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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Apr-18 10:00 PM View:  | Fs Kkr Capital Corp (FSK) | 30-Apr-18 | Purchase (Planned) | 1,328 | $7.53 | $9,993.20 | 7% 18.97K to 20.3K | |
| 23-Apr-18 5:24 PM View: | Fs Kkr Capital Corp (FSK) | 20-Apr-18 | Purchase (Planned) | 1,324 | $7.53 | $9,963.10 | 8% 17.65K to 18.97K | |
| 29-Dec-17 5:48 PM View: | Fs Kkr Capital Corp (FSK) | 29-Dec-17 | Purchase (Planned) | 675 | $7.40 | $4,995.00 | 4% 16.97K to 17.65K | |
| 14-Apr-17 5:20 PM View: | Fs Kkr Capital Corp (FSK) | 13-Apr-17 | Purchase (Planned) | 1,050 | $9.50 | $9,975.00 | 7% 15.92K to 16.97K | |
| 21-Mar-17 5:28 PM View: | Fs Kkr Capital Corp (FSK) | 21-Mar-17 | Purchase (Planned) | 2,040 | $9.80 | $19,992.00 | 15% 13.88K to 15.92K | |
| 23-Nov-16 2:02 PM View: | Fs Energy & Power Fund (NONE) | 23-Nov-16 | Purchase | 1,065 | $7.51 | $8,000.00 | 5% 19.73K to 20.8K | |
| 22-Jul-16 2:01 PM View: | Fs Energy & Power Fund (NONE) | 20-Jul-16 | Purchase | 1,372 | $7.29 | $10,000.00 | 8% 17.76K to 19.13K | |
| 28-Jun-16 4:20 PM View: | Fs Kkr Capital Corp (FSK) | 24-Jun-16 | Purchase (Planned) | 1,176 | $8.27 | $9,725.52 | 9% 12.71K to 13.88K | |
| 22-Apr-16 2:30 PM View: | Fs Energy & Power Fund (NONE) | 20-Apr-16 | Purchase | 1,554 | $6.43 | $10,000.00 | 10% 15.76K to 17.31K | |
| 18-Mar-16 5:12 PM View: | Fs Energy & Power Fund (NONE) | 16-Mar-16 | Purchase | 2,398 | $6.26 | $15,012.00 | 18% 13.21K to 15.61K | |
| 26-Feb-16 4:49 PM View: | Fs Kkr Capital Corp (FSK) | 25-Feb-16 | Purchase (Planned) | 1,250 | $8.00 | $10,000.00 | 11% 11.46K to 12.71K | |
| 29-Jan-16 12:01 PM View: | Fs Energy & Power Fund (NONE) | 27-Jan-16 | Purchase | 1,543 | $6.48 | $10,000.00 | 13% 11.55K to 13.1K | |
| 16-Nov-15 4:44 PM View: | Fs Kkr Capital Corp (FSK) | 16-Nov-15 | Purchase | 1,550 | $9.55 | $14,801.60 | 16% 9.91K to 11.46K | |
| 23-Oct-15 10:42 AM View: | Fs Energy & Power Fund (NONE) | 21-Oct-15 | Purchase | 1,270 | $7.88 | $10,006.30 | 13% 9.92K to 11.19K | |
| 03-Aug-15 5:26 PM View: | Fs Kkr Capital Corp (FSK) | 31-Jul-15 | Purchase (Planned) | 1,976 | $10.11 | $19,977.40 | 25% 7.93K to 9.91K | |
| 24-Jul-15 3:46 PM View: | Fs Energy & Power Fund (NONE) | 22-Jul-15 | Purchase | 1,134 | $8.82 | $10,000.00 | 13% 8.58K to 9.71K | |
| 15-May-15 4:10 PM View: | Fs Kkr Capital Corp (FSK) | 14-May-15 | Purchase (Planned) | 200 | $10.15 | $2,030.00 | 3% 7.73K to 7.93K | |
| 14-May-15 4:17 PM View: | Fs Kkr Capital Corp (FSK) | 13-May-15 | Purchase (Planned) | 2,300 | $10.15 | $23,345.00 | 42% 5.43K to 7.73K | |
| 17-Apr-15 12:57 PM View: | Fs Energy & Power Fund (NONE) | 15-Apr-15 | Purchase | 1,145 | $8.73 | $10,000.00 | 16% 7.27K to 8.41K | |
