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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Jul-24 2:40 PM View:  | Waste Management, Inc. (WM) | 15-Jul-24 | Grant | 418 | $215.07 | $89,897.20 | 3% 15.97K to 16.39K | |
| 26-Feb-24 4:15 PM View: | AES Corp. (AES) | 24-Feb-24 | Payment of Exercise | 30,395 | $16.00 | $486,320.00 | (2%) 1.85M to 1.82M | |
| 26-Feb-24 4:15 PM View: | AES Corp. (AES) | 22-Feb-24 | Grant | 347,034 | -- | -- | 22% 1.59M to 1.94M | |
| 26-Feb-24 4:15 PM View: | AES Corp. (AES) | 22-Feb-24 | Disposition | 986 | -- | -- | (< 1%) 1.94M to 1.94M | |
| 26-Feb-24 4:15 PM View: | AES Corp. (AES) | 22-Feb-24 | Payment of Exercise | 85,409 | $16.00 | $1,366,540.00 | (4%) 1.94M to 1.85M | |
| 14-Feb-24 4:16 PM View: | AES Corp. (AES) | 12-Feb-24 | Payment of Exercise | 361,986 | $16.88 | $6,110,320.00 | (19%) 1.95M to 1.59M | |
| 14-Feb-24 4:16 PM View: | AES Corp. (AES) | 12-Feb-24 | Option Exercise | 396,053 | $14.63 | $5,794,260.00 | 25% 1.56M to 1.95M | |
| 17-Jan-24 1:45 PM View: | Waste Management, Inc. (WM) | 15-Jan-24 | Grant | 499 | $180.29 | $89,964.70 | 3% 15.48K to 15.97K | |
| 08-Nov-23 7:29 AM View: | AES Corp. (AES) | 07-Nov-23 | Private Purchase | 50,000 | $16.38 | $819,000.00 | 3% 1.51M to 1.56M | |
| 18-Jul-23 4:29 PM View: | Waste Management, Inc. (WM) | 15-Jul-23 | Grant | 536 | $167.92 | $90,005.40 | 4% 14.94K to 15.48K | (5%) |
| 15-Jun-23 5:01 PM View: | AES Corp. (AES) | 14-Jun-23 | Option Exercise | 50,000 | $14.63 | $731,500.00 | 3% 1.46M to 1.51M | |
| 27-Feb-23 4:10 PM View: | AES Corp. (AES) | 24-Feb-23 | Grant | 280,123 | $25.32 | $7,092,710.00 | 22% 1.29M to 1.57M | (9%) |
| 27-Feb-23 4:10 PM View: | AES Corp. (AES) | 24-Feb-23 | Payment of Exercise | 115,733 | $25.32 | $2,930,360.00 | (7%) 1.57M to 1.46M | |
| 22-Feb-23 4:26 PM View: | AES Corp. (AES) | 21-Feb-23 | Payment of Exercise | 12,361 | $25.57 | $316,071.00 | (< 1%) 1.31M to 1.29M | |
| 22-Feb-23 4:26 PM View: | AES Corp. (AES) | 17-Feb-23 | Payment of Exercise | 11,084 | $26.23 | $290,733.00 | (< 1%) 1.32M to 1.31M | |
| 17-Jan-23 5:01 PM View: | Waste Management, Inc. (WM) | 15-Jan-23 | Grant | 588 | $153.05 | $89,996.30 | 4% 14.35K to 14.94K | 4% |
| 30-Dec-22 4:20 PM View: | AES Corp. (AES) | 28-Dec-22 | Option Exercise | 748,625 | $11.89 | $8,901,150.00 | 57% 1.32M to 2.06M | |
| 30-Dec-22 4:20 PM View: | AES Corp. (AES) | 28-Dec-22 | Planned Option Sale | 748,625 | $28.43 | $21,283,400.00 | (36%) 2.06M to 1.32M | |
| 19-Jul-22 2:22 PM View: | Waste Management, Inc. (WM) | 15-Jul-22 | Grant | 593 | $151.78 | $90,007.00 | 4% 13.76K to 14.35K | 5% |
| 07-Mar-22 5:13 PM View: | AES Corp. (AES) | 03-Mar-22 | Grant | 150,771 | -- | -- | 12% 1.24M to 1.39M | |
| 07-Mar-22 5:13 PM View: | AES Corp. (AES) | 03-Mar-22 | Payment of Exercise | 72,823 | $21.46 | $1,562,780.00 | (5%) 1.39M to 1.32M | |
| 28-Feb-22 10:00 PM View: | AES Corp. (AES) | 24-Feb-22 | Grant | 99,660 | -- | -- | 9% 1.14M to 1.24M | |
| 24-Feb-22 4:40 PM View: | AES Corp. (AES) | 22-Feb-22 | Payment of Exercise | 13,324 | $21.01 | $279,937.00 | (1%) 1.15M to 1.14M | (9%) |
| 22-Feb-22 5:42 PM View: | AES Corp. (AES) | 18-Feb-22 | Payment of Exercise | 22,504 | $21.26 | $478,435.00 | (2%) 1.17M to 1.15M | (8%) |
| 18-Jan-22 3:58 PM View: | Waste Management, Inc. (WM) | 15-Jan-22 | Grant | 528 | $156.27 | $82,509.80 | 4% 13.23K to 13.76K | 2% |
