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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Apr-23 8:02 PM View:  | Capstone Turbine Corp. (N/A) | 13-Apr-23 | Payment of Exercise | 2,410 | $1.27 | $3,060.70 | (< 1%) 387.04K to 384.63K | |
| 12-Apr-23 7:05 PM View: | Capstone Turbine Corp. (N/A) | 11-Apr-23 | Grant | 150,903 | -- | -- | 64% 236.13K to 387.04K | |
| 10-Apr-23 8:46 PM View: | Capstone Turbine Corp. (N/A) | 07-Apr-23 | Payment of Exercise | 6,361 | $1.18 | $7,505.98 | (3%) 242.49K to 236.13K | |
| 22-Nov-22 3:43 PM View: | Capstone Turbine Corp. (N/A) | 21-Nov-22 | Private Purchase | 32,025 | $1.79 | $57,324.80 | 15% 210.47K to 242.49K | |
| 31-Aug-22 3:34 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-22 | Payment of Exercise | 6,085 | $2.54 | $15,455.90 | (3%) 210.47K to 204.38K | |
| 17-May-22 3:06 PM View: | Capstone Turbine Corp. (N/A) | 13-Apr-22 | Payment of Exercise | 2,356 | $3.75 | $8,835.00 | (1%) 212.82K to 210.47K | |
| 08-Apr-22 6:32 PM View: | Capstone Turbine Corp. (N/A) | 07-Apr-22 | Grant | 47,654 | -- | -- | 29% 165.17K to 212.82K | |
| 05-Apr-22 8:25 PM View: | Capstone Turbine Corp. (N/A) | 04-Apr-22 | Payment of Exercise | 2,011 | $4.08 | $8,204.88 | (1%) 167.18K to 165.17K | |
| 22-Nov-21 8:38 AM View: | Capstone Turbine Corp. (N/A) | 19-Nov-21 | Private Purchase | 5,475 | $4.69 | $25,677.80 | 3% 161.71K to 167.18K | |
| 08-Sep-21 6:13 PM View: | Capstone Turbine Corp. (N/A) | 08-Sep-21 | Private Purchase | 7,500 | $4.15 | $31,125.00 | 5% 154.21K to 161.71K | |
| 31-Aug-21 9:19 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-21 | Payment of Exercise | 6,085 | $4.58 | $27,869.30 | (4%) 160.29K to 154.21K | |
| 14-Apr-21 8:06 PM View: | Capstone Turbine Corp. (N/A) | 13-Apr-21 | Grant | 21,583 | -- | -- | 17% 126.21K to 147.79K | |
| 07-Apr-21 8:04 PM View: | Capstone Turbine Corp. (N/A) | 05-Apr-21 | Payment of Exercise | 1,834 | $8.72 | $15,992.50 | (1%) 128.04K to 126.21K | 15% |
| 18-Feb-21 5:29 PM View: | Capstone Turbine Corp. (N/A) | 16-Feb-21 | Payment of Exercise | 2,038 | $8.91 | $18,158.60 | (2%) 130.08K to 128.04K | 16% |
| 16-Nov-20 8:18 AM View: | Capstone Turbine Corp. (N/A) | 13-Nov-20 | Market Purchase | 5,800 | $5.65 | $32,770.00 | 5% 124.28K to 130.08K | 32% |
| 28-Aug-20 7:21 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-20 | Grant | 55,742 | -- | -- | 81% 68.54K to 124.28K | |
| 05-Jun-20 6:13 PM View: | Capstone Turbine Corp. (N/A) | 03-Jun-20 | Grant | 5,000 | -- | -- | 8% 63.54K to 68.54K | |
| 07-Apr-20 7:58 PM View: | Capstone Turbine Corp. (N/A) | 03-Apr-20 | Payment of Exercise | 1,835 | $1.18 | $2,165.30 | (3%) 65.37K to 63.54K | (526%) |
| 18-Feb-20 4:38 PM View: | Capstone Turbine Corp. (N/A) | 14-Feb-20 | Payment of Exercise | 5,992 | $2.79 | $16,717.70 | (8%) 71.36K to 65.37K | (166%) |
| 18-Feb-20 4:38 PM View: | Capstone Turbine Corp. (N/A) | 13-Feb-20 | Payment of Exercise | 2,027 | $2.93 | $5,939.11 | (3%) 73.39K to 71.36K | (154%) |
| 12-Feb-20 3:10 PM View: | Capstone Turbine Corp. (N/A) | 12-Feb-20 | Market Purchase | 5,700 | $2.69 | $15,333.00 | 8% 67.69K to 73.39K | 176% |
| 11-Dec-19 10:59 AM View: | Capstone Turbine Corp. (N/A) | 11-Dec-19 | Market Purchase | 6,500 | $3.39 | $22,045.40 | 11% 61.19K to 67.69K | 120% |
| 14-Jun-19 6:33 PM View: | Capstone Turbine Corp. (N/A) | 14-Jun-19 | Market Purchase | 20,000 | $0.83 | $16,600.00 | 3% 592.05K to 612.05K | (10%) |
| 16-Apr-19 8:04 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-19 | Payment of Exercise | 409 | $0.93 | $380.37 | (< 1%) 592.46K to 592.05K | 19% |
| 05-Apr-19 7:17 PM View: | Capstone Turbine Corp. (N/A) | 03-Apr-19 | Grant | 168,092 | -- | -- | 40% 424.37K to 592.46K | |