| 20-Jan-15 4:19 PM View: | Fs Kkr Capital Corp (FSK) | 16-Jan-15 | Purchase (Planned) | 1,083 | $9.23 | $9,996.09 | 25% 4.35K to 5.43K | |
| 10-Oct-14 4:18 PM View: | Fs Kkr Capital Corp (FSK) | 08-Oct-14 | Purchase (Planned) | 2,415 | $10.35 | $24,995.20 | 125% 1.93K to 4.35K | |
| 05-Aug-14 9:57 PM View: | Fs Kkr Capital Corp (FSK) | 01-Aug-14 | Purchase (Planned) | 1,449 | $10.35 | $14,997.20 | 100% 0 to 1.45K | |
| 05-Aug-14 9:57 PM View: | Fs Kkr Capital Corp (FSK) | 01-Aug-14 | Purchase (Planned) | 483 | $10.35 | $4,999.05 | 33% 1.45K to 1.93K | |
| 30-Apr-13 1:53 PM View: | Emtec Inc. (ETEC) | 12-Apr-13 | Market Purchase | 12,096 | $1.00 | $12,096.00 | 3% 354.74K to 366.83K | 4% |
| 30-Apr-13 7:23 PM View: | Emtec Inc. (ETEC) | 28-Feb-13 | Market Purchase | 12,096 | $1.00 | $12,096.00 | 3% 354.74K to 366.83K | 4% |
| 19-Dec-12 6:58 PM View: | Emtec Inc. (ETEC) | 19-Dec-12 | Private Purchase | 32,000 | $1.10 | $35,200.00 | 10% 322.74K to 354.74K | |
| 19-Dec-12 6:58 PM View: | Emtec Inc. (ETEC) | 17-Dec-12 | Grant | 93,000 | -- | -- | 40% 229.74K to 322.74K | |
| 10-Aug-12 5:21 PM View: | Emtec Inc. (ETEC) | 10-Aug-12 | Market Purchase (Planned) | 5,235 | $1.20 | $6,282.00 | 2% 224.5K to 229.74K | (15%) |
| 26-Jul-12 4:40 PM View: | Emtec Inc. (ETEC) | 23-Jul-12 | Market Purchase (Planned) | 2,300 | $1.10 | $2,530.00 | 1% 222.2K to 224.5K | (2%) |
| 18-Jun-12 9:01 PM View: | Emtec Inc. (ETEC) | 14-Jun-12 | Market Purchase (Planned) | 9,000 | $1.10 | $9,900.00 | 4% 213.2K to 222.2K | (4%) |
| 25-Apr-12 7:41 PM View: | Emtec Inc. (ETEC) | 23-Apr-12 | Market Purchase (Planned) | 2,500 | $1.00 | $2,500.00 | 1% 210.7K to 213.2K | 11% |
| 14-Feb-12 11:16 AM View: | Emtec Inc. (ETEC) | 09-Feb-12 | Grant | 15,000 | $0.45 | $6,750.00 | 8% 195.7K to 210.7K | 145% |
| 23-Nov-11 3:36 PM View: | Emtec Inc. (ETEC) | 21-Nov-11 | Grant | -- | -- | -- | 0% 185.7K | |
| 23-Nov-11 3:36 PM View: | Emtec Inc. (ETEC) | 21-Nov-11 | Purchase Duplicate | 10,000 | $0.80 | $8,000.00 | 5% 185.7K to 195.7K | |
| 22-Aug-11 10:53 AM View: | Emtec Inc. (ETEC) | 19-Aug-11 | Grant | 2,000 | $0.86 | $1,720.00 | 1% 183.7K to 185.7K | 6% |
| 22-Aug-11 10:53 AM View: | Emtec Inc. (ETEC) | 18-Aug-11 | Grant | 8,000 | $0.58 | $4,680.00 | 5% 175.7K to 183.7K | 56% |
| 20-Jul-11 7:22 PM View: | Fs Energy & Power Fund (NONE) | 18-Jul-11 | Purchase | 5,556 | $9.00 | $50,000.00 | 1251680% 0 to 5.56K | |
| 13-Dec-10 7:48 PM View: | Emtec Inc. (ETEC) | 09-Dec-10 | Grant | 24,586 | -- | -- | 16% 151.11K to 175.7K | |
| 17-Dec-09 5:50 PM View: | Emtec Inc. (ETEC) | 15-Dec-09 | Grant | 13,614 | -- | -- | 10% 137.5K to 151.11K | |
| 07-May-09 7:22 PM View: | Emtec Inc. (ETEC) | 05-May-09 | Grant | 137,500 | -- | -- | 100% 0 to 137.5K |