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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Feb-21 5:00 PM View:  | Collectors Universe Inc. (CLCT) | 06-Feb-21 | Option Exercise | 29,896 | -- | -- | 27% 109.88K to 139.77K | |
| 08-Feb-21 5:00 PM View: | Collectors Universe Inc. (CLCT) | 06-Feb-21 | Disposition (change in control) | 139,772 | $92.00 | $12,859,000.00 | (100%) 139.77K to 0 | < 1% |
| 13-Oct-20 6:04 AM View: | Collectors Universe Inc. (CLCT) | 27-Sep-20 | Grant | 2,864 | -- | -- | 3% 107.01K to 109.88K | |
| 02-Sep-20 4:30 PM View: | Collectors Universe Inc. (CLCT) | 31-Aug-20 | Disposition | 619 | $44.49 | $27,539.30 | (< 1%) 107.63K to 107.01K | (106%) |
| 02-Sep-20 4:30 PM View: | Collectors Universe Inc. (CLCT) | 31-Aug-20 | Option Exercise | 2,000 | -- | -- | 2% 105.63K to 107.63K | |
| 15-Oct-19 7:15 AM View: | Collectors Universe Inc. (CLCT) | 18-Sep-19 | Grant | 4,407 | -- | -- | 4% 101.22K to 105.63K | |
| 02-Jul-19 5:43 PM View: | Collectors Universe Inc. (CLCT) | 01-Jul-19 | Market Sale | 2,611 | $21.89 | $57,154.80 | (3%) 103.83K to 101.22K | (305%) |
| 25-Sep-18 7:54 PM View: | Collectors Universe Inc. (CLCT) | 24-Sep-18 | Grant | 7,675 | -- | -- | (7%) 111.51K to 103.83K | |
| 05-Jul-18 6:09 PM View: | Collectors Universe Inc. (CLCT) | 03-Jul-18 | Market Sale | 15,620 | $14.39 | $224,761.00 | (14%) 111.78K to 96.16K | (499%) |
| 28-Dec-17 4:30 PM View: | Collectors Universe Inc. (CLCT) | 26-Dec-17 | Grant | 7,592 | -- | -- | 7% 104.19K to 111.78K | |
| 01-Sep-17 7:05 PM View: | Collectors Universe Inc. (CLCT) | 31-Aug-17 | Grant | 56,250 | -- | -- | 117% 47.94K to 104.19K | |
| 11-Apr-17 7:08 PM View: | Collectors Universe Inc. (CLCT) | 11-Apr-17 | Market Sale | 5,950 | $26.02 | $154,849.00 | (11%) 53.89K to 47.94K | (211%) |
| 11-Apr-17 7:08 PM View: | Collectors Universe Inc. (CLCT) | 10-Apr-17 | Market Sale | 5,900 | $26.34 | $155,388.00 | (10%) 59.79K to 53.89K | (207%) |
| 11-Apr-17 7:08 PM View: | Collectors Universe Inc. (CLCT) | 07-Apr-17 | Market Sale | 18,150 | $26.99 | $489,923.00 | (23%) 77.94K to 59.79K | (200%) |
| 11-Mar-16 4:30 PM View: | Collectors Universe Inc. (CLCT) | 09-Mar-16 | Market Sale | 10,000 | $15.76 | $157,570.00 | (11%) 87.94K to 77.94K | (381%) |
| 03-Sep-15 4:30 PM View: | Collectors Universe Inc. (CLCT) | 01-Sep-15 | Market Sale | 3,100 | $18.00 | $55,800.00 | (3%) 91.04K to 87.94K | (303%) |
| 19-Jun-15 4:30 PM View: | Collectors Universe Inc. (CLCT) | 18-Jun-15 | Market Sale | 2,166 | $21.23 | $45,987.60 | (2%) 93.2K to 91.04K | (236%) |
