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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-23 11:34 AM View:  | B. Riley Financial, Inc. (RILY) | 17-Nov-23 | Private Purchase | 5,000 | $21.23 | $106,143.00 | 3% 155.57K to 160.57K | |
| 25-May-23 5:04 PM View: | B. Riley Financial, Inc. (RILY) | 23-May-23 | Grant | 1,997 | -- | -- | 1% 153.57K to 155.57K | |
| 09-Feb-23 1:06 PM View: | B. Riley Financial, Inc. (RILY) | 09-Feb-23 | Private Purchase | 12,500 | $40.59 | $507,396.00 | 9% 141.07K to 153.57K | |
| 26-May-22 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Grant | 1,490 | -- | -- | 1% 139.58K to 141.07K | |
| 08-Jun-21 12:01 PM View: | B. Riley Financial, Inc. (RILY) | 04-Jun-21 | Grant | 1,074 | -- | -- | < 1% 138.51K to 139.58K | |
| 22-Jun-20 4:45 PM View: | B. Riley Financial, Inc. (RILY) | 18-Jun-20 | Grant | 3,456 | -- | -- | 3% 135.05K to 138.51K | |
| 22-Jul-19 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 18-Jul-19 | Grant | 2,610 | -- | -- | 2% 132.44K to 135.05K | |
| 25-Feb-19 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 22-Feb-19 | Market Purchase | 679 | $16.63 | $11,292.20 | < 1% 131.76K to 132.44K | 135% |
| 25-Feb-19 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 21-Feb-19 | Market Purchase | 7,662 | $16.30 | $124,857.00 | 6% 124.1K to 131.76K | 139% |
| 18-Sep-18 9:04 PM View: | B. Riley Financial, Inc. (RILY) | 21-Aug-18 | Grant | 2,262 | -- | -- | 2% 121.84K to 124.1K | |
| 22-Aug-17 6:00 PM View: | B. Riley Financial, Inc. (RILY) | 18-Aug-17 | Grant | 2,606 | -- | -- | 2% 119.23K to 121.84K | |
| 21-Jun-16 4:04 PM View: | B. Riley Financial, Inc. (RILY) | 17-Jun-16 | Grant | 2,632 | -- | -- | 2% 116.6K to 119.23K | |
| 06-May-16 3:27 PM View: | B. Riley Financial, Inc. (RILY) | 05-May-16 | Market Purchase | 40,000 | $9.50 | $380,000.00 | 52% 76.6K to 116.6K | 309% |
| 04-Nov-15 5:04 PM View: | B. Riley Financial, Inc. (RILY) | 02-Nov-15 | Grant | 1,602 | -- | -- | 2% 75.0K to 76.6K | |
| 05-Jul-07 6:37 PM View: | Alliance Semiconductor Corp. (ALSC.PK) | 29-Jun-07 | Option Exercise | 50,000 | $2.63 | $131,500.00 | 112% 44.45K to 94.45K | |
| 27-Sep-06 6:59 PM View: | Alliance Semiconductor Corp. (ALSC.PK) | 26-Sep-06 | Market Purchase | 10,000 | $3.25 | $32,532.00 | 29% 34.45K to 44.45K |