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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Feb-24 8:21 PM View:  | Ameriprise Financial Inc. (AMP) | 07-Feb-24 | Private Sale | 13,346 | $387.81 | $5,175,660.00 | (66%) 20.11K to 6.77K | |
| 31-Jan-24 8:18 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Grant | 21,544 | -- | -- | 202% 10.65K to 32.2K | |
| 31-Jan-24 8:18 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Payment of Exercise | 12,087 | $393.11 | $4,751,520.00 | (38%) 32.2K to 20.11K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-24 | Payment of Exercise | 458 | $391.40 | $179,261.00 | (4%) 11.11K to 10.65K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-24 | Payment of Exercise | 396 | $391.40 | $154,994.00 | (3%) 11.51K to 11.11K | |
| 30-Jan-24 8:51 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-24 | Grant | 3,104 | -- | -- | 37% 8.4K to 11.51K | |
| 15-Dec-23 4:54 PM View: | Ameriprise Financial Inc. (AMP) | 13-Dec-23 | Payment of Exercise | 18,973 | $371.45 | $7,047,620.00 | (56%) 33.79K to 14.81K | |
| 15-Dec-23 4:54 PM View: | Ameriprise Financial Inc. (AMP) | 13-Dec-23 | Option Exercise | 25,382 | $179.84 | $4,564,700.00 | 302% 8.4K to 33.79K | |
| 15-Dec-23 4:54 PM View: | Ameriprise Financial Inc. (AMP) | 13-Dec-23 | Option Sale | 6,409 | $370.82 | $2,376,550.00 | (43%) 14.81K to 8.4K | |
| 08-Aug-23 7:16 PM View: | Ameriprise Financial Inc. (AMP) | 04-Aug-23 | Payment of Exercise | 18,295 | $352.08 | $6,441,300.00 | (46%) 39.74K to 21.44K | |
| 08-Aug-23 7:16 PM View: | Ameriprise Financial Inc. (AMP) | 04-Aug-23 | Option Exercise | 25,025 | $158.63 | $3,969,670.00 | 170% 14.71K to 39.74K | |
| 08-Aug-23 7:16 PM View: | Ameriprise Financial Inc. (AMP) | 04-Aug-23 | Option Sale | 13,042 | $351.55 | $4,584,920.00 | (61%) 21.44K to 8.4K | |
| 17-Feb-23 4:14 PM View: | Ameriprise Financial Inc. (AMP) | 15-Feb-23 | Private Sale | 10,000 | $352.07 | $3,520,680.00 | (40%) 24.71K to 14.71K | |
| 02-Feb-23 7:06 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Grant | 25,940 | -- | -- | 195% 13.33K to 39.27K | |
| 02-Feb-23 7:06 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Payment of Exercise | 14,555 | $350.12 | $5,096,000.00 | (37%) 39.27K to 24.71K | |
| 31-Jan-23 7:58 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-23 | Payment of Exercise | 845 | $344.45 | $291,060.00 | (6%) 14.17K to 13.33K | |
| 31-Jan-23 7:58 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-23 | Payment of Exercise | 458 | $344.45 | $157,758.00 | (3%) 14.63K to 14.17K | |
| 31-Jan-23 7:58 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Grant | 3,527 | -- | -- | 32% 11.1K to 14.63K | |
| 17-Nov-22 5:20 PM View: | Ameriprise Financial Inc. (AMP) | 15-Nov-22 | Payment of Exercise | 28,017 | $327.05 | $9,163,100.00 | (55%) 51.1K to 23.09K | |
| 17-Nov-22 5:20 PM View: | Ameriprise Financial Inc. (AMP) | 15-Nov-22 | Option Exercise | 40,000 | $126.89 | $5,075,600.00 | 360% 11.1K to 51.1K | |
| 17-Nov-22 5:20 PM View: | Ameriprise Financial Inc. (AMP) | 15-Nov-22 | Option Sale | 11,983 | $327.81 | $3,928,190.00 | (52%) 23.09K to 11.1K | |
| 30-Mar-22 4:16 PM View: | Ameriprise Financial Inc. (AMP) | 28-Mar-22 | Market Sale | 8,711 | $312.01 | $2,717,960.00 | (44%) 19.81K to 11.1K | (2%) |
| 09-Feb-22 6:13 PM View: | Ameriprise Financial Inc. (AMP) | 09-Feb-22 | Market Sale | 7,000 | $319.37 | $2,235,600.00 | (26%) 26.81K to 19.81K | < 1% |
| 09-Feb-22 6:13 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-22 | Market Sale | 5,000 | $311.00 | $1,554,990.00 | (16%) 31.81K to 26.81K | (2%) |
| 04-Feb-22 4:24 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Grant | 32,229 | -- | -- | 201% 16.05K to 48.27K | |
