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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Mar-23 4:11 PM View:  | Catheter Precision, Inc. (VTAK) | 20-Nov-22 | Payment of Exercise | 84 | $2.67 | $224.28 | (7%) 1.17K to 1.08K | |
| 24-May-22 4:36 PM View: | Catheter Precision, Inc. (VTAK) | 20-May-22 | Payment of Exercise | 4,241 | $0.30 | $1,277.81 | (6%) 66.72K to 62.48K | |
| 24-Nov-21 4:02 PM View: | Catheter Precision, Inc. (VTAK) | 22-Nov-21 | Market Sale | 8,149 | $2.62 | $21,350.40 | (11%) 74.87K to 66.72K | |
| 24-Nov-21 4:02 PM View: | Catheter Precision, Inc. (VTAK) | 20-Nov-21 | Disposition | 34,752 | -- | -- | (32%) 109.62K to 74.87K | |
| 24-May-21 6:08 PM View: | Catheter Precision, Inc. (VTAK) | 20-May-21 | Payment of Exercise | 216 | $3.15 | $680.40 | (< 1%) 109.84K to 109.62K | (7%) |
| 24-Nov-20 4:40 PM View: | Catheter Precision, Inc. (VTAK) | 20-Nov-20 | Payment of Exercise | 216 | $6.39 | $1,380.24 | (< 1%) 110.05K to 109.84K | (12%) |
| 19-Nov-20 4:33 PM View: | Catheter Precision, Inc. (VTAK) | 17-Nov-20 | Grant | 104,254 | -- | -- | 1797% 5.8K to 110.05K | |
| 05-Aug-20 5:17 PM View: | Catheter Precision, Inc. (VTAK) | 03-Aug-20 | Purchase | 10,000 | $0.35 | $3,500.00 | 7% 135.0K to 145.0K | |
| 27-May-20 5:14 PM View: | Catheter Precision, Inc. (VTAK) | 22-May-20 | Market Purchase | 10,000 | $0.46 | $4,648.00 | 8% 125.0K to 135.0K | (32%) |
| 19-May-20 8:29 PM View: | Vivani Medical, Inc. (VANI) | 19-May-20 | Disposition | 3,357 | $5.29 | $17,758.50 | (14%) 23.83K to 20.47K | |
| 01-Apr-20 5:56 PM View: | Catheter Precision, Inc. (VTAK) | 30-Mar-20 | Grant | 125,000 | -- | -- | 100% 0 to 125.0K | |
| 21-Feb-20 5:28 PM View: | Vivani Medical, Inc. (VANI) | 20-Feb-20 | Sale | 1,793 | $5.44 | $9,753.92 | (7%) 25.62K to 23.83K | |
| 21-Feb-20 5:28 PM View: | Vivani Medical, Inc. (VANI) | 19-Feb-20 | Grant | 5,532 | -- | -- | 28% 20.09K to 25.62K | |
| 20-Aug-19 8:36 PM View: | Vivani Medical, Inc. (VANI) | 20-Aug-19 | Option Sale | 3,902 | $0.81 | $3,150.86 | (3%) 146.67K to 142.77K | |
| 20-Aug-19 8:36 PM View: | Vivani Medical, Inc. (VANI) | 19-Aug-19 | Option Exercise | 11,875 | -- | -- | 9% 134.8K to 146.67K | |
| 22-May-19 5:58 PM View: | Vivani Medical, Inc. (VANI) | 21-May-19 | Market Option Sale | 3,867 | $0.85 | $3,287.34 | (3%) 131.96K to 128.09K | |
| 22-May-19 5:58 PM View: | Vivani Medical, Inc. (VANI) | 20-May-19 | Option Exercise | 11,875 | -- | -- | 10% 120.08K to 131.96K | |
| 26-Feb-19 10:00 PM View: | Vivani Medical, Inc. (VANI) | 22-Feb-19 | Grant | 6,954 | -- | -- | 6% 113.13K to 120.08K | |
| 21-Feb-19 7:45 PM View: | Vivani Medical, Inc. (VANI) | 20-Feb-19 | Market Option Sale | 4,724 | $0.73 | $3,435.77 | (4%) 117.85K to 113.13K | (12%) |
| 21-Feb-19 7:45 PM View: | Vivani Medical, Inc. (VANI) | 19-Feb-19 | Option Exercise | 11,875 | -- | -- | 11% 105.97K to 117.85K | |
| 21-Nov-18 8:44 PM View: | Vivani Medical, Inc. (VANI) | 21-Nov-18 | Market Option Sale | 3,920 | $1.16 | $4,547.20 | (4%) 107.67K to 103.75K | 28% |
| 21-Nov-18 8:44 PM View: | Vivani Medical, Inc. (VANI) | 20-Nov-18 | Option Exercise | 11,875 | -- | -- | 12% 95.8K to 107.67K | |
