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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Apr-20 9:02 PM View:  | Enlink Midstream, LLC (ENLC) | 20-Apr-20 | Grant | 25,727 | -- | -- | 27% 94.94K to 120.67K | |
| 12-Mar-19 4:05 PM View: | Enlink Midstream, LLC (ENLC) | 08-Mar-19 | Grant | 11,100 | -- | -- | 13% 83.84K to 94.94K | |
| 02-Jan-19 6:08 PM View: | Approach Resources, Inc. (AREXQ) | 02-Jan-19 | Grant | 15,625 | -- | -- | 8% 194.6K to 210.22K | |
| 02-Oct-18 6:04 PM View: | Approach Resources, Inc. (AREXQ) | 01-Oct-18 | Grant | 7,558 | -- | -- | 4% 187.04K to 194.6K | |
| 03-Jul-18 4:48 PM View: | Approach Resources, Inc. (AREXQ) | 02-Jul-18 | Grant | 6,799 | -- | -- | 4% 180.24K to 187.04K | |
| 03-Apr-18 6:37 PM View: | Approach Resources, Inc. (AREXQ) | 02-Apr-18 | Grant | 6,552 | -- | -- | 4% 173.69K to 180.24K | |
| 09-Mar-18 6:08 PM View: | Approach Resources, Inc. (AREXQ) | 07-Mar-18 | Grant | 1,311 | -- | -- | < 1% 172.38K to 173.69K | |
| 09-Mar-18 8:34 AM View: | Enlink Midstream, LLC (ENLC) | 07-Mar-18 | Grant | 6,534 | -- | -- | 8% 77.31K to 83.84K | |
| 03-Jan-18 6:12 PM View: | Approach Resources, Inc. (AREXQ) | 02-Jan-18 | Grant | 21,735 | -- | -- | 14% 150.64K to 172.38K | |
| 03-Oct-17 6:32 PM View: | Approach Resources, Inc. (AREXQ) | 02-Oct-17 | Grant | 6,322 | -- | -- | 4% 144.32K to 150.64K | |
| 05-Jul-17 6:06 PM View: | Approach Resources, Inc. (AREXQ) | 03-Jul-17 | Grant | 4,603 | -- | -- | 3% 139.72K to 144.32K | |
| 04-Apr-17 6:47 PM View: | Approach Resources, Inc. (AREXQ) | 03-Apr-17 | Grant | 6,422 | -- | -- | 5% 133.3K to 139.72K | |
| 09-Mar-17 6:15 PM View: | Approach Resources, Inc. (AREXQ) | 07-Mar-17 | Grant | 22,807 | -- | -- | 21% 110.49K to 133.3K | |
| 09-Mar-17 4:20 PM View: | Enlink Midstream, LLC (ENLC) | 07-Mar-17 | Grant | 5,013 | -- | -- | 7% 72.29K to 77.31K | |
| 09-Mar-16 8:06 AM View: | Enlink Midstream, LLC (ENLC) | 07-Mar-16 | Grant | 9,901 | -- | -- | 16% 62.39K to 72.29K | |
| 04-Mar-16 5:05 PM View: | Approach Resources, Inc. (AREXQ) | 02-Mar-16 | Grant | 26,086 | -- | -- | 31% 84.4K to 110.49K | |
| 05-Jan-16 5:51 PM View: | Approach Resources, Inc. (AREXQ) | 04-Jan-16 | Grant | 9,232 | -- | -- | 12% 75.17K to 84.4K | |
| 02-Oct-15 4:06 PM View: | Approach Resources, Inc. (AREXQ) | 01-Oct-15 | Grant | 8,248 | -- | -- | 12% 66.92K to 75.17K | |
| 02-Jul-15 4:06 PM View: | Approach Resources, Inc. (AREXQ) | 01-Jul-15 | Grant | 2,628 | -- | -- | 4% 64.3K to 66.92K | |
| 02-Apr-15 4:08 PM View: | Approach Resources, Inc. (AREXQ) | 01-Apr-15 | Grant | 2,281 | -- | -- | 4% 62.02K to 64.3K | |
| 19-Mar-15 6:19 PM View: | Enlink Midstream, LLC (ENLC) | 17-Mar-15 | Grant | 3,224 | -- | -- | 5% 59.17K to 62.39K | |
| 06-Jan-15 6:20 PM View: | Approach Resources, Inc. (AREXQ) | 02-Jan-15 | Grant | 15,086 | -- | -- | 32% 46.93K to 62.02K | |
| 06-Nov-14 3:13 PM View: | Approach Resources, Inc. (AREXQ) | 04-Nov-14 | Grant | 264 | -- | -- | < 1% 46.66K to 46.93K | |
| 03-Oct-14 4:05 PM View: | Approach Resources, Inc. (AREXQ) | 01-Oct-14 | Grant | 896 | -- | -- | 2% 45.77K to 46.66K | |