| 19-Jun-15 4:30 PM View: | Collectors Universe Inc. (CLCT) | 17-Jun-15 | Market Sale | 2,500 | $21.37 | $53,420.50 | (3%) 95.7K to 93.2K | (234%) |
| 12-Jun-15 4:33 PM View: | Collectors Universe Inc. (CLCT) | 10-Jun-15 | Market Sale | 3,807 | $22.09 | $84,078.70 | (4%) 99.51K to 95.7K | (223%) |
| 10-Jun-15 4:32 PM View: | Collectors Universe Inc. (CLCT) | 08-Jun-15 | Market Sale | 1,527 | $22.25 | $33,977.90 | (2%) 101.04K to 99.51K | (220%) |
| 07-Apr-15 4:30 PM View: | Collectors Universe Inc. (CLCT) | 31-Mar-15 | Payment of Exercise | 502 | $22.56 | $11,325.10 | (< 1%) 101.54K to 101.04K | (211%) |
| 05-Jan-15 4:30 PM View: | Collectors Universe Inc. (CLCT) | 31-Dec-14 | Payment of Exercise | 425 | $20.86 | $8,865.50 | (< 1%) 101.97K to 101.54K | (231%) |
| 10-Dec-14 4:31 PM View: | Collectors Universe Inc. (CLCT) | 09-Dec-14 | Market Sale | 6,000 | $22.09 | $132,515.00 | (6%) 107.97K to 101.97K | (213%) |
| 12-Nov-14 6:58 PM View: | Collectors Universe Inc. (CLCT) | 11-Nov-14 | Market Sale | 3,700 | $23.09 | $85,415.20 | (3%) 111.67K to 107.97K | (195%) |
| 12-Nov-14 6:58 PM View: | Collectors Universe Inc. (CLCT) | 10-Nov-14 | Market Sale | 300 | $24.50 | $7,350.00 | (< 1%) 111.97K to 111.67K | (178%) |
| 06-Oct-14 5:52 PM View: | Collectors Universe Inc. (CLCT) | 30-Sep-14 | Payment of Exercise | 424 | $22.00 | $9,328.00 | (< 1%) 112.39K to 111.97K | (210%) |
| 26-Aug-14 4:30 PM View: | Collectors Universe Inc. (CLCT) | 22-Aug-14 | Grant | 9,375 | -- | -- | 5% 199.84K to 209.21K | |
| 26-Aug-14 4:30 PM View: | Collectors Universe Inc. (CLCT) | 22-Aug-14 | Grant | 9,375 | -- | -- | 4% 209.21K to 218.59K | |
| 26-Aug-14 4:30 PM View: | Collectors Universe Inc. (CLCT) | 22-Aug-14 | Payment of Exercise | 3,183 | $20.53 | $65,347.00 | (1%) 218.59K to 215.4K | (232%) |
| 02-Jul-14 4:30 PM View: | Collectors Universe Inc. (CLCT) | 30-Jun-14 | Payment of Exercise | 1,080 | $19.59 | $21,157.20 | (1%) 97.9K to 96.82K | (242%) |
| 02-Apr-14 4:25 PM View: | Collectors Universe Inc. (CLCT) | 31-Mar-14 | Payment of Exercise | 503 | $18.82 | $9,466.46 | (< 1%) 98.41K to 97.9K | (251%) |
| 02-Jan-14 4:32 PM View: | Collectors Universe Inc. (CLCT) | 31-Dec-13 | Payment of Exercise | 424 | $17.16 | $7,275.84 | (< 1%) 98.83K to 98.41K | (279%) |
| 18-Dec-13 9:07 PM View: | Collectors Universe Inc. (CLCT) | 18-Dec-13 | Option Exercise | 7,136 | $13.90 | $99,222.50 | 7% 98.83K to 105.97K | |