| 02-Oct-18 9:13 PM View: | Vivani Medical, Inc. (VANI) | 01-Oct-18 | Market Sale (Planned) | 10,000 | $1.87 | $18,660.00 | 12% 85.8K to 95.8K | (55%) |
| 06-Sep-18 6:34 PM View: | Vivani Medical, Inc. (VANI) | 04-Sep-18 | Market Sale (Planned) | 10,000 | $1.67 | $16,750.00 | 10% 95.8K to 105.8K | (50%) |
| 22-Aug-18 3:24 PM View: | Vivani Medical, Inc. (VANI) | 21-Aug-18 | Market Option Sale | 3,777 | $1.60 | $6,043.20 | 3% 112.02K to 115.8K | (48%) |
| 22-Aug-18 3:24 PM View: | Vivani Medical, Inc. (VANI) | 20-Aug-18 | Option Exercise | 11,875 | -- | -- | 11% 107.7K to 119.58K | |
| 01-Jun-18 8:29 PM View: | Vivani Medical, Inc. (VANI) | 31-May-18 | Grant | 10,582 | $1.16 | $12,232.80 | 11% 97.12K to 107.7K | (33%) |
| 22-May-18 9:10 PM View: | Vivani Medical, Inc. (VANI) | 21-May-18 | Market Option Sale | 3,755 | $2.18 | $8,185.90 | (4%) 100.87K to 97.12K | 62% |
| 22-May-18 9:10 PM View: | Vivani Medical, Inc. (VANI) | 18-May-18 | Option Exercise | 11,875 | -- | -- | 13% 89.0K to 100.87K | |
| 12-Mar-18 7:41 PM View: | Vivani Medical, Inc. (VANI) | 09-Mar-18 | Disposition | 4,216 | $1.69 | $7,125.04 | (5%) 93.21K to 89.0K | 51% |
| 12-Mar-18 7:41 PM View: | Vivani Medical, Inc. (VANI) | 08-Mar-18 | Option Exercise | 11,875 | $1.73 | $20,543.80 | 15% 81.34K to 93.21K | (52%) |
| 22-Nov-17 1:45 PM View: | Vivani Medical, Inc. (VANI) | 21-Nov-17 | Disposition | 4,522 | $1.18 | $5,335.96 | (5%) 85.86K to 81.34K | 30% |
| 22-Nov-17 1:45 PM View: | Vivani Medical, Inc. (VANI) | 20-Nov-17 | Option Exercise | 11,875 | $1.19 | $14,131.30 | 16% 73.99K to 85.86K | (30%) |
| 31-Aug-17 5:17 PM View: | Vivani Medical, Inc. (VANI) | 30-Aug-17 | Disposition | 4,921 | $1.08 | $5,314.68 | (6%) 78.91K to 73.99K | 23% |
| 31-Aug-17 5:17 PM View: | Vivani Medical, Inc. (VANI) | 18-Aug-17 | Option Exercise | 11,875 | $0.97 | $11,518.80 | 18% 67.03K to 78.91K | (15%) |
| 23-May-17 6:05 AM View: | Vivani Medical, Inc. (VANI) | 19-May-17 | Disposition | 4,562 | $1.15 | $5,245.84 | (6%) 71.67K to 67.11K | 28% |
| 23-May-17 6:05 AM View: | Vivani Medical, Inc. (VANI) | 18-May-17 | Option Exercise | 11,875 | $1.16 | $13,775.00 | 20% 59.8K to 71.67K | (29%) |
| 16-Mar-17 5:36 PM View: | Vivani Medical, Inc. (VANI) | 14-Mar-17 | Grant | 6,794 | $1.47 | $9,987.18 | 13% 53.0K to 59.8K | (44%) |
| 14-Mar-17 1:48 PM View: | Vivani Medical, Inc. (VANI) | 13-Mar-17 | Disposition | 4,562 | $1.41 | $6,432.42 | (8%) 57.57K to 53.0K | 42% |
| 14-Mar-17 1:48 PM View: | Vivani Medical, Inc. (VANI) | 10-Mar-17 | Option Exercise | 11,875 | $1.44 | $17,100.00 | 26% 45.69K to 57.57K | (43%) |
| 22-Nov-16 8:40 PM View: | Vivani Medical, Inc. (VANI) | 21-Nov-16 | Disposition | 4,570 | $2.33 | $10,643.50 | (10%) 44.3K to 39.73K | |
| 22-Nov-16 8:40 PM View: | Vivani Medical, Inc. (VANI) | 18-Nov-16 | Option Exercise | 11,875 | $2.35 | $27,906.20 | 37% 32.42K to 44.3K | (65%) |
| 22-Aug-16 8:45 PM View: | Vivani Medical, Inc. (VANI) | 19-Aug-16 | Disposition | 18,640 | $3.63 | $67,689.30 | (37%) 51.06K to 32.42K | 78% |
| 22-Aug-16 8:45 PM View: | Vivani Medical, Inc. (VANI) | 18-Aug-16 | Option Exercise | 47,500 | $3.76 | $178,600.00 | 1334% 3.56K to 51.06K | (78%) |