| 07-Jan-22 4:17 PM View: | AES Corp. (AES) | 05-Jan-22 | Option Exercise | 524,511 | $11.17 | $5,858,790.00 | 45% 1.17M to 1.7M | |
| 07-Jan-22 4:17 PM View: | AES Corp. (AES) | 05-Jan-22 | Market Option Sale (Planned) | 524,511 | $23.78 | $12,474,200.00 | (31%) 1.7M to 1.17M | |
| 12-Aug-21 7:59 PM View: | AES Corp. (AES) | 10-Aug-21 | Option Exercise | 245,665 | $13.70 | $3,365,610.00 | 21% 1.17M to 1.42M | |
| 12-Aug-21 7:59 PM View: | AES Corp. (AES) | 10-Aug-21 | Market Option Sale (Planned) | 245,665 | $24.43 | $6,001,600.00 | (17%) 1.42M to 1.17M | |
| 11-May-21 5:11 PM View: | AES Corp. (AES) | 10-May-21 | Gift | 100,000 | -- | -- | (8%) 1.27M to 1.17M | |
| 25-Feb-21 4:52 PM View: | AES Corp. (AES) | 23-Feb-21 | Payment of Exercise | 14,626 | $27.22 | $398,120.00 | (1%) 1.29M to 1.27M | 2% |
| 24-Feb-21 8:12 PM View: | AES Corp. (AES) | 22-Feb-21 | Payment of Exercise | 13,317 | $27.00 | $359,559.00 | (1%) 1.3M to 1.29M | 2% |
| 23-Feb-21 8:22 PM View: | AES Corp. (AES) | 19-Feb-21 | Grant | 248,612 | -- | -- | 22% 1.15M to 1.4M | |
| 23-Feb-21 8:22 PM View: | AES Corp. (AES) | 19-Feb-21 | Payment of Exercise | 100,135 | $28.31 | $2,834,820.00 | (7%) 1.4M to 1.3M | 6% |
| 20-Jan-21 3:28 PM View: | Waste Management, Inc. (WM) | 15-Jan-21 | Grant | 719 | $114.80 | $82,541.20 | 6% 11.94K to 12.66K | (< 1%) |
| 16-Nov-20 6:03 AM View: | AES Corp. (AES) | 12-Nov-20 | Gift | 450,000 | -- | -- | (28%) 1.6M to 1.15M | |
| 17-Jul-20 5:06 PM View: | Waste Management, Inc. (WM) | 15-Jul-20 | Grant | 772 | $106.83 | $82,472.80 | 7% 11.17K to 11.94K | 6% |
| 20-Mar-20 6:52 AM View: | AES Corp. (AES) | 19-Mar-20 | Market Purchase | 9,523 | $9.50 | $90,468.50 | < 1% 1.59M to 1.6M | 170% |
| 05-Mar-20 4:32 PM View: | AES Corp. (AES) | 03-Mar-20 | Payment of Exercise | 170,303 | $17.43 | $2,968,380.00 | (10%) 1.76M to 1.59M | (47%) |
| 05-Mar-20 4:32 PM View: | AES Corp. (AES) | 03-Mar-20 | Option Exercise | 207,541 | $11.38 | $2,361,960.00 | 13% 1.55M to 1.76M | |
| 25-Feb-20 8:15 PM View: | AES Corp. (AES) | 24-Feb-20 | Grant | 222,053 | -- | -- | 15% 1.46M to 1.68M | |
| 25-Feb-20 8:15 PM View: | AES Corp. (AES) | 24-Feb-20 | Payment of Exercise | 124,408 | $20.25 | $2,519,260.00 | (7%) 1.68M to 1.55M | (27%) |
| 25-Feb-20 8:15 PM View: | AES Corp. (AES) | 23-Feb-20 | Payment of Exercise | 11,890 | $20.75 | $246,718.00 | (< 1%) 1.47M to 1.46M | (24%) |
| 25-Feb-20 8:15 PM View: | AES Corp. (AES) | 22-Feb-20 | Payment of Exercise | 9,186 | $20.75 | $190,610.00 | (< 1%) 1.48M to 1.47M | (24%) |
| 25-Feb-20 8:15 PM View: | AES Corp. (AES) | 21-Feb-20 | Grant | 74,014 | -- | -- | 5% 1.4M to 1.48M | |
| 30-Jan-20 4:26 PM View: | AES Corp. (AES) | 27-Jan-20 | Payment of Exercise | 17,151 | $20.08 | $344,392.00 | (1%) 1.42M to 1.4M | (27%) |
| 30-Jan-20 4:26 PM View: | AES Corp. (AES) | 27-Jan-20 | Option Exercise | 23,158 | $12.18 | $282,064.00 | 2% 1.4M to 1.42M | |
| 17-Jan-20 3:50 PM View: | Waste Management, Inc. (WM) | 15-Jan-20 | Grant | 654 | $118.50 | $77,500.60 | 6% 10.52K to 11.17K | (5%) |
| 17-Jul-19 3:09 PM View: | Waste Management, Inc. (WM) | 15-Jul-19 | Grant | 658 | $117.81 | $77,520.60 | 7% 9.86K to 10.52K | (5%) |
| 13-May-19 4:24 PM View: | AES Corp. (AES) | 09-May-19 | Option Exercise | 65,000 | $12.18 | $791,700.00 | 5% 1.33M to 1.4M |