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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Feb-16 7:08 PM View:  | Broadcom Corp. (BRCM) | 01-Feb-16 | Disposition | 284,252 | -- | -- | (100%) 284.25K to 0 | |
| 09-Nov-15 5:27 PM View: | Broadcom Corp. (BRCM) | 06-Nov-15 | Market Sale (Planned) | 12,786 | $53.62 | $685,640.00 | (4%) 296.57K to 283.78K | (5%) |
| 09-Nov-15 5:27 PM View: | Broadcom Corp. (BRCM) | 05-Nov-15 | Payment of Exercise | 13,967 | $52.19 | $728,938.00 | (4%) 310.54K to 296.57K | (8%) |
| 07-Aug-15 6:20 PM View: | Broadcom Corp. (BRCM) | 06-Aug-15 | Market Sale (Planned) | 12,785 | $49.91 | $638,041.00 | (4%) 323.32K to 310.54K | (13%) |
| 07-Aug-15 6:20 PM View: | Broadcom Corp. (BRCM) | 05-Aug-15 | Payment of Exercise | 13,970 | $50.47 | $705,066.00 | (4%) 337.29K to 323.32K | (12%) |
| 07-May-15 4:41 PM View: | Broadcom Corp. (BRCM) | 06-May-15 | Market Sale (Planned) | 12,785 | $45.13 | $577,033.00 | (4%) 350.08K to 337.29K | (26%) |
| 07-May-15 4:41 PM View: | Broadcom Corp. (BRCM) | 05-May-15 | Payment of Exercise | 13,963 | $44.90 | $626,939.00 | (4%) 364.04K to 350.08K | (26%) |
| 12-Mar-15 4:41 PM View: | Broadcom Corp. (BRCM) | 10-Mar-15 | Market Sale (Planned) | 10,000 | $43.90 | $439,006.00 | (3%) 373.11K to 363.11K | (29%) |
| 23-Feb-15 5:03 PM View: | Broadcom Corp. (BRCM) | 19-Feb-15 | Grant | 88,302 | -- | -- | 31% 284.8K to 373.11K | |
| 09-Feb-15 5:22 PM View: | Broadcom Corp. (BRCM) | 06-Feb-15 | Market Sale (Planned) | 13,957 | $43.93 | $613,102.00 | (5%) 298.76K to 284.8K | (30%) |
| 09-Feb-15 5:22 PM View: | Broadcom Corp. (BRCM) | 05-Feb-15 | Payment of Exercise | 8,519 | $44.31 | $377,477.00 | (3%) 307.28K to 298.76K | (29%) |
| 12-Dec-14 4:03 PM View: | Broadcom Corp. (BRCM) | 10-Dec-14 | Market Sale (Planned) | 10,000 | $43.11 | $431,066.00 | (3%) 317.28K to 307.28K | (32%) |
| 07-Nov-14 4:39 PM View: | Broadcom Corp. (BRCM) | 06-Nov-14 | Market Sale (Planned) | 10,740 | $41.59 | $446,680.00 | (3%) 328.02K to 317.28K | (37%) |
| 07-Nov-14 4:39 PM View: | Broadcom Corp. (BRCM) | 05-Nov-14 | Payment of Exercise | 11,731 | $41.75 | $489,769.00 | (3%) 339.75K to 328.02K | (37%) |
| 04-Nov-14 5:56 PM View: | Broadcom Corp. (BRCM) | 31-Oct-14 | Option Exercise | 167,084 | $26.52 | $4,431,140.00 | 49% 339.75K to 506.83K | |
| 04-Nov-14 5:56 PM View: | Broadcom Corp. (BRCM) | 31-Oct-14 | Market Option Sale (Planned) | 167,084 | $42.00 | $7,017,530.00 | (33%) 506.83K to 339.75K | (36%) |