| 14-Feb-19 5:56 PM View: | Capstone Turbine Corp. (N/A) | 14-Feb-19 | Market Purchase | 17,500 | $0.80 | $14,000.00 | 4% 427.15K to 444.65K | (9%) |
| 15-Feb-19 5:42 PM View: | Capstone Turbine Corp. (N/A) | 13-Feb-19 | Payment of Exercise | 20,277 | $0.79 | $16,018.80 | (5%) 444.65K to 424.37K | 5% |
| 10-Aug-18 5:00 PM View: | Capstone Turbine Corp. (N/A) | 10-Aug-18 | Market Purchase | 7,500 | $1.29 | $9,675.00 | 2% 419.65K to 427.15K | (42%) |
| 12-Jun-18 12:57 PM View: | Capstone Turbine Corp. (N/A) | 12-Jun-18 | Market Purchase | 12,005 | $1.53 | $18,367.70 | 3% 407.64K to 419.65K | (51%) |
| 16-May-18 8:11 PM View: | Capstone Turbine Corp. (N/A) | 14-May-18 | Payment of Exercise | 446 | $1.37 | $611.02 | (< 1%) 408.09K to 407.64K | 45% |
| 16-Apr-18 7:05 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-18 | Payment of Exercise | 446 | $1.82 | $811.72 | (< 1%) 408.53K to 408.09K | 59% |
| 16-Feb-18 7:25 PM View: | Capstone Turbine Corp. (N/A) | 14-Feb-18 | Grant | 150,000 | -- | -- | 58% 258.53K to 408.53K | |
| 15-Feb-18 9:08 PM View: | Capstone Turbine Corp. (N/A) | 13-Feb-18 | Grant | 152,273 | -- | -- | 143% 106.26K to 258.53K | |
| 08-Feb-18 2:41 PM View: | Capstone Turbine Corp. (N/A) | 08-Feb-18 | Market Purchase | 5,995 | $0.88 | $5,275.60 | 6% 100.27K to 106.26K | (12%) |
| 07-Nov-17 5:08 PM View: | Capstone Turbine Corp. (N/A) | 07-Nov-17 | Market Purchase | 12,000 | $0.90 | $10,800.00 | 14% 88.27K to 100.27K | (12%) |
| 14-Aug-17 1:41 PM View: | Capstone Turbine Corp. (N/A) | 14-Aug-17 | Market Purchase | 10,500 | $0.65 | $6,825.00 | 14% 77.77K to 88.27K | 22% |
| 17-May-17 5:36 PM View: | Capstone Turbine Corp. (N/A) | 15-May-17 | Payment of Exercise | 446 | $0.65 | $289.90 | (< 1%) 78.21K to 77.77K | (23%) |
| 12-Apr-17 8:39 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-17 | Payment of Exercise | 436 | $0.82 | $357.52 | (< 1%) 78.65K to 78.21K | 3% |
| 12-Apr-17 8:39 PM View: | Capstone Turbine Corp. (N/A) | 10-Apr-17 | Payment of Exercise | 744 | $0.81 | $602.64 | (< 1%) 79.39K to 78.65K | 2% |
| 17-Nov-16 2:14 PM View: | Capstone Turbine Corp. (N/A) | 17-Nov-16 | Market Purchase | 5,250 | $0.92 | $4,830.00 | 7% 74.14K to 79.39K | (12%) |
| 09-Aug-16 6:47 PM View: | Capstone Turbine Corp. (N/A) | 09-Aug-16 | Market Purchase | 1,750 | $1.47 | $2,572.50 | 2% 72.39K to 74.14K | (46%) |
| 08-Jun-16 9:40 PM View: | Capstone Turbine Corp. (N/A) | 06-Jun-16 | Payment of Exercise | 668 | $1.53 | $1,022.04 | (< 1%) 73.06K to 72.39K | 48% |
| 18-May-16 8:18 PM View: | Capstone Turbine Corp. (N/A) | 16-May-16 | Payment of Exercise | 446 | $1.39 | $619.94 | (< 1%) 73.51K to 73.06K | 43% |
| 13-Apr-16 8:55 PM View: | Capstone Turbine Corp. (N/A) | 12-Apr-16 | Payment of Exercise | 446 | $1.52 | $677.92 | (< 1%) 73.95K to 73.51K | 48% |
| 13-Apr-16 8:55 PM View: | Capstone Turbine Corp. (N/A) | 11-Apr-16 | Payment of Exercise | 744 | $1.59 | $1,182.96 | (< 1%) 74.7K to 73.95K | 50% |
| 22-Dec-15 8:17 PM View: | Capstone Turbine Corp. (N/A) | 18-Dec-15 | Grant | 37,280 | $1.19 | $44,363.20 | 73% 51.14K to 88.42K | (33%) |
| 22-Dec-15 8:17 PM View: | Capstone Turbine Corp. (N/A) | 18-Dec-15 | Payment of Exercise | 13,727 | $1.19 | $16,335.10 | (16%) 88.42K to 74.7K | 33% |
| 11-Aug-15 11:37 AM View: | Capstone Turbine Corp. (N/A) | 11-Aug-15 | Market Purchase | 25,000 | $0.41 | $10,375.00 | 3% 997.84K to 1.02M | (90%) |
| 10-Jun-15 9:09 PM View: | Capstone Turbine Corp. (N/A) | 08-Jun-15 | Payment of Exercise | 4,123 | $0.55 | $2,267.65 | (< 1%) 1.0M to 997.84K | 93% |
| 10-Jun-15 9:09 PM View: | Capstone Turbine Corp. (N/A) | 06-Jun-15 | Payment of Exercise | 13,361 | $0.55 | $7,348.55 | (1%) 1.02M to 1.0M | 93% |