Corp. (AVNX) | 03-Jan-07 | Market Option Sale (Planned) | 22,500 | $1.92 | $43,308.10 | (69%) 32.5K to 10.0K | 90% |
| 04-Jan-07 9:11 PM View: | Avanex Corp. (AVNX) | 31-Dec-06 | Option Exercise | 25,000 | $0.00 | $25.00 | 333% 7.5K to 32.5K | |
| 03-Oct-06 9:42 PM View: | Avanex Corp. (AVNX) | 02-Oct-06 | Market Option Sale (Planned) | 22,500 | $1.65 | $37,125.00 | (75%) 30.0K to 7.5K | 88% |
| 03-Oct-06 9:42 PM View: | Avanex Corp. (AVNX) | 30-Sep-06 | Option Exercise | 25,000 | $0.00 | $25.00 | 500% 5.0K to 30.0K | |
| 13-Jul-06 6:05 PM View: | Avanex Corp. (AVNX) | 11-Jul-06 | Market Sale (Planned) | 22,500 | $1.64 | $36,996.80 | (57%) 39.32K to 16.82K | 88% |
| 11-Jul-06 10:00 PM View: | Avanex Corp. (AVNX) | 30-Jun-06 | Option Exercise | 25,000 | $0.00 | $25.00 | 175% 14.32K to 39.32K | |
| 14-Aug-06 10:00 PM View: | Avanex Corp. (AVNX) | 26-May-06 | Market Sale | 11,817 | $1.89 | $22,334.10 | (70%) 16.82K to 5.0K | 90% |
| 04-Apr-06 9:59 PM View: | Avanex Corp. (AVNX) | 31-Mar-06 | Payment of Exercise | 10,684 | $3.15 | $33,654.60 | (43%) 25.0K to 14.32K | 94% |
| 04-Apr-06 9:59 PM View: | Avanex Corp. (AVNX) | 31-Mar-06 | Option Exercise | 25,000 | $0.00 | $25.00 | 100% 0 to 25.0K |