| 12-Sep-14 4:07 PM View: | Broadcom Corp. (BRCM) | 10-Sep-14 | Market Sale (Planned) | 10,000 | $40.55 | $405,541.00 | (3%) 349.75K to 339.75K | (41%) |
| 08-Sep-14 6:06 PM View: | Broadcom Corp. (BRCM) | 04-Sep-14 | Market Sale (Planned) | 70,000 | $40.14 | $2,809,720.00 | (17%) 419.75K to 349.75K | (42%) |
| 07-Aug-14 8:12 PM View: | Broadcom Corp. (BRCM) | 05-Aug-14 | Payment of Exercise | 11,723 | $37.21 | $436,213.00 | (3%) 431.47K to 419.75K | (54%) |
| 12-Jun-14 7:01 PM View: | Broadcom Corp. (BRCM) | 10-Jun-14 | Market Sale (Planned) | 10,000 | $37.92 | $379,241.00 | (2%) 441.47K to 431.47K | (51%) |
| 07-May-14 4:52 PM View: | Broadcom Corp. (BRCM) | 05-May-14 | Payment of Exercise | 11,383 | $30.44 | $346,499.00 | (3%) 452.86K to 441.47K | (89%) |
| 24-Feb-14 4:40 PM View: | Broadcom Corp. (BRCM) | 20-Feb-14 | Grant | 154,110 | -- | -- | 52% 297.81K to 451.92K | |
| 07-Feb-14 6:47 PM View: | Broadcom Corp. (BRCM) | 05-Feb-14 | Payment of Exercise | 6,189 | $28.99 | $179,419.00 | (2%) 304.0K to 297.81K | (99%) |
| 07-Nov-13 4:41 PM View: | Broadcom Corp. (BRCM) | 05-Nov-13 | Payment of Exercise | 8,443 | $26.47 | $223,444.00 | (3%) 312.44K to 304.0K | (119%) |
| 07-Aug-13 6:14 PM View: | Broadcom Corp. (BRCM) | 05-Aug-13 | Payment of Exercise | 8,444 | $27.04 | $228,326.00 | (3%) 320.89K to 312.44K | (115%) |
| 07-May-13 6:52 PM View: | Broadcom Corp. (BRCM) | 05-May-13 | Payment of Exercise | 9,745 | $36.06 | $351,405.00 | (3%) 330.63K to 320.89K | (62%) |
| 19-Feb-13 6:41 PM View: | Broadcom Corp. (BRCM) | 14-Feb-13 | Grant | 113,328 | -- | -- | 52% 216.53K to 329.85K | |
| 07-Feb-13 5:27 PM View: | Broadcom Corp. (BRCM) | 05-Feb-13 | Payment of Exercise | 6,402 | $32.61 | $208,769.00 | (3%) 222.93K to 216.53K | (80%) |
| 17-Jan-13 6:11 PM View: | Broadcom Corp. (BRCM) | 16-Jan-13 | Option Exercise | 65,105 | $17.06 | $1,110,690.00 | 29% 222.93K to 288.03K | |
| 17-Jan-13 6:11 PM View: | Broadcom Corp. (BRCM) | 16-Jan-13 | Market Option Sale (Planned) | 65,105 | $35.00 | $2,278,680.00 | (23%) 288.03K to 222.93K | (67%) |
| 07-Nov-12 5:04 PM View: | Broadcom Corp. (BRCM) | 05-Nov-12 | Payment of Exercise | 16,886 | $31.58 | $533,260.00 | (7%) 239.81K to 222.93K | (86%) |
| 07-Aug-12 5:00 PM View: | Broadcom Corp. (BRCM) | 05-Aug-12 | Payment of Exercise | 7,549 | $34.01 | $256,741.00 | (3%) 247.36K to 239.81K | (73%) |
| 08-May-12 6:18 PM View: | Broadcom Corp. (BRCM) | 05-May-12 | Payment of Exercise | 7,114 | $34.63 | $246,358.00 | (3%) 254.48K to 247.36K | (71%) |
