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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Aug-12 6:06 PM View:  | Fx Alliance Inc. (FX) | 20-Aug-12 | Disposition (other) | 8,334 | $22.00 | $183,348.00 | (< 1%) 7.96M to 7.96M | |
| 21-Aug-12 6:06 PM View: | Fx Alliance Inc. (FX) | 20-Aug-12 | Disposition (change in control) | 7,956,250 | $22.00 | $175,036,992.00 | (100%) 7.96M to 0 | |
| 04-May-11 5:29 PM View: | MarketAxess Holdings Inc. (MKTX) | 02-May-11 | Market Sale | 1,002,770 | $23.51 | $23,573,200.00 | (43%) 2.31M to 1.31M | (566%) |
| 03-Aug-10 6:26 PM View: | MarketAxess Holdings Inc. (MKTX) | 30-Jul-10 | Grant Duplicate | 4,923 | -- | -- | 59% 8.4K to 13.33K | |
| 03-Jun-10 7:23 PM View: | RiskMetrics Group, Inc (RISK) | 01-Jun-10 | Disposition | 6,434,800 | -- | -- | (100%) 6.43M to 0 | |
| 05-Jan-10 5:30 PM View: | Interactive Brokers Group, ... (IBKR) | 31-Dec-09 | Grant | 4,233 | -- | -- | < 1% 5.0M to 5.0M | |
| 07-Aug-09 4:45 PM View: | RiskMetrics Group, Inc (RISK) | 06-Aug-09 | Grant Duplicate | 5,000 | -- | -- | < 1% 6.43M to 6.43M | |
| 03-Aug-09 5:45 PM View: | MarketAxess Holdings Inc. (MKTX) | 30-Jul-09 | Grant Duplicate | 4,178 | -- | -- | 99% 4.22K to 8.4K | |
| 04-Jun-09 4:42 PM View: | MarketAxess Holdings Inc. (MKTX) | 02-Jun-09 | Acquisition (other) | 2,114 | -- | -- | 50% 4.22K to 6.34K | |
| 04-Jun-09 4:42 PM View: | MarketAxess Holdings Inc. (MKTX) | 02-Jun-09 | Disposition (other) | 2,114 | -- | -- | (33%) 6.34K to 4.22K | |
| 22-Dec-08 7:22 PM View: | MarketAxess Holdings Inc. (MKTX) | 19-Dec-08 | Acquisition (other) | 2,111 | -- | -- | 5% 39.23K to 41.34K | |
| 22-Dec-08 7:22 PM View: | MarketAxess Holdings Inc. (MKTX) | 19-Dec-08 | Disposition (other) | 2,111 | -- | -- | (5%) 41.34K to 39.23K | |
| 11-Aug-08 8:28 PM View: | RiskMetrics Group, Inc (RISK) | 07-Aug-08 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 05-Aug-08 6:10 PM View: | MarketAxess Holdings Inc. (MKTX) | 01-Aug-08 | Grant | 4,225 | -- | -- | 100% 0 to 4.22K |