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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Apr-19 5:19 PM View:  | Medley Management Inc. (MDLY) | 17-Apr-19 | Market Sale | 300 | $3.40 | $1,020.00 | (< 1%) 626.35K to 626.05K | 83% |
| 09-Apr-19 5:49 PM View: | Medley Management Inc. (MDLY) | 05-Apr-19 | Market Sale | 4,223 | $3.39 | $14,316.00 | (< 1%) 630.58K to 626.35K | 83% |
| 29-Mar-19 6:02 PM View: | Medley Management Inc. (MDLY) | 28-Mar-19 | Market Sale | 6,865 | $3.56 | $24,439.40 | (1%) 637.44K to 630.58K | 84% |
| 29-Mar-19 6:02 PM View: | Medley Management Inc. (MDLY) | 27-Mar-19 | Market Sale | 25,872 | $3.32 | $85,895.00 | (4%) 663.31K to 637.44K | 82% |
| 15-Feb-19 6:15 PM View: | Medley Management Inc. (MDLY) | 15-Feb-19 | Market Sale | 10,412 | $4.05 | $42,168.60 | (2%) 673.73K to 663.31K | 86% |
| 15-Feb-19 6:15 PM View: | Medley Management Inc. (MDLY) | 14-Feb-19 | Market Sale | 1,000 | $4.05 | $4,050.00 | (< 1%) 674.73K to 673.73K | 86% |
| 15-Feb-19 6:15 PM View: | Medley Management Inc. (MDLY) | 13-Feb-19 | Market Sale | 396 | $4.05 | $1,603.80 | (< 1%) 675.12K to 674.73K | 86% |
| 12-Feb-19 7:04 PM View: | Medley Management Inc. (MDLY) | 12-Feb-19 | Market Sale | 17,900 | $4.05 | $72,495.00 | (3%) 693.02K to 675.12K | 86% |
| 12-Feb-19 7:04 PM View: | Medley Management Inc. (MDLY) | 11-Feb-19 | Market Sale | 13,136 | $4.01 | $52,675.40 | (2%) 706.16K to 693.02K | 85% |
| 12-Feb-19 7:04 PM View: | Medley Management Inc. (MDLY) | 08-Feb-19 | Market Sale | 47,400 | $4.02 | $190,548.00 | (6%) 753.56K to 706.16K | 85% |
| 04-Jan-19 5:39 PM View: | Medley Management Inc. (MDLY) | 02-Jan-19 | Market Purchase | 3,689 | $3.74 | $13,796.90 | < 1% 749.87K to 753.56K | (84%) |
| 31-Dec-18 4:57 PM View: | Medley Management Inc. (MDLY) | 31-Dec-18 | Market Purchase | 6,400 | $3.84 | $24,576.00 | < 1% 743.47K to 749.87K | (85%) |
| 31-Dec-18 4:57 PM View: | Medley Management Inc. (MDLY) | 28-Dec-18 | Market Purchase | 23,700 | $3.89 | $92,193.00 | 3% 719.77K to 743.47K | (85%) |
| 31-Dec-18 4:57 PM View: | Medley Management Inc. (MDLY) | 27-Dec-18 | Market Purchase | 24,354 | $3.79 | $92,301.70 | 4% 695.41K to 719.77K | (85%) |
| 04-Dec-18 1:27 PM View: | Medley Management Inc. (MDLY) | 28-Nov-18 | Market Purchase | 50,000 | $5.23 | $261,500.00 | 8% 645.41K to 695.41K | (89%) |
| 13-Nov-18 12:05 PM View: | Medley Management Inc. (MDLY) | 09-Nov-18 | Market Purchase | 6,816 | $5.41 | $36,874.60 | 1% 638.6K to 645.41K | (90%) |
| 13-Nov-18 12:05 PM View: | Medley Management Inc. (MDLY) | 08-Nov-18 | Market Purchase | 14,252 | $5.41 | $77,103.30 | 2% 624.35K to 638.6K | (90%) |
| 26-Oct-18 6:05 PM View: | Medley Management Inc. (MDLY) | 26-Oct-18 | Market Purchase | 3 | $5.15 | $15.45 | < 1% 624.34K to 624.35K | (89%) |
| 26-Oct-18 6:05 PM View: | Medley Management Inc. (MDLY) | 25-Oct-18 | Market Purchase | 180 | $5.15 | $927.00 | < 1% 624.16K to 624.34K | (89%) |
| 26-Oct-18 6:05 PM View: | Medley Management Inc. (MDLY) | 24-Oct-18 | Market Purchase | 470 | $5.15 | $2,420.50 | < 1% 623.69K to 624.16K | (89%) |
| 26-Oct-18 6:05 PM View: | Medley Management Inc. (MDLY) | 19-Oct-18 | Market Purchase | 49,900 | $5.20 | $259,480.00 | 9% 573.79K to 623.69K | (89%) |
| 21-Mar-12 5:53 PM View: | Heritage Financial Group Inc (HBOS) | 20-Mar-12 | Market Sale | 4,000 | $11.91 | $47,640.00 | (< 1%) 869.78K to 865.78K | (137%) |