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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-May-18 6:25 PM View:  | Anaptysbio, Inc (ANAB) | 11-May-18 | Disposition (other) | 1,372,000 | -- | -- | (58%) 2.35M to 973.61K | |
| 06-Feb-17 5:14 PM View: | Anaptysbio, Inc (ANAB) | 02-Feb-17 | Exercise (in-the money or at-the-money) | 117,235 | $4.55 | $533,419.00 | 5% 2.23M to 2.35M | |
| 31-Jan-17 4:16 PM View: | Anaptysbio, Inc (ANAB) | 31-Jan-17 | Conversion | 2,228,380 | -- | -- | (75%) (-2.98M) to (-747.08K) | |
| 31-Jan-17 4:16 PM View: | Anaptysbio, Inc (ANAB) | 31-Jan-17 | Conversion | 942,835 | -- | -- | (126%) (-747.08K) to 195.75K | |
| 31-Jan-17 4:16 PM View: | Anaptysbio, Inc (ANAB) | 31-Jan-17 | Private Purchase | 400,000 | $15.00 | $6,000,000.00 | 204% 195.75K to 595.75K | |
| 03-Nov-16 5:26 PM View: | Tobira Therapeutics, Inc. (TBRA) | 01-Nov-16 | Disposition (change in control) | 2,668,570 | $28.35 | $75,654,000.00 | (100%) 2.67M to 0 | |
| 30-Jun-15 5:46 PM View: | Glaukos Corp (GKOS) | 30-Jun-15 | Conversion | 2,603,360 | -- | -- | 100% 0 to 2.6M | |
| 06-May-15 9:12 PM View: | Tobira Therapeutics, Inc. (TBRA) | 04-May-15 | Grant | 2,668,570 | -- | -- | 100% 0 to 2.67M | |
| 24-Sep-13 5:00 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 24-Sep-13 | Acquisition (other) | 460,916 | -- | -- | 10% 4.43M to 4.89M | |
| 24-Sep-13 5:00 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 24-Sep-13 | Disposition (other) | 4,888,160 | -- | -- | (100%) 4.89M to 0 | |
| 08-Aug-13 3:07 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 08-Aug-13 | Disposition (other) | 3,000,000 | -- | -- | (40%) 7.43M to 4.43M | |
| 26-Feb-09 8:55 AM View: | La Jolla Pharmaceutical Co. (LJPC) | 24-Feb-09 | Market Sale | 1,662,000 | $0.07 | $120,827.00 | (23%) 7.13M to 5.47M | (6206%) |
| 20-Feb-09 5:53 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 18-Feb-09 | Market Purchase | 695,168 | $7.13 | $4,956,550.00 | 8% 8.4M to 9.09M | 4% |
| 20-Feb-09 5:53 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 18-Feb-09 | Market Purchase | 347,584 | $7.13 | $2,478,270.00 | 4% 9.09M to 9.44M | 4% |
| 20-Feb-09 5:53 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 18-Feb-09 | Market Purchase | 6,256,520 | $7.13 | $44,609,000.00 | 66% 9.44M to 15.7M | 4% |
| 20-Feb-09 5:53 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 18-Feb-09 | Market Purchase | 3,128,260 | $7.13 | $22,304,500.00 | 20% 15.7M to 18.83M | 4% |
| 12-Feb-09 6:21 PM View: | La Jolla Pharmaceutical Co. (LJPC) | 12-May-08 | Market Purchase | 1,039,380 | $1.89 | $1,964,420.00 | 22% 4.83M to 5.87M | 179% |
| 31-Jan-08 7:39 PM View: | Endocare Inc. (ENDO.OB) | 30-Jan-08 | Market Purchase | 3,084 | $6.94 | $21,415.90 | < 1% 1.72M to 1.72M | (86%) |
| 31-Jan-08 7:39 PM View: | Endocare Inc. (ENDO.OB) | 29-Jan-08 | Market Purchase | 2,600 | $6.95 | $18,069.00 | < 1% 1.72M to 1.72M | (86%) |
| 28-Jan-08 7:32 PM View: | Endocare Inc. (ENDO.OB) | 28-Jan-08 | Market Purchase | 100 | $6.35 | $635.00 | < 1% 1.72M to 1.72M | (85%) |
| 28-Jan-08 7:32 PM View: | Endocare Inc. (ENDO.OB) | 25-Jan-08 | Market Purchase | 1,503 | $6.42 | $9,643.45 | < 1% 1.71M to 1.72M | (85%) |
| 28-Jan-08 7:32 PM View: | Endocare Inc. (ENDO.OB) | 24-Jan-08 | Market Purchase | 17,065 | $6.39 | $109,019.00 | 1% 1.7M to 1.71M | (85%) |
| 13-Dec-07 5:00 PM View: | Endocare Inc. (ENDO.OB) | 12-Dec-07 | Market Purchase | 116,667 | $7.75 | $904,169.00 | 7% 1.58M to 1.7M | (87%) |
| 09-Apr-07 1:51 PM View: | La Jolla Pharmaceutical Co. (LJPC) | 03-Apr-07 | Market Purchase | 833,333 | $6.00 | $5,000,000.00 | 21% 4.0M to 4.83M | (12%) |
| 31-Oct-06 4:51 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 30-Oct-06 | Conversion | 2,500,000 | -- | -- | 100% 0 to 2.5M |