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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jul-12 3:10 PM View:  | Penson Worldwide Inc (PNSN) | 01-Jul-12 | Payment of Exercise | 776 | $0.15 | $116.40 | (1%) 75.66K to 74.88K | 65% |
| 13-Jun-12 5:30 PM View: | Penson Worldwide Inc (PNSN) | 12-Jun-12 | Market Sale | 76,559 | $0.22 | $16,843.00 | (50%) 152.22K to 75.66K | 77% |
| 02-Apr-12 5:56 PM View: | Penson Worldwide Inc (PNSN) | 31-Mar-12 | Payment of Exercise | 776 | $0.68 | $527.68 | (< 1%) 152.99K to 152.22K | 93% |
| 17-Feb-12 5:09 PM View: | Penson Worldwide Inc (PNSN) | 15-Feb-12 | Grant | 31,341 | $1.58 | $49,518.80 | 26% 121.65K to 152.99K | (97%) |
| 03-Jan-12 6:57 PM View: | Penson Worldwide Inc (PNSN) | 01-Jan-12 | Payment of Exercise | 7,468 | $1.16 | $8,662.88 | (6%) 129.12K to 121.65K | 96% |
| 03-Jan-12 6:57 PM View: | Penson Worldwide Inc (PNSN) | 31-Dec-11 | Payment of Exercise | 776 | $1.16 | $900.16 | (< 1%) 129.89K to 129.12K | 96% |
| 03-Oct-11 6:12 PM View: | Penson Worldwide Inc (PNSN) | 01-Oct-11 | Payment of Exercise | 694 | $1.45 | $1,006.30 | (< 1%) 130.59K to 129.89K | 96% |
| 05-Jul-11 7:26 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-11 | Payment of Exercise | 694 | $3.45 | $2,394.30 | (< 1%) 131.28K to 130.59K | 99% |
| 01-Apr-11 5:12 PM View: | Penson Worldwide Inc (PNSN) | 31-Mar-11 | Payment of Exercise | 757 | $6.71 | $5,079.47 | (< 1%) 132.04K to 131.28K | 99% |
| 22-Feb-11 9:27 PM View: | Penson Worldwide Inc (PNSN) | 14-Jan-11 | Grant | 56,077 | -- | -- | 74% 75.96K to 132.04K | |
| 03-Jan-11 8:00 PM View: | Penson Worldwide Inc (PNSN) | 31-Dec-10 | Payment of Exercise | 776 | $4.89 | $3,794.64 | (1%) 76.74K to 75.96K | 99% |
| 04-Oct-10 6:57 PM View: | Penson Worldwide Inc (PNSN) | 01-Oct-10 | Payment of Exercise | 694 | $5.15 | $3,574.10 | (< 1%) 77.43K to 76.74K | 99% |
| 03-Aug-10 4:58 PM View: | Penson Worldwide Inc (PNSN) | 01-Aug-10 | Payment of Exercise | 1,451 | $5.38 | $7,806.38 | (2%) 78.88K to 77.43K | 99% |
| 02-Jul-10 6:11 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-10 | Payment of Exercise | 694 | $5.60 | $3,886.40 | (< 1%) 79.58K to 78.88K | 99% |
| 04-May-10 5:13 PM View: | Penson Worldwide Inc (PNSN) | 01-May-10 | Payment of Exercise | 1,451 | $9.40 | $13,639.40 | (2%) 81.03K to 79.58K | 99% |
| 01-Apr-10 6:39 PM View: | Penson Worldwide Inc (PNSN) | 31-Mar-10 | Payment of Exercise | 696 | $10.07 | $7,008.72 | (< 1%) 81.72K to 81.03K | 99% |
| 02-Mar-10 5:16 PM View: | Penson Worldwide Inc (PNSN) | 26-Feb-10 | Grant | 8,112 | -- | -- | 11% 73.61K to 81.72K | |
| 04-Jan-10 6:56 PM View: | Penson Worldwide Inc (PNSN) | 31-Dec-09 | Payment of Exercise | 815 | $9.06 | $7,383.90 | (1%) 74.43K to 73.61K | 99% |
| 05-Oct-09 6:51 PM View: | Penson Worldwide Inc (PNSN) | 01-Oct-09 | Payment of Exercise | 694 | $9.68 | $6,717.92 | (< 1%) 75.12K to 74.43K | 99% |
| 02-Jul-09 7:13 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-09 | Payment of Exercise | 694 | $9.03 | $6,266.82 | (< 1%) 75.81K to 75.12K | 99% |
| 02-Jul-09 8:18 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-09 | Payment of Exercise Duplicate | 694 | $9.03 | $6,266.82 | (< 1%) 75.81K to 75.12K | 99% |
