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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-24 2:32 PM View:  | Broadridge Financial Soluti... (BR) | 14-Nov-24 | Grant | 613 | -- | -- | 26% 2.34K to 2.95K | |
| 07-Oct-24 12:27 PM View: | Broadridge Financial Soluti... (BR) | 03-Oct-24 | Grant | 8 | -- | -- | < 1% 2.33K to 2.33K | |
| 25-Sep-24 12:12 PM View: | Broadridge Financial Soluti... (BR) | 23-Sep-24 | Grant | 148 | -- | -- | 7% 2.18K to 2.33K | |
| 09-Jul-24 9:28 AM View: | Broadridge Financial Soluti... (BR) | 05-Jul-24 | Grant | 7 | -- | -- | < 1% 2.17K to 2.18K | |
| 14-Jun-24 2:41 PM View: | Broadridge Financial Soluti... (BR) | 13-Jun-24 | Grant | 144 | -- | -- | 7% 2.03K to 2.17K | |
| 08-Apr-24 2:22 PM View: | Broadridge Financial Soluti... (BR) | 05-Apr-24 | Grant | 6 | -- | -- | < 1% 2.02K to 2.03K | |
| 27-Mar-24 5:02 PM View: | Broadridge Financial Soluti... (BR) | 26-Mar-24 | Grant | 142 | -- | -- | 8% 1.88K to 2.02K | |
| 09-Jan-24 12:27 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-24 | Grant | 6 | -- | -- | < 1% 1.88K to 1.88K | |
| 18-Dec-23 11:27 AM View: | Broadridge Financial Soluti... (BR) | 14-Dec-23 | Grant | 155 | -- | -- | 9% 1.72K to 1.88K | |
| 13-Nov-23 3:20 PM View: | Broadridge Financial Soluti... (BR) | 09-Nov-23 | Grant | 538 | -- | -- | 45% 1.18K to 1.72K | |
| 10-Oct-23 9:05 AM View: | Broadridge Financial Soluti... (BR) | 05-Oct-23 | Grant | 3 | -- | -- | < 1% 1.18K to 1.18K | |
| 27-Sep-23 2:17 PM View: | Broadridge Financial Soluti... (BR) | 26-Sep-23 | Grant | 155 | -- | -- | 15% 1.02K to 1.18K | |
| 10-Jul-23 12:18 PM View: | Broadridge Financial Soluti... (BR) | 06-Jul-23 | Grant | 2 | -- | -- | < 1% 1.02K to 1.02K | |
| 27-Jun-23 3:54 PM View: | Broadridge Financial Soluti... (BR) | 26-Jun-23 | Grant | 186 | -- | -- | 22% 0.84K to 1.02K | |
| 05-Apr-23 3:03 PM View: | Broadridge Financial Soluti... (BR) | 05-Apr-23 | Grant | 3 | -- | -- | < 1% 0.83K to 0.84K | |
| 04-Apr-23 4:15 PM View: | Broadridge Financial Soluti... (BR) | 03-Apr-23 | Grant | 204 | -- | -- | 32% 0.63K to 0.83K | |
| 09-Jan-23 12:14 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-23 | Grant | 3 | -- | -- | < 1% 0.63K to 0.63K | |
| 14-Nov-22 12:56 PM View: | Broadridge Financial Soluti... (BR) | 09-Nov-22 | Grant | 627 | -- | -- | 100% 0 to 0.63K | |
| 13-Apr-07 6:10 PM View: | Morgan Stanley (MS) | 13-Apr-07 | Market Purchase | 47,000 | $80.35 | $3,776,520.00 | 18% 257.94K to 304.94K | (20%) |
| 05-Apr-07 4:57 PM View: | Morgan Stanley (MS) | 03-Apr-07 | Market Sale | 123,307 | $80.05 | $9,870,980.00 | (32%) 381.25K to 257.94K | 20% |
| 22-Jan-07 5:03 PM View: | Morgan Stanley (MS) | 19-Jan-07 | Payment of Exercise | 33,027 | $81.86 | $2,703,590.00 | (8%) 414.25K to 381.23K | 22% |
| 14-Dec-06 7:46 PM View: | Morgan Stanley (MS) | 12-Dec-06 | Grant | 54,970 | -- | -- | 15% 359.21K to 414.18K | |
| 23-Jan-06 6:10 PM View: | Morgan Stanley (MS) | 20-Jan-06 | Payment of Exercise | 33,027 | $58.48 | $1,931,420.00 | (8%) 392.11K to 359.08K | (12%) |
| 15-Dec-05 10:00 PM View: | Morgan Stanley (MS) | 13-Dec-05 | Grant | 88,062 | -- | -- | 29% 304.05K to 392.11K | |
| 25-Oct-05 5:29 PM View: | Morgan Stanley (MS) | 21-Oct-05 | Grant | 215,438 | -- | -- | 243% 88.58K to 304.01K |