| 03-Jul-14 4:49 PM View: | Approach Resources, Inc. (AREXQ) | 01-Jul-14 | Grant | 551 | -- | -- | 1% 45.22K to 45.77K | |
| 02-Apr-14 4:40 PM View: | Approach Resources, Inc. (AREXQ) | 01-Apr-14 | Grant | 599 | -- | -- | 1% 44.62K to 45.22K | |
| 18-Mar-14 5:53 PM View: | Enlink Midstream, LLC (ENLC) | 14-Mar-14 | Grant | 1,386 | -- | -- | 2% 56.4K to 57.78K | |
| 11-Mar-14 7:32 PM View: | Crosstex Energy Inc. (XTXI) | 07-Mar-14 | Disposition | 55,396 | -- | -- | (98%) 56.4K to 1.0K | |
| 11-Mar-14 7:32 PM View: | Crosstex Energy Inc. (XTXI) | 07-Mar-14 | Disposition | 1,000 | -- | -- | (100%) 1.0K to 0 | |
| 11-Mar-14 8:56 PM View: | Enlink Midstream, LLC (ENLC) | 07-Mar-14 | Grant | 55,396 | -- | -- | 100% 0 to 55.4K | |
| 11-Mar-14 8:56 PM View: | Enlink Midstream, LLC (ENLC) | 07-Mar-14 | Grant | 1,000 | -- | -- | 2% 55.4K to 56.4K | |
| 03-Jan-14 7:28 PM View: | Approach Resources, Inc. (AREXQ) | 02-Jan-14 | Grant | 4,920 | -- | -- | 12% 39.7K to 44.62K | |
| 02-Oct-13 4:30 PM View: | Approach Resources, Inc. (AREXQ) | 01-Oct-13 | Grant | 436 | -- | -- | 1% 39.26K to 39.7K | |
| 02-Jul-13 4:43 PM View: | Approach Resources, Inc. (AREXQ) | 01-Jul-13 | Grant | 495 | -- | -- | 1% 38.77K to 39.26K | |
| 02-Jul-13 4:19 PM View: | Crosstex Energy Inc. (XTXI) | 26-Jun-13 | Grant | 4,098 | -- | -- | 8% 52.3K to 56.4K | |
| 02-Apr-13 5:49 PM View: | Approach Resources, Inc. (AREXQ) | 01-Apr-13 | Grant | 510 | -- | -- | 1% 38.26K to 38.77K | |
| 03-Jan-13 12:59 PM View: | Approach Resources, Inc. (AREXQ) | 02-Jan-13 | Grant | 3,576 | -- | -- | 10% 34.68K to 38.26K | |
| 03-Oct-12 4:38 PM View: | Approach Resources, Inc. (AREXQ) | 01-Oct-12 | Grant | 329 | -- | -- | < 1% 34.35K to 34.68K | |
| 14-Aug-12 10:19 AM View: | Geomet, Inc. (GMET) | 10-Aug-12 | Grant | 50,000 | -- | -- | 37% 136.52K to 186.52K | |
| 03-Jul-12 3:40 PM View: | Approach Resources, Inc. (AREXQ) | 02-Jul-12 | Grant | 388 | -- | -- | 1% 33.97K to 34.35K | |
| 22-May-12 9:27 PM View: | Crosstex Energy Inc. (XTXI) | 18-May-12 | Grant | 5,419 | -- | -- | 12% 46.88K to 52.3K | |
| 15-May-12 5:27 PM View: | Geomet, Inc. (GMET) | 11-May-12 | Grant | 16,304 | -- | -- | 14% 120.22K to 136.52K | |
| 03-Apr-12 4:53 PM View: | Approach Resources, Inc. (AREXQ) | 02-Apr-12 | Grant | 260 | -- | -- | < 1% 33.7K to 33.97K | |
| 10-Apr-12 8:17 PM View: | Geomet, Inc. (GMET) | 28-Mar-12 | Grant | 10,714 | -- | -- | 10% 109.5K to 120.22K | |
| 25-Jan-12 11:33 AM View: | Approach Resources, Inc. (AREXQ) | 24-Jan-12 | Grant | 619 | -- | -- | 2% 33.09K to 33.7K | |
| 04-Jan-12 5:34 PM View: | Approach Resources, Inc. (AREXQ) | 03-Jan-12 | Grant | 1,881 | -- | -- | 6% 31.2K to 33.09K | |
| 04-Oct-11 4:46 PM View: | Approach Resources, Inc. (AREXQ) | 03-Oct-11 | Grant | 572 | -- | -- | 2% 30.63K to 31.2K | |
| 05-Jul-11 3:11 PM View: | Approach Resources, Inc. (AREXQ) | 01-Jul-11 | Grant | 383 | -- | -- | 1% 30.25K to 30.63K | |
| 19-May-11 6:52 PM View: | Crosstex Energy Inc. (XTXI) | 18-May-11 | Grant | 7,928 | -- | -- | 20% 38.95K to 46.88K | |
| 07-Apr-11 6:31 PM View: | Geomet, Inc. (GMET) | 05-Apr-11 | Grant | 18,868 | -- | -- | 21% 90.63K to 109.5K |