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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Aug-20 5:43 PM View:  | Portman Ridge Finance Corp (PTMN) | 26-Aug-20 | Market Purchase | 20,000 | $1.16 | $23,200.00 | 100% 0 to 20.0K | 77% |
| 18-Oct-19 4:15 PM View: | Bc Partners Lending Corp (BCPL) | 16-Oct-19 | Purchase | 12,000 | $25.00 | $300,000.00 | 100% 0 to 12.0K | |
| 12-Sep-06 4:26 PM View: | Lighting Science Group Corp (LSCG) | 12-Sep-06 | Market Purchase | 20,000 | $0.23 | $4,600.00 | < 1% 2.05M to 2.07M | 61% |