| 02-Jul-09 8:18 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-09 | Payment of Exercise Duplicate | 694 | $9.03 | $6,266.82 | (< 1%) 75.81K to 75.12K | 99% |
| 02-Jul-09 7:13 PM View: | Penson Worldwide Inc (PNSN) | 30-Jun-09 | Payment of Exercise | 373 | $8.95 | $3,338.35 | (< 1%) 76.19K to 75.81K | 99% |
| 02-Jul-09 8:18 PM View: | Penson Worldwide Inc (PNSN) | 30-Jun-09 | Payment of Exercise Duplicate | 373 | $8.95 | $3,338.35 | (< 1%) 76.19K to 75.81K | 99% |
| 02-Jul-09 8:18 PM View: | Penson Worldwide Inc (PNSN) | 30-Jun-09 | Payment of Exercise Duplicate | 373 | $8.95 | $3,338.35 | (< 1%) 76.19K to 75.81K | 99% |
| 01-Apr-09 5:41 PM View: | Penson Worldwide Inc (PNSN) | 31-Mar-09 | Payment of Exercise | 697 | $6.43 | $4,481.71 | (< 1%) 76.89K to 76.19K | 99% |
| 01-Apr-09 5:41 PM View: | Penson Worldwide Inc (PNSN) | 30-Mar-09 | Payment of Exercise | 373 | $5.97 | $2,226.81 | (< 1%) 77.26K to 76.89K | 99% |
| 02-Jan-09 6:34 PM View: | Penson Worldwide Inc (PNSN) | 01-Jan-09 | Payment of Exercise | 817 | $7.62 | $6,225.54 | (1%) 78.08K to 77.26K | 99% |
| 02-Jan-09 6:34 PM View: | Penson Worldwide Inc (PNSN) | 30-Dec-08 | Payment of Exercise | 373 | $7.04 | $2,625.92 | (< 1%) 78.45K to 78.08K | 99% |
| 20-Oct-08 7:45 PM View: | Penson Worldwide Inc (PNSN) | 16-Oct-08 | Grant | 33,000 | -- | -- | 73% 45.45K to 78.45K | |
| 02-Oct-08 4:19 PM View: | Penson Worldwide Inc (PNSN) | 30-Sep-08 | Payment of Exercise | 373 | $13.87 | $5,173.51 | (< 1%) 45.82K to 45.45K | 100% |
| 02-Jul-08 6:13 PM View: | Penson Worldwide Inc (PNSN) | 30-Jun-08 | Payment of Exercise | 373 | $11.95 | $4,457.35 | (< 1%) 46.19K to 45.82K | 100% |
| 31-Mar-08 5:57 PM View: | Penson Worldwide Inc (PNSN) | 30-Mar-08 | Payment of Exercise | 373 | $8.83 | $3,293.59 | (< 1%) 46.23K to 45.85K | 99% |
| 02-Jan-08 6:27 PM View: | Penson Worldwide Inc (PNSN) | 30-Dec-07 | Payment of Exercise | 373 | $13.72 | $5,117.56 | (< 1%) 46.6K to 46.23K | 100% |
| 02-Oct-07 6:01 PM View: | Penson Worldwide Inc (PNSN) | 01-Oct-07 | Payment of Exercise | 373 | $19.48 | $7,266.04 | (< 1%) 46.68K to 46.3K | 100% |
| 03-Jul-07 1:28 PM View: | Penson Worldwide Inc (PNSN) | 01-Jul-07 | Payment of Exercise | 373 | $24.53 | $9,149.69 | (< 1%) 47.05K to 46.68K | 100% |
| 03-Apr-07 5:45 PM View: | Penson Worldwide Inc (PNSN) | 30-Mar-07 | Payment of Exercise | 373 | $30.19 | $11,260.90 | (< 1%) 47.15K to 46.78K | 100% |
| 26-Feb-07 9:17 PM View: | Penson Worldwide Inc (PNSN) | 23-Feb-07 | Market Sale | 5,219 | $31.49 | $164,349.00 | (10%) 52.37K to 47.15K | 100% |
| 20-Feb-07 8:14 PM View: | Penson Worldwide Inc (PNSN) | 16-Feb-07 | Option Exercise | 31,250 | $4.22 | $131,875.00 | 148% 21.12K to 52.37K | |
| 04-Jan-07 7:35 PM View: | Penson Worldwide Inc (PNSN) | 04-Jan-07 | Payment of Exercise | 437 | $26.53 | $11,593.60 | (2%) 21.55K to 21.12K | 100% |
| 22-Nov-06 8:53 AM View: | Penson Worldwide Inc (PNSN) | 21-Nov-06 | Payment of Exercise | 746 | $22.46 | $16,755.20 | (3%) 21.89K to 21.14K | 100% |
| 26-May-06 6:24 PM View: | Penson Worldwide Inc (PNSN) | 24-May-06 | Sale | 671 | $17.00 | $11,407.00 | (3%) 22.06K to 21.39K | |
| 18-May-06 9:11 PM View: | Penson Worldwide Inc (PNSN) | 17-May-06 | Market Sale | 4,474 | $17.00 | $76,058.00 | (17%) 26.53K to 22.06K | 100% |