| 18-Dec-13 9:07 PM View: | Collectors Universe Inc. (CLCT) | 18-Dec-13 | Market Option Sale | 7,136 | $16.60 | $118,458.00 | (7%) 105.97K to 98.83K | (292%) |
| 03-Dec-13 4:31 PM View: | Collectors Universe Inc. (CLCT) | 29-Nov-13 | Option Exercise | 4,114 | $13.18 | $54,222.50 | 4% 98.83K to 102.94K | |
| 03-Dec-13 4:31 PM View: | Collectors Universe Inc. (CLCT) | 29-Nov-13 | Market Option Sale | 4,114 | $16.61 | $68,346.70 | (4%) 102.94K to 98.83K | (291%) |
| 13-Nov-13 4:32 PM View: | Collectors Universe Inc. (CLCT) | 12-Nov-13 | Option Exercise | 1,500 | $13.18 | $19,770.00 | 2% 98.83K to 100.33K | |
| 13-Nov-13 4:32 PM View: | Collectors Universe Inc. (CLCT) | 12-Nov-13 | Market Option Sale | 1,500 | $16.85 | $25,282.50 | (1%) 100.33K to 98.83K | (279%) |
| 02-Oct-13 4:29 PM View: | Collectors Universe Inc. (CLCT) | 30-Sep-13 | Payment of Exercise | 424 | $14.68 | $6,224.32 | (< 1%) 99.25K to 98.83K | (335%) |
| 02-Jul-13 6:21 PM View: | Collectors Universe Inc. (CLCT) | 28-Jun-13 | Payment of Exercise | 2,700 | $13.25 | $35,775.00 | (3%) 101.95K to 99.25K | (372%) |
| 01-Apr-13 1:45 PM View: | Collectors Universe Inc. (CLCT) | 01-Apr-13 | Payment of Exercise | 188 | $11.77 | $2,212.76 | (< 1%) 142.97K to 142.78K | (420%) |
| 30-Nov-12 4:55 PM View: | Collectors Universe Inc. (CLCT) | 29-Nov-12 | Market Sale | 9,449 | $10.27 | $97,008.20 | (8%) 111.59K to 102.14K | (480%) |
| 18-Sep-12 5:20 PM View: | Collectors Universe Inc. (CLCT) | 14-Sep-12 | Grant | 12,500 | -- | -- | 12% 100.59K to 113.09K | |
| 20-Sep-12 12:28 PM View: | Collectors Universe Inc. (CLCT) | 15-Aug-12 | Disposition | 1,500 | -- | -- | (1%) 113.09K to 111.59K | |
| 09-Sep-11 4:18 PM View: | Collectors Universe Inc. (CLCT) | 08-Sep-11 | Option Exercise | 3,000 | $13.18 | $39,540.00 | 4% 85.59K to 88.59K | |
| 09-Sep-11 4:18 PM View: | Collectors Universe Inc. (CLCT) | 08-Sep-11 | Market Option Sale | 3,000 | $16.75 | $50,250.00 | (3%) 88.59K to 85.59K | (275%) |
| 09-Sep-11 4:18 PM View: | Collectors Universe Inc. (CLCT) | 07-Sep-11 | Option Exercise | 5,000 | $12.59 | $62,925.00 | 6% 85.59K to 90.59K | |
| 09-Sep-11 4:18 PM View: | Collectors Universe Inc. (CLCT) | 07-Sep-11 | Market Option Sale | 5,000 | $16.75 | $83,750.00 | (6%) 90.59K to 85.59K | (275%) |
| 06-Sep-11 5:36 PM View: | Collectors Universe Inc. (CLCT) | 02-Sep-11 | Option Exercise | 1,260 | $12.48 | $15,724.80 | 1% 85.59K to 86.85K | |
| 06-Sep-11 5:36 PM View: | Collectors Universe Inc. (CLCT) | 02-Sep-11 | Market Option Sale | 1,260 | $16.75 | $21,105.00 | (1%) 86.85K to 85.59K | (275%) |