| 21-Feb-12 8:15 PM View: | Broadcom Corp. (BRCM) | 16-Feb-12 | Grant | 89,584 | -- | -- | 55% 164.18K to 253.77K | |
| 07-Feb-12 7:28 PM View: | Broadcom Corp. (BRCM) | 05-Feb-12 | Payment of Exercise | 4,375 | $37.67 | $164,828.00 | (3%) 144.29K to 139.91K | (57%) |
| 08-Nov-11 7:29 PM View: | Broadcom Corp. (BRCM) | 05-Nov-11 | Payment of Exercise | 5,455 | $36.01 | $196,435.00 | (4%) 149.74K to 144.29K | (65%) |
| 09-Aug-11 5:23 PM View: | Broadcom Corp. (BRCM) | 05-Aug-11 | Payment of Exercise | 5,454 | $33.87 | $184,727.00 | (4%) 155.2K to 149.74K | (76%) |
| 09-May-11 6:38 PM View: | Broadcom Corp. (BRCM) | 05-May-11 | Payment of Exercise | 5,208 | $33.85 | $176,291.00 | (3%) 160.41K to 155.2K | (77%) |
| 08-Feb-11 7:22 PM View: | Broadcom Corp. (BRCM) | 05-Feb-11 | Grant | 48,534 | -- | -- | 42% 114.51K to 163.04K | |
| 08-Feb-11 7:22 PM View: | Broadcom Corp. (BRCM) | 05-Feb-11 | Payment of Exercise | 3,248 | $45.82 | $148,823.00 | (2%) 163.04K to 159.79K | (31%) |
| 04-Jan-11 7:21 PM View: | Broadcom Corp. (BRCM) | 30-Dec-10 | Option Exercise | 22,916 | $23.17 | $530,964.00 | 20% 114.51K to 137.42K | |
| 04-Jan-11 7:21 PM View: | Broadcom Corp. (BRCM) | 30-Dec-10 | Market Option Sale (Planned) | 22,916 | $43.88 | $1,005,550.00 | (17%) 137.42K to 114.51K | (37%) |
| 01-Dec-10 7:51 PM View: | Broadcom Corp. (BRCM) | 29-Nov-10 | Option Exercise | 59,895 | $17.06 | $1,021,810.00 | 42% 141.39K to 201.29K | |
| 01-Dec-10 7:51 PM View: | Broadcom Corp. (BRCM) | 29-Nov-10 | Market Option Sale (Planned) | 59,895 | $44.49 | $2,664,900.00 | (30%) 201.29K to 141.39K | (35%) |
| 01-Dec-10 7:51 PM View: | Broadcom Corp. (BRCM) | 29-Nov-10 | Market Sale (Planned) | 26,885 | $44.49 | $1,196,190.00 | (19%) 141.39K to 114.51K | (35%) |
| 09-Nov-10 5:43 PM View: | Broadcom Corp. (BRCM) | 05-Nov-10 | Payment of Exercise | 4,040 | $42.34 | $171,054.00 | (3%) 145.43K to 141.39K | (43%) |
| 09-Aug-10 7:29 PM View: | Broadcom Corp. (BRCM) | 05-Aug-10 | Payment of Exercise | 4,040 | $36.85 | $148,874.00 | (3%) 149.47K to 145.43K | (64%) |
| 07-May-10 5:50 PM View: | Broadcom Corp. (BRCM) | 05-May-10 | Payment of Exercise | 3,192 | $33.84 | $108,017.00 | (2%) 152.66K to 149.47K | (79%) |
| 09-Feb-10 5:33 PM View: | Broadcom Corp. (BRCM) | 05-Feb-10 | Grant | 36,000 | -- | -- | 31% 117.71K to 153.71K | |
| 09-Feb-10 5:33 PM View: | Broadcom Corp. (BRCM) | 05-Feb-10 | Payment of Exercise | 2,510 | $29.39 | $73,768.90 | (2%) 153.71K to 151.2K | (107%) |