| 04-Feb-22 4:24 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Payment of Exercise | 16,467 | $313.21 | $5,157,630.00 | (34%) 48.27K to 31.81K | |
| 03-Feb-22 5:01 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-22 | Payment of Exercise | 1,841 | $308.10 | $567,212.00 | (10%) 17.89K to 16.05K | (3%) |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-22 | Payment of Exercise | 1,130 | $304.31 | $343,870.00 | (6%) 19.02K to 17.89K | |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-22 | Payment of Exercise | 747 | $298.09 | $222,673.00 | (4%) 19.76K to 19.02K | |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-22 | Grant | 4,075 | -- | -- | 26% 15.69K to 19.76K | |
| 01-Nov-21 4:15 PM View: | Ameriprise Financial Inc. (AMP) | 28-Oct-21 | Payment of Exercise | 42,243 | $302.46 | $12,776,800.00 | (57%) 73.92K to 31.67K | |
| 01-Nov-21 4:15 PM View: | Ameriprise Financial Inc. (AMP) | 28-Oct-21 | Option Exercise | 58,229 | $125.27 | $7,294,240.00 | 371% 15.69K to 73.92K | |
| 01-Nov-21 4:15 PM View: | Ameriprise Financial Inc. (AMP) | 28-Oct-21 | Market Option Sale | 15,986 | $302.37 | $4,833,690.00 | (50%) 31.67K to 15.69K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 09-Feb-21 | Market Sale | 19,000 | $212.09 | $4,029,720.00 | (55%) 34.69K to 15.69K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Grant | 26,407 | -- | -- | 124% 21.23K to 47.64K | |
| 09-Feb-21 5:43 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Payment of Exercise | 12,952 | $211.06 | $2,733,650.00 | (27%) 47.64K to 34.69K | |
| 03-Feb-21 5:06 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-21 | Payment of Exercise | 1,765 | $200.84 | $354,483.00 | (8%) 23.0K to 21.23K | (< 1%) |
| 02-Feb-21 6:23 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-21 | Payment of Exercise | 905 | $197.87 | $179,072.00 | (4%) 23.9K to 23.0K | (2%) |
| 28-Jan-21 6:07 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-21 | Payment of Exercise | 832 | $211.27 | $175,777.00 | (5%) 18.1K to 17.27K | 5% |
| 02-Dec-20 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 30-Nov-20 | Payment of Exercise | 33,367 | $190.75 | $6,364,760.00 | (57%) 58.1K to 24.73K | 3% |
| 02-Dec-20 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 30-Nov-20 | Option Exercise | 40,000 | $128.76 | $5,150,400.00 | 221% 18.1K to 58.1K | |
| 02-Dec-20 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 30-Nov-20 | Market Option Sale | 6,633 | $186.69 | $1,238,320.00 | (27%) 24.73K to 18.1K | < 1% |
| 12-Nov-20 6:13 PM View: | Ameriprise Financial Inc. (AMP) | 09-Nov-20 | Payment of Exercise | 47,441 | $178.82 | $8,483,400.00 | (59%) 81.06K to 33.62K | (3%) |
| 12-Nov-20 6:13 PM View: | Ameriprise Financial Inc. (AMP) | 09-Nov-20 | Option Exercise | 62,955 | $87.79 | $5,526,820.00 | 348% 18.1K to 81.06K | |
| 12-Nov-20 6:13 PM View: | Ameriprise Financial Inc. (AMP) | 09-Nov-20 | Market Option Sale | 15,514 | $182.95 | $2,838,300.00 | (46%) 33.62K to 18.1K | (1%) |
| 19-Feb-20 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 18-Feb-20 | Payment of Exercise | 43,752 | $178.82 | $7,823,730.00 | (38%) 114.01K to 70.26K | (1%) |
| 19-Feb-20 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 18-Feb-20 | Option Exercise | 54,910 | $107.61 | $5,908,860.00 | 93% 59.1K to 114.01K | |
| 19-Feb-20 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 18-Feb-20 | Market Option Sale | 52,160 | $177.43 | $9,254,970.00 | (74%) 70.26K to 18.1K | (2%) |
| 19-Feb-20 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-20 | Grant | 20,912 | -- | -- | 43% 48.86K to 69.77K | |
| 19-Feb-20 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-20 | Payment of Exercise | 10,671 | $178.82 | $1,908,190.00 | (15%) 69.77K to 59.1K | (1%) |